RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.05%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$155M
Cap. Flow %
-9.32%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
133

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
$14.6M
3
HIO
Western Asset High Income Opportunity Fund
HIO
$10.9M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
$8.7M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
$8.14M

Top Sells

1
OBDC icon
Blue Owl Capital
OBDC
$36.5M
2
BCSF icon
Bain Capital Specialty
BCSF
$28.4M
3
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
$26.9M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
$16.9M

Sector Composition

1 Financials 8.03%
2 Healthcare 1.08%
3 Consumer Discretionary 0.78%
4 Technology 0.67%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EVG
476
Eaton Vance Short Duration Diversified Income Fund
EVG
$153M
– –
-32,617
Closed -$403K
GBDC icon
477
Golub Capital BDC
GBDC
$3.93B
– –
-168,402
Closed -$2.38M
GLO
478
Clough Global Opportunities Fund
GLO
$240M
– –
-602,189
Closed -$6.69M
GLQ
479
Clough Global Equity Fund
GLQ
$139M
– –
-200,998
Closed -$2.76M
HGLB
480
Highland Global Allocation Fund
HGLB
$204M
– –
-566,457
Closed -$3.7M
HOFVW
481
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
– –
-143,062
Closed -$37K
JFR icon
482
Nuveen Floating Rate Income Fund
JFR
$1.13B
– –
-184,645
Closed -$1.61M
KYN icon
483
Kayne Anderson Energy Infrastructure Fund
KYN
$2.08B
– –
-232,032
Closed -$1.33M
LCID icon
484
Lucid Motors
LCID
$5.66B
– –
-35,499
Closed -$3.55M
LSEAW
485
DELISTED
Landsea Homes Corporation Warrant
LSEAW
– –
-97,187
Closed -$189K
NMCO icon
486
Nuveen Municipal Credit Opportunities Fund
NMCO
$578M
– –
-2,075,528
Closed -$26.9M
NMFC icon
487
New Mountain Finance
NMFC
$1.13B
– –
-58,920
Closed -$669K
ORGN icon
488
Origin Materials
ORGN
$77.7M
– –
-14,853
Closed -$158K
PHD
489
Pioneer Floating Rate Fund
PHD
$123M
– –
-65,538
Closed -$668K
PHK
490
PIMCO High Income Fund
PHK
$857M
– –
-93,861
Closed -$568K
PLBY icon
491
Playboy, Inc. Common Stock
PLBY
$187M
– –
-51,802
Closed -$544K
PMO
492
Putnam Municipal Opportunities Trust
PMO
$281M
– –
-140,289
Closed -$1.92M
QSI icon
493
Quantum-Si Incorporated
QSI
$219M
– –
-36,900
Closed -$375K
QSIAW
494
Quantum-Si Incorporated Warrant
QSIAW
$69.7M
– –
-12,300
Closed -$14K
RA
495
Brookfield Real Assets Income Fund
RA
$749M
– –
-87,954
Closed -$1.57M
RCS
496
PIMCO Strategic Income Fund
RCS
$338M
– –
-348,363
Closed -$2.41M
RGT
497
Royce Global Value Trust
RGT
$83.4M
– –
-94,973
Closed -$1.27M
FFAIW
498
Faraday Future Intelligent Electric Inc. Warrant
FFAIW
$5.89M
– –
-220,048
Closed -$231K
FFAI
499
Faraday Future Intelligent Electric Inc. Common Stock
FFAI
$266M
– –
-23
Closed -$2.2M
SNAXW
500
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
– –
-252,305
Closed -$202K
18 19
20
21 22