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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOFVW
476
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
– –
-143,062
Closed -$37K
JFR icon
477
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-184,645
Closed -$1.61M
KYN icon
478
Kayne Anderson Energy Infrastructure Fund
KYN
$2.5B
– –
-232,032
Closed -$1.33M
LCID icon
479
Lucid Motors
LCID
$2.58B
– –
-35,499
Closed -$3.55M
LSEAW
480
DELISTED
Landsea Homes Corporation Warrant
LSEAW
– –
-97,187
Closed -$189K
NMCO icon
481
Nuveen Municipal Credit Opportunities Fund
NMCO
$583M
– –
-2,075,528
Closed -$26.9M
NMFC icon
482
New Mountain Finance
NMFC
$728M
– –
-58,920
Closed -$669K
ORGN
483
DELISTED
Origin Materials
ORGN
– –
-495
Closed -$158K
PHD
484
DELISTED
Pioneer Floating Rate Fund
PHD
– –
-65,538
Closed -$668K
PHK
485
PIMCO High Income Fund
PHK
$875M
– –
-93,861
Closed -$568K
PLBY icon
486
Playboy Inc
PLBY
$149M
– –
-51,802
Closed -$544K
PMO
487
Franklin Municipal Opportunities Trust
PMO
$285M
– –
-140,289
Closed -$1.92M
QSI icon
488
Quantum-Si Incorporated
QSI
$182M
– –
-36,900
Closed -$375K
QSIAW
489
DELISTED
Quantum-Si Inc Warrant
QSIAW
– –
-12,300
Closed -$14K
RA
490
Brookfield Real Assets Income Fund
RA
$706M
– –
-87,954
Closed -$1.57M
RCS
491
PIMCO Strategic Income Fund
RCS
$250M
– –
-348,363
Closed -$2.41M
RGT
492
Royce Global Value Trust
RGT
$101M
– –
-94,973
Closed -$1.27M
FFAIW
493
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
– –
-220,048
Closed -$231K
FFAI
494
Faraday Future Intelligent Electric
FFAI
$9.79M
– –
0
– -$2.2M
SNAXW
495
DELISTED
Stryve Foods, Inc. Warrant
SNAXW
– –
-252,305
Closed -$202K
BROGW
496
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
– –
-184,631
Closed -$114K
ME
497
DELISTED
23andMe Holding Co
ME
– –
-8,483
Closed -$1.94M
ASTSW
498
DELISTED
AST SpaceMobile, Inc. Warrant
ASTSW
– –
-17,843
Closed -$67K
AFT
499
DELISTED
Apollo Senior Floating Rate Fund Inc.
AFT
– –
-185,844
Closed -$2.68M
COOLU
500
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
– –
-25,000
Closed -$261K
18 19
20
21 22

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.