RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.12B
AUM Growth
+$362M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
563
New
Increased
Reduced
Closed

Top Buys

1
+$51.8M
2
+$28.7M
3
+$22.5M
4
JFR icon
Nuveen Floating Rate Income Fund
JFR
+$21.9M
5
OTF
Blue Owl Technology Finance Corp
OTF
+$21.4M

Top Sells

1
+$25.5M
2
+$21M
3
+$18.4M
4
CRF
Cornerstone Total Return Fund
CRF
+$10.4M
5
PHK
PIMCO High Income Fund
PHK
+$8.89M

Sector Composition

1 Financials 27.45%
2 Real Estate 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACP
476
abrdn Income Credit Strategies Fund
ACP
$668M
– –
-415,247
AOD
477
abrdn Total Dynamic Dividend Fund
AOD
$1.01B
– –
-641,556
ATMVR
478
DELISTED
AlphaVest Acquisition Corp Right
ATMVR
– –
-250,000
CHY
479
Calamos Convertible and High Income Fund
CHY
$910M
– –
-135,169
CLM icon
480
Cornerstone Strategic Value Fund
CLM
$2.11B
– –
-1,011,315
DMYY.WS
481
DELISTED
dMY Squared Technology Group Warrants
DMYY.WS
– –
-99,999
EMD
482
Western Asset Emerging Markets Debt Fund
EMD
$602M
– –
-89,452
HNW
483
DELISTED
Pioneer Diversified High Income Fund
HNW
– –
-98,499
IQI icon
484
Invesco Quality Municipal Securities
IQI
$531M
– –
-597,976
NAD icon
485
Nuveen Quality Municipal Income Fund
NAD
$2.82B
– –
-1,577,514
NETDW
486
DELISTED
Nabors Energy Transition Corp II Warrant
NETDW
– –
-142,499
NNY icon
487
Nuveen New York Municipal Value Fund
NNY
$162M
– –
-114,981
PETWW
488
DELISTED
Wag! Group Co Warrant
PETWW
– –
-600,000
PFL
489
PIMCO Income Strategy Fund
PFL
$370M
– –
-331,520
PNI
490
PIMCO New York Municipal Income Fund II
PNI
$78.1M
– –
-1,066,323
SZZLU
491
Sizzle Acquisition Corp II Unit
SZZLU
– –
-102,372
TBMC icon
492
Trailblazer Merger Corp I
TBMC
$24.4M
– –
-160,109
VKI icon
493
Invesco Advantage Municipal Income Trust II
VKI
$414M
– –
-160,147
WIA
494
Western Asset Inflation-Linked Income Fund
WIA
$190M
– –
-18,606
DHAIW
495
DELISTED
DIH Holding US Inc Warrants
DHAIW
$0 ﹤0.01%
325,000
IROHR
496
DELISTED
Iron Horse Acquisitions Corp Right
IROHR
– –
-508,133
IBAC
497
IB Acquisition Corp
IBAC
$61.6M
– –
-142,708
KBDC
498
Kayne Anderson BDC
KBDC
$943M
– –
-273,610
RFAI
499
RF Acquisition Corp II
RFAI
– –
-93,099
DTSQ
500
DT Cloud Star Acquisition Corp
DTSQ
$40.6M
– –
-289,744
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