RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.94%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
+$2.07B
Cap. Flow
-$128M
Cap. Flow %
-6.16%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

1
ACP
abrdn Income Credit Strategies Fund
ACP
$27.3M
2
GRAF.U
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
$11M
3
MHI
Pioneer Municipal High Income Fund
MHI
$8.15M
4
PCF
High Income Securities Fund
PCF
$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
$7.57M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$10.8M

Sector Composition

1 Financials 8.39%
2 Technology 0.33%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VMO icon
26
Invesco Municipal Opportunity Trust
VMO
$622M
$24.3M 1.17% 2,367,527 +491,922 +26% +$5.05M
MUE icon
27
BlackRock MuniHoldings Quality Fund II
MUE
$209M
$24M 1.16% 2,245,080 +30,224 +1% +$323K
BRW
28
Saba Capital Income & Opportunities Fund
BRW
$353M
$23.2M 1.12% 3,060,697 -143,167 -4% -$1.09M
MYI icon
29
BlackRock MuniYield Quality Fund III
MYI
$705M
$23M 1.11% 1,919,220 -30,340 -2% -$364K
PFN
30
PIMCO Income Strategy Fund II
PFN
$710M
$20M 0.97% 2,623,307 +513,824 +24% +$3.92M
WIW
31
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$547M
$18.1M 0.87% 2,045,275 -46,640 -2% -$412K
VGM icon
32
Invesco Trust Investment Grade Municipals
VGM
$517M
$17M 0.82% 1,612,419 -32,986 -2% -$348K
VKQ icon
33
Invesco Municipal Trust
VKQ
$506M
$16.9M 0.81% 1,642,546 -3,767 -0.2% -$38.6K
DMF
34
DELISTED
BNY Mellon Municipal Income
DMF
$16.6M 0.8% 2,265,296 +1,035,116 +84% +$7.57M
LEO
35
BNY Mellon Strategic Municipals
LEO
$371M
$15.7M 0.76% 2,411,067 +492,244 +26% +$3.2M
FTHY
36
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$539M
$15.3M 0.74% 1,010,260 -236,615 -19% -$3.58M
IQI icon
37
Invesco Quality Municipal Securities
IQI
$498M
$14.3M 0.69% 1,372,415 +25,143 +2% +$262K
AFB
38
AllianceBernstein National Municipal Income Fund
AFB
$298M
$14.1M 0.68% 1,192,205 +232,205 +24% +$2.74M
MIO
39
DELISTED
Pioneer Municipal High Income Opportunities Fund
MIO
$14M 0.68% 1,132,947 +377,242 +50% +$4.68M
EMD
40
Western Asset Emerging Markets Debt Fund
EMD
$599M
$13.7M 0.66% 1,350,440 -236,720 -15% -$2.41M
SBI
41
Western Asset Intermediate Muni Fund
SBI
$108M
$13.7M 0.66% 1,674,840 +45,940 +3% +$377K
MQT icon
42
BlackRock MuniYield Quality Fund II
MQT
$212M
$13.5M 0.65% 1,251,418 +11,450 +0.9% +$124K
MHI
43
DELISTED
Pioneer Municipal High Income Fund
MHI
$13.4M 0.65% 1,395,686 +849,106 +155% +$8.15M
VKI icon
44
Invesco Advantage Municipal Income Trust II
VKI
$368M
$13M 0.63% 1,399,144 -27,223 -2% -$253K
BKN icon
45
BlackRock Investment Quality Municipal Trust
BKN
$185M
$12.4M 0.6% 960,795 -63,871 -6% -$825K
MAV
46
DELISTED
Pioneer Municipal High Income Advantage Fund
MAV
$12.2M 0.59% 1,379,762 +341,293 +33% +$3.02M
MHN icon
47
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$292M
$11.9M 0.58% 1,070,573 +298,947 +39% +$3.34M
SDHY
48
PGIM Short Duration High Yield Opportunities Fund
SDHY
$420M
$11.9M 0.58% 713,308 -3,200 -0.4% -$53.5K
SKGR
49
DELISTED
SK Growth Opportunities Corporation Class A Common Stock
SKGR
$11.3M 0.55% 1,000,000 – –
GRAF.U
50
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
$211M
$11M 0.53% +1,100,000 New +$11M
1
2
3 4 5