RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
+$2.23B
Cap. Flow
-$114M
Cap. Flow %
-5.12%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BFZ icon
26
BlackRock CA Municipal Income Trust
BFZ
$314M
$15.4M 0.69% 1,495,199 -80,487 -5% -$827K
IQI icon
27
Invesco Quality Municipal Securities
IQI
$498M
$15.3M 0.69% 1,677,208 -289,939 -15% -$2.65M
VKQ icon
28
Invesco Municipal Trust
VKQ
$506M
$15.2M 0.68% 1,659,672 +601,834 +57% +$5.5M
VGM icon
29
Invesco Trust Investment Grade Municipals
VGM
$517M
$15M 0.67% 1,605,641 +172,057 +12% +$1.61M
BYNOU
30
DELISTED
byNordic Acquisition Corporation Units
BYNOU
$14.9M 0.67% 1,485,000 – –
PDI icon
31
PIMCO Dynamic Income Fund
PDI
$7.44B
$14.9M 0.67% 767,937 -967,823 -56% -$18.8M
WDI
32
Western Asset Diversified Income Fund
WDI
$780M
$14.9M 0.67% 1,181,364 -910,480 -44% -$11.5M
PEPL
33
DELISTED
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
$14.8M 0.67% 1,485,000 – –
HIO
34
Western Asset High Income Opportunity Fund
HIO
$378M
$14.8M 0.66% 4,014,561 +47,285 +1% +$174K
AACI
35
DELISTED
Armada Acquisition Corp. I Common Stock
AACI
$14.7M 0.66% 1,485,000 – –
MCI
36
Barings Corporate Investors
MCI
$443M
$14.3M 0.64% 1,103,516 +22,599 +2% +$293K
VVR icon
37
Invesco Senior Income Trust
VVR
$561M
$14.3M 0.64% 3,831,207 +2,501,415 +188% +$9.31M
SDHY
38
PGIM Short Duration High Yield Opportunities Fund
SDHY
$420M
$13.9M 0.62% 964,513 -114,078 -11% -$1.64M
MYD icon
39
BlackRock MuniYield Fund
MYD
$460M
$13.4M 0.6% 1,346,857 +147,620 +12% +$1.47M
NUV icon
40
Nuveen Municipal Value Fund
NUV
$1.8B
$13.1M 0.59% 1,549,114 +412,598 +36% +$3.49M
MHI
41
DELISTED
Pioneer Municipal High Income Fund
MHI
$12.5M 0.56% 1,525,178 +160,307 +12% +$1.32M
IPOF
42
DELISTED
Social Capital Hedosophia Holdings Corp. VI
IPOF
$12.5M 0.56% 1,250,835 +136,560 +12% +$1.37M
BWG
43
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$12.3M 0.55% 1,617,445 -58,291 -3% -$444K
GHY
44
PGIM Global High Yield Fund
GHY
$546M
$11.7M 0.52% 1,102,025 -39,388 -3% -$417K
MUB icon
45
iShares National Muni Bond ETF
MUB
$38.6B
$10.7M 0.48% 103,987 +59,309 +133% +$6.08M
FSK icon
46
FS KKR Capital
FSK
$5.11B
$10.5M 0.47% 618,969 +25,096 +4% +$425K
MPV
47
Barings Participation Investors
MPV
$212M
$10.2M 0.46% 903,176 +48,467 +6% +$549K
JWSM
48
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$10.1M 0.45% 1,018,390 +197,524 +24% +$1.96M
BGB
49
Blackstone Strategic Credit 2027 Term Fund
BGB
$563M
$9.83M 0.44% 924,929 – –
IXAQ
50
DELISTED
IX Acquisition Corp. Class A Ordinary Share
IXAQ
$9.74M 0.44% 980,000 – –
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