RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+4.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.75B
AUM Growth
+$1.75B
Cap. Flow
+$50.3M
Cap. Flow %
2.87%
Top 10 Hldgs %
28.42%
Holding
554
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
$23.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
$19.1M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
$15.5M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$15.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
$11.4M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$28.3M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$15.1M

Sector Composition

1 Financials 10.58%
2 Healthcare 1.14%
3 Industrials 1.11%
4 Technology 0.64%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KMF
26
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$16.6M 0.94%
2,186,781
-201,257
-8% -$1.52M
EFR
27
Eaton Vance Senior Floating-Rate Fund
EFR
$345M
$16.4M 0.93%
1,155,714
+734,625
+174% +$10.4M
VTA
28
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$16M 0.91%
1,349,415
-1,272,304
-49% -$15.1M
MMU
29
Western Asset Managed Municipals Fund
MMU
$541M
$15.8M 0.9%
1,169,312
+505,843
+76% +$6.85M
IQI icon
30
Invesco Quality Municipal Securities
IQI
$499M
$15.6M 0.89%
1,154,044
+58,234
+5% +$786K
GPM
31
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$15.5M 0.89%
+1,803,965
New +$15.5M
GHY
32
PGIM Global High Yield Fund
GHY
$545M
$15.2M 0.87%
954,582
-148,092
-13% -$2.36M
KTF
33
DWS Municipal Income Trust
KTF
$344M
$14.5M 0.82%
1,182,239
+588,663
+99% +$7.2M
NXDT
34
NexPoint Diversified Real Estate Trust
NXDT
$177M
$13.8M 0.78%
1,000,140
+280,310
+39% +$3.86M
FIV
35
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$13.7M 0.78%
1,434,279
+311,100
+28% +$2.96M
BFZ icon
36
BlackRock CA Municipal Income Trust
BFZ
$314M
$13.5M 0.77%
900,266
+335,979
+60% +$5.04M
IIM icon
37
Invesco Value Municipal Income Trust
IIM
$555M
$12.6M 0.72%
761,940
-675,352
-47% -$11.1M
AFB
38
AllianceBernstein National Municipal Income Fund
AFB
$296M
$12.3M 0.7%
807,206
-19,341
-2% -$294K
TYG
39
Tortoise Energy Infrastructure Corp
TYG
$733M
$11.8M 0.67%
409,858
+163,270
+66% +$4.7M
AWF
40
AllianceBernstein Global High Income Fund
AWF
$974M
$11.6M 0.66%
929,948
-318,873
-26% -$3.99M
MUB icon
41
iShares National Muni Bond ETF
MUB
$38.6B
$11.4M 0.65%
+96,980
New +$11.4M
NZF icon
42
Nuveen Municipal Credit Income Fund
NZF
$2.31B
$11.2M 0.64%
651,231
-77,596
-11% -$1.34M
PRPB
43
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$10.9M 0.62%
1,103,156
+903,160
+452% +$8.93M
EMO
44
ClearBridge Energy Midstream Opportunity Fund
EMO
$869M
$10.7M 0.61%
462,690
– –
FSD
45
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$10.5M 0.6%
663,712
-152,222
-19% -$2.4M
JHB
46
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$9.8M 0.56%
1,039,875
+750,391
+259% +$7.07M
ISD
47
PGIM High Yield Bond Fund
ISD
$484M
$9.21M 0.52%
566,019
-197,293
-26% -$3.21M
MCI
48
Barings Corporate Investors
MCI
$438M
$9.12M 0.52%
600,278
+44,736
+8% +$680K
NKX icon
49
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$565M
$8.9M 0.51%
545,802
+52,083
+11% +$849K
EVM
50
Eaton Vance California Municipal Bond Fund
EVM
$222M
$8.84M 0.5%
739,119
– –
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