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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
-$2.53M
Cap. Flow %
-0.14%
Top 10 Hldgs %
28.42%
Holding
551
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

Rank Stock Value
1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.4M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.5M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$14.9M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$14.8M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.3M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$27.4M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$14.8M

Sector Composition

Rank Sector Weight
1 Financials 10.55%
2 Industrials 1.14%
3 Healthcare 1.05%
4 Technology 0.73%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMF
26
DELISTED
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
$16.6M 0.94%
2,186,781
-201,257
-8% -$1.42M
EFR
27
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$16.4M 0.93%
1,155,714
+734,625
+174% +$10.3M
VTA
28
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$16M 0.91%
1,349,415
-1,272,304
-49% -$14.8M
MMU
29
Western Asset Managed Municipals Fund
MMU
$554M
$15.8M 0.9%
1,169,312
+505,843
+76% +$6.77M
IQI icon
30
Invesco Quality Municipal Securities
IQI
$534M
$15.6M 0.89%
1,154,044
+58,234
+5% +$772K
GPM
31
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$15.5M 0.89%
+1,803,965
New +$14.9M
GHY
32
PGIM Global High Yield Fund
GHY
$483M
$15.2M 0.87%
954,582
-148,092
-13% -$2.27M
KTF
33
DWS Municipal Income Trust
KTF
$352M
$14.5M 0.82%
1,182,239
+588,663
+99% +$7.04M
NXDT
34
NexPoint Diversified Real Estate Trust
NXDT
$238M
$13.8M 0.78%
1,000,140
+280,310
+39% +$3.55M
FIV
35
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$13.7M 0.78%
1,434,279
+311,100
+28% +$2.94M
BFZ
36
DELISTED
BlackRock CA Municipal Income Trust
BFZ
$13.5M 0.77%
900,266
+335,979
+60% +$4.94M
IIM icon
37
Invesco Value Municipal Income Trust
IIM
$598M
$12.6M 0.72%
761,940
-675,352
-47% -$10.9M
AFB
38
AllianceBernstein National Municipal Income Fund
AFB
$317M
$12.3M 0.7%
807,206
-19,341
-2% -$284K
TYG
39
Tortoise Energy Infrastructure Corp
TYG
$1.08B
$11.8M 0.67%
409,858
+163,270
+66% +$4.44M
AWF
40
AllianceBernstein Global High Income Fund
AWF
$872M
$11.6M 0.66%
929,948
-318,873
-26% -$3.86M
MUB icon
41
iShares National Muni Bond ETF
MUB
$45.9B
$11.4M 0.65%
+96,980
New +$11.3M
NZF icon
42
Nuveen Municipal Credit Income Fund
NZF
$2.45B
$11.2M 0.64%
651,231
-77,596
-11% -$1.3M
PRPB
43
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
$10.9M 0.62%
1,103,156
+903,160
+452% +$8.96M
EMO
44
ClearBridge Energy Midstream Opportunity Fund
EMO
$1.02B
$10.7M 0.61%
462,690
– –
FSD
45
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$10.5M 0.6%
663,712
-152,222
-19% -$2.33M
JHB
46
DELISTED
Nuveen Corporate Income November 2021 Target Term Fund
JHB
$9.8M 0.56%
1,039,875
+750,391
+259% +$7.06M
ISD
47
PGIM High Yield Bond Fund
ISD
$419M
$9.21M 0.52%
566,019
-197,293
-26% -$3.17M
MCI
48
Barings Corporate Investors
MCI
$345M
$9.12M 0.52%
600,278
+44,736
+8% +$663K
NKX icon
49
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
$8.9M 0.51%
545,802
+52,083
+11% +$827K
EVM
50
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$8.84M 0.5%
739,119
– –
1
2
3 4 5

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Rivernorth Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rivernorth Capital Management held 551 positions worth $1.75B, up 5.3% from $1.67B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management's Q2 2021 filing shows 96 new, 63 increased, 100 reduced and 67 closed positions. Its largest new stake was Eaton Vance Floating-Rate Income Trust: 1,642,306 shares worth $23.6M. The largest sale was Nuveen AMT-Free Quality Municipal Income Fund, an estimated $27.4M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8% a quarter earlier, followed by Industrials and Healthcare.

  • Rivernorth Capital Management's largest Q2 2021 buy was Eaton Vance Floating-Rate Income Trust: 1,642,306 shares worth $23.6M.
  • Rivernorth Capital Management added most to Nuveen New York AMT-Free Quality Municipal Income Fund in Q2 2021, an estimated $14.8M increase.
  • Rivernorth Capital Management's biggest Q2 2021 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $27.4M.
  • Rivernorth Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $21.8M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.75B portfolio in Q2 2021.
  • Rivernorth Capital Management opened 96 new positions and closed 67 in Q2 2021.
  • Rivernorth Capital Management's portfolio value rose 5.3% quarter-over-quarter to $1.75B.

Based on Rivernorth Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.