RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
+$1.62B
Cap. Flow
-$192M
Cap. Flow %
-11.91%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
44
Reduced
87
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PHD
26
Pioneer Floating Rate Fund
PHD
$123M
$15.2M 0.94% 1,505,857 +814,785 +118% +$8.23M
EMD
27
Western Asset Emerging Markets Debt Fund
EMD
$599M
$15M 0.93% 1,221,279 -298,462 -20% -$3.68M
BFZ icon
28
BlackRock CA Municipal Income Trust
BFZ
$314M
$14.6M 0.9% 1,103,881 +165,292 +18% +$2.18M
ISD
29
PGIM High Yield Bond Fund
ISD
$486M
$13.9M 0.86% 1,008,254 -165,501 -14% -$2.29M
SOR
30
Source Capital
SOR
$365M
$13.5M 0.83% 365,627 +32,263 +10% +$1.19M
NXDT
31
NexPoint Diversified Real Estate Trust
NXDT
$186M
$13M 0.81% 1,506,236 -568,846 -27% -$4.93M
VMO icon
32
Invesco Municipal Opportunity Trust
VMO
$622M
$12.1M 0.75% 993,978 -49,010 -5% -$599K
AFB
33
AllianceBernstein National Municipal Income Fund
AFB
$298M
$11.6M 0.72% 831,603 +203,721 +32% +$2.84M
EDD
34
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$11.1M 0.69% 1,993,617 -89,034 -4% -$495K
FEI
35
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$11.1M 0.68% 2,382,442 +518,680 +28% +$2.41M
MHN icon
36
BlackRock MuniHoldings New Yrok Quality Fund
MHN
$292M
$10.3M 0.64% 765,665 -48,957 -6% -$659K
FIV
37
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$10.1M 0.62% 1,195,289 +1,083,634 +971% +$9.15M
NUM
38
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$10M 0.62% 708,645 +281,425 +66% +$3.99M
FSD
39
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$9.98M 0.62% 716,639 – –
BYM icon
40
BlackRock Municipal Income Quality Trust
BYM
$274M
$9.79M 0.61% 687,557 -1,350 -0.2% -$19.2K
SABA
41
Saba Capital Income & Opportunities Fund II
SABA
$256M
$9.69M 0.6% 1,810,421 -2,762,858 -60% -$14.8M
NZF icon
42
Nuveen Municipal Credit Income Fund
NZF
$2.32B
$9.57M 0.59% 651,269 -145,821 -18% -$2.14M
TEI
43
Templeton Emerging Markets Income Fund
TEI
$291M
$9.52M 0.59% 1,284,781 +234,519 +22% +$1.74M
HFRO
44
Highland Opportunities and Income Fund
HFRO
$340M
$9.43M 0.58% 1,097,977 -2,123,983 -66% -$18.2M
EVF
45
Eaton Vance Senior Income Trust
EVF
$101M
$9.33M 0.58% 1,588,526 -718,458 -31% -$4.22M
GLO
46
Clough Global Opportunities Fund
GLO
$238M
$9.3M 0.58% 996,106 +42,364 +4% +$396K
CPZ
47
Calamos Long/Short Equity & Dynamic Income Trust
CPZ
$328M
$9.16M 0.57% 630,290 +525,901 +504% +$7.65M
JGH icon
48
Nuveen Global High Income Fund
JGH
$315M
$9.05M 0.56% 668,958 -20,825 -3% -$282K
DTF
49
DTF Tax-Free Income 2028 Term Fund
DTF
$79.5M
$8.91M 0.55% 617,154 +77,906 +14% +$1.13M
BSE
50
DELISTED
BLACKROCK NEW YORK MUNICIPAL INCOME QUALITY TRUST
BSE
$8.34M 0.52% 638,280 +22,201 +4% +$290K
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