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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.58%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.3M
AUM Growth
-$1.52B
Cap. Flow
-$21.8M
Cap. Flow %
-947.17%
Top 10 Hldgs %
51.05%
Holding
265
New
31
Increased
45
Reduced
65
Closed
22

Top Buys

Rank Stock Value
1
HIO
Western Asset High Income Opportunity Fund
HIO
+$8.28M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$6.91M
3
NUO
Nuveen Ohio Quality Municipal Income Fund
NUO
+$6.89M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$4.19M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$3.98M

Top Sells

Rank Stock Value
1
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.47M
2
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$7.23M
3
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$6.92M
4
FSK icon
FS KKR Capital
FSK
+$5.51M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$5.37M

Sector Composition

Rank Sector Weight
1 Financials 1.91%
2 Consumer Discretionary 0.32%
3 Healthcare 0.25%
4 Energy 0.2%
5 Technology 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLM icon
26
Cornerstone Strategic Value Fund
CLM
$2.25B
$14.3K 0.62%
1,249,541
+338,446
+37% +$3.98M
HIX
27
Western Asset High Income Fund II
HIX
$355M
$14.2K 0.62%
2,037,554
+482,073
+31% +$3.21M
EFT
28
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$14K 0.61%
1,036,167
-16,402
-2% -$222K
HYI
29
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$13.4K 0.59%
897,738
-38,522
-4% -$572K
EAD
30
Allspring Income Opportunities Fund
EAD
$379M
$13.2K 0.57%
1,600,773
-255,583
-14% -$2.05M
BIT icon
31
BlackRock Multi-Sector Income Trust
BIT
$702M
$12.5K 0.54%
713,525
-174,848
-20% -$2.96M
EFR
32
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$11.9K 0.52%
912,090
-25,852
-3% -$343K
VMO icon
33
Invesco Municipal Opportunity Trust
VMO
$663M
$11.8K 0.52%
962,129
-67,883
-7% -$816K
AWF
34
AllianceBernstein Global High Income Fund
AWF
$872M
$11.2K 0.49%
950,498
-65,241
-6% -$762K
AVK
35
Advent Convertible and Income Fund
AVK
$563M
$11.1K 0.49%
759,921
-128,635
-14% -$1.85M
VLT icon
36
Invesco High Income Trust II
VLT
$65.7M
$11.1K 0.48%
761,920
+114,476
+18% +$1.66M
FSD
37
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$11K 0.48%
734,235
+109,737
+18% +$1.6M
NAC icon
38
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$11K 0.48%
759,258
-602,163
-44% -$8.47M
GLO
39
Clough Global Opportunities Fund
GLO
$257M
$10.9K 0.47%
1,164,418
-7,333
-0.6% -$70.2K
SPY icon
40
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$10.1K 0.44%
34,521
– –
FRA icon
41
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$9.87K 0.43%
769,532
+88,313
+13% +$1.14M
NRK icon
42
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$912M
$9.29K 0.4%
709,952
-59,228
-8% -$766K
JGH icon
43
Nuveen Global High Income Fund
JGH
$356M
$9.29K 0.4%
600,198
– –
DEX
44
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$9.19K 0.4%
928,114
-229,763
-20% -$2.26M
KYN icon
45
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$9.08K 0.4%
593,236
+72,572
+14% +$1.13M
MYI icon
46
BlackRock MuniYield Quality Fund III
MYI
$721M
$9.02K 0.39%
683,169
– –
FTF
47
Franklin Limited Duration Income Trust
FTF
$233M
$8.92K 0.39%
926,675
-205,399
-18% -$1.98M
ARDC
48
Are Dynamic Credit Allocation Fund
ARDC
$298M
$8.77K 0.38%
579,607
-2,500
-0.4% -$37.8K
FSK icon
49
FS KKR Capital
FSK
$3.44B
$8.23K 0.36%
345,254
-224,092
-39% -$5.51M
NUO
50
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
$8.08K 0.35%
541,758
+466,309
+618% +$6.89M
1
2
3 4 5

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Rivernorth Capital Management's Q2 2019 Portfolio in Review

As of Q2 2019, Rivernorth Capital Management held 265 positions worth $2.3M, down 100% from $1.52B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Rivernorth Capital Management withdrew a net $21.8M in Q2 2019, closing 22 positions and reducing 65 holdings. Its most notable exit was Ranpak Holdings, an estimated $4.08M position sold in full.

By sector, the portfolio is most concentrated in Financials at 1.9% of assets, down from 3.2% a quarter earlier, followed by Consumer Discretionary and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Proficient Alpha Acquisition Corp. Unit worth $3.27K.

  • Rivernorth Capital Management's largest Q2 2019 buy was Proficient Alpha Acquisition Corp. Unit: 325,000 shares worth $3.27K.
  • Rivernorth Capital Management added most to Western Asset High Income Opportunity Fund in Q2 2019, an estimated $8.28M increase.
  • Rivernorth Capital Management's biggest Q2 2019 reduction was Nuveen California Quality Municipal Income Fund, cutting an estimated $8.47M.
  • Rivernorth Capital Management fully exited Ranpak Holdings in Q2 2019, selling an estimated $4.08M.
  • Rivernorth Capital Management's ten largest holdings make up 51% of its $2.3M portfolio in Q2 2019.
  • Rivernorth Capital Management opened 31 new positions and closed 22 in Q2 2019.
  • Rivernorth Capital Management's portfolio value fell 100% quarter-over-quarter to $2.3M.

Based on Rivernorth Capital Management's 13F filing for Q2 2019, filed 14 Aug 2019.