RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+8.69%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.52B
AUM Growth
-$160M
Cap. Flow
-$291M
Cap. Flow %
-19.15%
Top 10 Hldgs %
30.38%
Holding
315
New
23
Increased
46
Reduced
77
Closed
81

Top Buys

1
EHI
Western Asset Global High Income Fund
EHI
+$10.8M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$10.6M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$8.83M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.32M
5
PMO
Putnam Municipal Opportunities Trust
PMO
+$7.07M

Top Sells

1
FSK icon
FS KKR Capital
FSK
+$17M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$15.2M
3
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$15.2M
4
HYT icon
BlackRock Corporate High Yield Fund
HYT
+$14.4M
5
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$13.8M

Sector Composition

1 Financials 3.18%
2 Consumer Discretionary 0.9%
3 Technology 0.54%
4 Communication Services 0.38%
5 Healthcare 0.37%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NFJ
26
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.24B
$14.6M 0.96%
1,206,442
+114,919
+11% +$1.39M
PMO
27
Putnam Municipal Opportunities Trust
PMO
$290M
$14.5M 0.96%
1,184,776
+576,720
+95% +$7.07M
NHS
28
Neuberger Berman High Yield Strategies Fund
NHS
$232M
$14.3M 0.94%
1,268,675
+529,333
+72% +$5.98M
EFT
29
Eaton Vance Floating-Rate Income Trust
EFT
$318M
$13.9M 0.91%
1,052,569
+530,611
+102% +$7M
HYI
30
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$13.8M 0.91%
936,260
-81,968
-8% -$1.21M
FSK icon
31
FS KKR Capital
FSK
$4.99B
$13.8M 0.91%
569,346
-701,322
-55% -$17M
HYT icon
32
BlackRock Corporate High Yield Fund
HYT
$1.53B
$13M 0.86%
1,265,352
-1,404,890
-53% -$14.4M
NTG
33
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$12.9M 0.85%
91,853
-60,399
-40% -$8.47M
AVK
34
Advent Convertible and Income Fund
AVK
$556M
$12.8M 0.84%
888,556
-87,048
-9% -$1.25M
NVG icon
35
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.64B
$12.6M 0.83%
834,232
-284,910
-25% -$4.3M
VMO icon
36
Invesco Municipal Opportunity Trust
VMO
$637M
$12.3M 0.81%
1,030,012
-742,622
-42% -$8.86M
EFR
37
Eaton Vance Senior Floating-Rate Fund
EFR
$343M
$12.2M 0.8%
937,942
+165,419
+21% +$2.15M
AWF
38
AllianceBernstein Global High Income Fund
AWF
$972M
$11.8M 0.78%
1,015,739
-303,234
-23% -$3.51M
GLO
39
Clough Global Opportunities Fund
GLO
$241M
$11.3M 0.75%
1,171,751
-209,554
-15% -$2.02M
DEX
40
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$11.2M 0.74%
1,157,877
-274,289
-19% -$2.65M
CLM icon
41
Cornerstone Strategic Value Fund
CLM
$2.33B
$10.9M 0.72%
911,095
-552,319
-38% -$6.62M
FTF
42
Franklin Limited Duration Income Trust
FTF
$261M
$10.9M 0.72%
1,132,074
+21,267
+2% +$205K
HIX
43
Western Asset High Income Fund II
HIX
$392M
$10.1M 0.66%
1,555,481
+440,077
+39% +$2.85M
NRK icon
44
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$858M
$9.78M 0.64%
769,180
-11,787
-2% -$150K
SPY icon
45
SPDR S&P 500 ETF Trust
SPY
$670B
$9.75M 0.64%
34,521
+2,695
+8% +$761K
VLT icon
46
Invesco High Income Trust II
VLT
$72.8M
$9.28M 0.61%
647,444
+57,842
+10% +$829K
FSD
47
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$9.12M 0.6%
624,498
+402,449
+181% +$5.88M
JGH icon
48
Nuveen Global High Income Fund
JGH
$313M
$9.1M 0.6%
600,198
– –
BTT icon
49
BlackRock Municipal 2030 Target Term Trust
BTT
$1.48B
$8.89M 0.59%
399,534
-594,833
-60% -$13.2M
MYI icon
50
BlackRock MuniYield Quality Fund III
MYI
$728M
$8.83M 0.58%
+683,169
New +$8.83M
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