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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.35%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.44B
AUM Growth
+$213M
Cap. Flow
+$227M
Cap. Flow %
15.78%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

Rank Stock Value
1
CCT
Corporate Capital Trust, Inc.
CCT
+$25.2M
2
PHK
PIMCO High Income Fund
PHK
+$20.9M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$19.5M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$17.7M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$17.5M

Top Sells

Rank Stock Value
1
GLO
Clough Global Opportunities Fund
GLO
+$22.4M
2
GLQ
Clough Global Equity Fund
GLQ
+$17.8M
3
ADX icon
Adams Diversified Equity Fund
ADX
+$12.2M
4
RVT icon
Royce Value Trust
RVT
+$8.6M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
+$4.64M

Sector Composition

Rank Sector Weight
1 Financials 3.89%
2 Technology 0.98%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RA
26
Brookfield Real Assets Income Fund
RA
$706M
$20M 1.39%
856,365
-146,173
-15% -$3.46M
HFRO
27
Highland Opportunities and Income Fund
HFRO
$406M
$19.7M 1.37%
+1,271,587
New +$19.5M
DSU icon
28
BlackRock Debt Strategies Fund
DSU
$593M
$18.2M 1.27%
1,554,844
-187,555
-11% -$2.19M
PCI
29
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.6M 1.22%
+783,300
New +$17.7M
FIV
30
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$17.1M 1.19%
+1,873,238
New +$17.5M
CBH
31
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$14M 0.97%
+1,539,142
New +$14.4M
ZF
32
DELISTED
Virtus Total Return Fund Inc.
ZF
$13.6M 0.95%
1,055,048
+561,944
+114% +$7.15M
VWO icon
33
Vanguard FTSE Emerging Markets ETF
VWO
$123B
$13.4M 0.93%
291,859
– –
HYI
34
Western Asset High Yield Opportunity Fund Inc
HYI
$135M
$13M 0.9%
858,840
+44,152
+5% +$676K
EDD
35
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$386M
$12.6M 0.88%
1,640,229
+54,577
+3% +$426K
MZF
36
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$11.5M 0.8%
858,074
+89,256
+12% +$1.21M
BIT icon
37
BlackRock Multi-Sector Income Trust
BIT
$702M
$11.5M 0.8%
634,189
+51,826
+9% +$949K
DEX
38
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$11.5M 0.8%
944,346
+236,475
+33% +$2.81M
PRF icon
39
Invesco FTSE RAFI US 1000 ETF
PRF
$9.95B
$11.4M 0.79%
503,160
– –
FUND
40
Sprott Focus Trust
FUND
$304M
$10.5M 0.73%
1,330,896
+37,138
+3% +$291K
ISD
41
PGIM High Yield Bond Fund
ISD
$418M
$10.5M 0.73%
709,477
+422,739
+147% +$6.32M
KYN icon
42
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$10.5M 0.73%
+549,485
New +$9.04M
ARDC
43
Are Dynamic Credit Allocation Fund
ARDC
$297M
$10.5M 0.73%
636,633
-75,315
-11% -$1.23M
UTG icon
44
Reaves Utility Income Fund
UTG
$3.58B
$10M 0.7%
+323,907
New +$10.1M
VLT icon
45
Invesco High Income Trust II
VLT
$65.4M
$9.63M 0.67%
654,463
+276,439
+73% +$4.09M
MSD
46
Morgan Stanley Emerging Markets Debt Fund
MSD
$148M
$9.59M 0.67%
960,421
+315,671
+49% +$3.16M
CEF icon
47
Sprott Physical Gold and Silver Trust
CEF
$7.83B
$9.56M 0.66%
713,165
– –
JLS icon
48
Nuveen Mortgage and Income Fund
JLS
$94.6M
$9.45M 0.66%
382,717
-41,407
-10% -$1.06M
WIA
49
Western Asset Inflation-Linked Income Fund
WIA
$186M
$9.36M 0.65%
793,644
+92,016
+13% +$1.06M
FSK icon
50
FS KKR Capital
FSK
$3.28B
$9.13M 0.64%
+310,697
New +$9.99M
1
2
3 4 5

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Rivernorth Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Rivernorth Capital Management held 197 positions worth $1.44B, up 17% from $1.23B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Rivernorth Capital Management deployed $227M of net new capital in Q4 2017, opening 68 new positions and adding to 48 existing holdings. Its largest new stake was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.

By sector, the portfolio is most concentrated in Financials at 3.9% of assets, down from 4.2% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was Clough Global Opportunities Fund, an estimated $22.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2017 buy was Corporate Capital Trust, Inc.: 1,436,616 shares worth $23M.
  • Rivernorth Capital Management added most to Liberty All-Star Equity Fund in Q4 2017, an estimated $10.4M increase.
  • Rivernorth Capital Management's biggest Q4 2017 reduction was Clough Global Opportunities Fund, cutting an estimated $22.4M.
  • Rivernorth Capital Management fully exited BlackRock Enhanced Global Dividend Trust in Q4 2017, selling an estimated $4.64M.
  • Rivernorth Capital Management's ten largest holdings make up 30% of its $1.44B portfolio in Q4 2017.
  • Rivernorth Capital Management opened 68 new positions and closed 27 in Q4 2017.
  • Rivernorth Capital Management's portfolio value rose 17% quarter-over-quarter to $1.44B.

Based on Rivernorth Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.