RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-1.39%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.44B
AUM Growth
+$1.44B
Cap. Flow
+$223M
Cap. Flow %
15.54%
Top 10 Hldgs %
29.86%
Holding
197
New
68
Increased
48
Reduced
28
Closed
27

Top Buys

1
CCT
Corporate Capital Trust, Inc.
CCT
$23M
2
PHK
PIMCO High Income Fund
PHK
$20.3M
3
HFRO
Highland Opportunities and Income Fund
HFRO
$19.7M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.6M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$17.1M

Top Sells

1
GLO
Clough Global Opportunities Fund
GLO
$21.9M
2
GLQ
Clough Global Equity Fund
GLQ
$17.7M
3
ADX icon
Adams Diversified Equity Fund
ADX
$12M
4
RVT icon
Royce Value Trust
RVT
$8.75M
5
BOE icon
BlackRock Enhanced Global Dividend Trust
BOE
$4.64M

Sector Composition

1 Financials 3.32%
2 Technology 0.69%
3 Consumer Staples 0.52%
4 Energy 0.38%
5 Industrials 0.32%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
RA
26
Brookfield Real Assets Income Fund
RA
$746M
$20M 1.39%
856,365
-146,173
-15% -$3.42M
HFRO
27
Highland Opportunities and Income Fund
HFRO
$341M
$19.7M 1.37%
+1,271,587
New +$19.7M
DSU icon
28
BlackRock Debt Strategies Fund
DSU
$551M
$18.2M 1.27%
1,554,844
-187,555
-11% -$2.2M
PCI
29
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$17.6M 1.22%
+783,300
New +$17.6M
FIV
30
DELISTED
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
$17.1M 1.19%
+1,873,238
New +$17.1M
CBH
31
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
$14M 0.97%
+1,539,142
New +$14M
ZF
32
DELISTED
Virtus Total Return Fund Inc.
ZF
$13.6M 0.95%
1,055,048
+561,944
+114% +$7.25M
VWO icon
33
Vanguard FTSE Emerging Markets ETF
VWO
$96.4B
$13.4M 0.93%
291,859
– –
HYI
34
Western Asset High Yield Opportunity Fund Inc.
HYI
$272M
$13M 0.9%
858,840
+44,152
+5% +$668K
EDD
35
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$342M
$12.6M 0.88%
1,640,229
+54,577
+3% +$420K
MZF
36
DELISTED
Managed Duration Inv Grd Muni Fd
MZF
$11.5M 0.8%
858,074
+89,256
+12% +$1.2M
BIT icon
37
BlackRock Multi-Sector Income Trust
BIT
$582M
$11.5M 0.8%
634,189
+51,826
+9% +$941K
DEX
38
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
$11.5M 0.8%
944,346
+236,475
+33% +$2.87M
PRF icon
39
Invesco FTSE RAFI US 1000 ETF
PRF
$8.02B
$11.4M 0.79%
100,632
– –
FUND
40
Sprott Focus Trust
FUND
$244M
$10.5M 0.73%
1,330,896
+37,138
+3% +$294K
ISD
41
PGIM High Yield Bond Fund
ISD
$483M
$10.5M 0.73%
709,477
+422,739
+147% +$6.24M
KYN icon
42
Kayne Anderson Energy Infrastructure Fund
KYN
$2.08B
$10.5M 0.73%
+549,485
New +$10.5M
ARDC
43
Are Dynamic Credit Allocation Fund
ARDC
$351M
$10.5M 0.73%
636,633
-75,315
-11% -$1.24M
UTG icon
44
Reaves Utility Income Fund
UTG
$3.33B
$10M 0.7%
+323,907
New +$10M
VLT icon
45
Invesco High Income Trust II
VLT
$72.5M
$9.63M 0.67%
654,463
+276,439
+73% +$4.07M
MSD
46
Morgan Stanley Emerging Markets Debt Fund
MSD
$151M
$9.59M 0.67%
960,421
+315,671
+49% +$3.15M
CEF icon
47
Sprott Physical Gold and Silver Trust
CEF
$6.47B
$9.56M 0.66%
713,165
– –
JLS icon
48
Nuveen Mortgage and Income Fund
JLS
$103M
$9.45M 0.66%
382,717
-41,407
-10% -$1.02M
WIA
49
Western Asset Inflation-Linked Income Fund
WIA
$196M
$9.36M 0.65%
793,644
+92,016
+13% +$1.08M
FSK icon
50
FS KKR Capital
FSK
$5.06B
$9.13M 0.64%
+1,242,787
New +$9.13M
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