RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+3.4%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.55B
AUM Growth
+$1.55B
Cap. Flow
-$132M
Cap. Flow %
-8.51%
Top 10 Hldgs %
28.65%
Holding
179
New
8
Increased
63
Reduced
56
Closed
30

Top Buys

1
ZF
Virtus Total Return Fund Inc.
ZF
$7.12M
2
BRW
Saba Capital Income & Opportunities Fund
BRW
$6.77M
3
EMD
Western Asset Emerging Markets
EMD
$5.03M
4
AVK
Advent Convertible and Income Fund
AVK
$5.02M
5
RVT icon
Royce Value Trust
RVT
$4.74M

Top Sells

1
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$21.2M
2
ACAS
American Capital Ltd
ACAS
$19.5M
3
PCEF icon
Invesco CEF Income Composite ETF
PCEF
$14.9M
4
AWF
AllianceBernstein Global High Income Fund
AWF
$10.7M
5
NMA
NUVEEN MUNI ADVANTAGE FUND
NMA
$9.22M

Sector Composition

1 Financials 3.18%
2 Real Estate 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
AOD
26
abrdn Total Dynamic Dividend Fund
AOD
$963M
$17.5M 1.13% 2,406,260 +119,475 +5% +$867K
VEA icon
27
Vanguard FTSE Developed Markets ETF
VEA
$171B
$17.1M 1.1% 482,753 – –
EMD
28
DELISTED
Western Asset Emerging Markets
EMD
$15.5M 1% 1,432,144 +464,190 +48% +$5.03M
FAX
29
abrdn Asia-Pacific Income Fund
FAX
$675M
$15.5M 1% 3,092,759 -633,155 -17% -$3.17M
GHY
30
PGIM Global High Yield Fund
GHY
$546M
$15.2M 0.98% 1,012,525 -60,306 -6% -$905K
EDD
31
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$15.1M 0.98% 1,972,781 -57,783 -3% -$443K
AVK
32
Advent Convertible and Income Fund
AVK
$550M
$14.9M 0.97% 1,070,256 +359,865 +51% +$5.02M
TEI
33
Templeton Emerging Markets Income Fund
TEI
$291M
$14.9M 0.96% 1,423,816 +19,815 +1% +$207K
FSD
34
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$14.4M 0.93% 972,219 – –
MMT
35
MFS Multimarket Income Trust
MMT
$262M
$14.1M 0.91% 2,335,415 +48,700 +2% +$295K
ARDC
36
Are Dynamic Credit Allocation Fund
ARDC
$351M
$13.2M 0.85% 960,649 +75,467 +9% +$1.04M
EMD
37
Western Asset Emerging Markets Debt Fund
EMD
$599M
$13.2M 0.85% 855,715 -57,722 -6% -$888K
BWG
38
BrandywineGLOBAL Global Income Opportunities Fund
BWG
$145M
$13.1M 0.85% 1,010,767 +310,625 +44% +$4.03M
OCSI
39
DELISTED
Oaktree Strategic Income Corporation
OCSI
$12.9M 0.83% 1,618,615 -148,205 -8% -$1.18M
HIO
40
Western Asset High Income Opportunity Fund
HIO
$378M
$12.8M 0.83% 2,614,571 +319,544 +14% +$1.57M
NRO
41
Neuberger Berman Real Estate Securities Income Fund
NRO
$207M
$12.1M 0.78% 2,125,028 +355,629 +20% +$2.02M
MCR
42
MFS Charter Income Trust
MCR
$266M
$12M 0.78% 1,414,638 -183,167 -11% -$1.55M
FTF
43
Franklin Limited Duration Income Trust
FTF
$259M
$11.9M 0.77% 1,025,261 +153,094 +18% +$1.78M
GAM
44
General American Investors Company
GAM
$1.4B
$11.7M 0.76% 378,646 -92,625 -20% -$2.85M
JLS icon
45
Nuveen Mortgage and Income Fund
JLS
$103M
$11M 0.71% 474,931 +34,223 +8% +$791K
BOI
46
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$10.8M 0.7% 728,473 -22,059 -3% -$328K
JGH icon
47
Nuveen Global High Income Fund
JGH
$315M
$10.7M 0.69% 740,790 – –
BRW
48
Saba Capital Income & Opportunities Fund
BRW
$353M
$10.5M 0.68% 2,051,811 +1,322,866 +181% +$6.77M
ZTR
49
Virtus Total Return Fund
ZTR
$354M
$10.3M 0.67% 857,544 -76,215 -8% -$917K
CEF icon
50
Sprott Physical Gold and Silver Trust
CEF
$6.27B
$10.3M 0.66% 737,465 – –
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