RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$1.76B
Cap. Flow
+$90.2M
Cap. Flow %
5.14%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

1
ACAS
American Capital Ltd
ACAS
$29.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$22M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$14.2M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$12.9M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.2M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
$5.53M

Sector Composition

1 Financials 7.24%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
VEA icon
26
Vanguard FTSE Developed Markets ETF
VEA
$171B
$17.7M 1.01%
482,753
– –
CHI
27
Calamos Convertible Opportunities and Income Fund
CHI
$812M
$16.8M 0.95%
1,692,250
+1,013,760
+149% +$10M
VTA
28
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$15.8M 0.9%
1,496,980
+49,700
+3% +$524K
PCEF icon
29
Invesco CEF Income Composite ETF
PCEF
$840M
$15.7M 0.89%
735,067
– –
AOD
30
abrdn Total Dynamic Dividend Fund
AOD
$963M
$14.8M 0.84%
1,930,965
+30,600
+2% +$235K
OCSI
31
DELISTED
Oaktree Strategic Income Corporation
OCSI
$14.5M 0.83%
1,691,619
+844,139
+100% +$7.23M
TEI
32
Templeton Emerging Markets Income Fund
TEI
$291M
$14.3M 0.81%
1,434,685
+20,100
+1% +$200K
ERC
33
Allspring Multi-Sector Income Fund
ERC
$267M
$14.2M 0.81%
1,254,151
+44,956
+4% +$509K
KYN icon
34
Kayne Anderson Energy Infrastructure Fund
KYN
$2.12B
$14.1M 0.8%
+814,633
New +$14.1M
EDD
35
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$13.8M 0.79%
2,030,564
– –
FSD
36
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$13.7M 0.78%
972,219
+8,625
+0.9% +$121K
PFX icon
37
PhenixFIN
PFX
$97.3M
$13.4M 0.76%
1,776,406
+84,571
+5% +$636K
GAM
38
General American Investors Company
GAM
$1.4B
$13M 0.74%
406,371
+19,900
+5% +$636K
NCZ
39
Virtus Convertible & Income Fund II
NCZ
$258M
$12.9M 0.73%
+2,545,175
New +$12.9M
MMT
40
MFS Multimarket Income Trust
MMT
$262M
$12.6M 0.72%
2,286,715
-4,889
-0.2% -$26.9K
EMD
41
Western Asset Emerging Markets Debt Fund
EMD
$599M
$12.5M 0.71%
912,119
-10,200
-1% -$140K
NIE
42
Virtus Equity & Convertible Income Fund
NIE
$688M
$12.4M 0.71%
691,070
-14,927
-2% -$268K
MCR
43
MFS Charter Income Trust
MCR
$266M
$12.2M 0.69%
1,597,805
-3,000
-0.2% -$22.9K
ARDC
44
Are Dynamic Credit Allocation Fund
ARDC
$351M
$11.8M 0.67%
881,973
+240,321
+37% +$3.21M
NMA
45
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$11.8M 0.67%
849,642
– –
XLG icon
46
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$11.5M 0.66%
79,701
-15,000
-16% -$2.17M
BOI
47
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$11.4M 0.65%
775,214
+95,500
+14% +$1.41M
ISD
48
PGIM High Yield Bond Fund
ISD
$486M
$11.3M 0.64%
774,860
-2,362
-0.3% -$34.5K
NID
49
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.2M 0.64%
871,590
-372,872
-30% -$4.8M
HIO
50
Western Asset High Income Opportunity Fund
HIO
$378M
$10.9M 0.62%
2,323,802
-123,082
-5% -$577K
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