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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+0.75%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.76B
AUM Growth
+$131M
Cap. Flow
+$95.5M
Cap. Flow %
5.44%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

Rank Stock Value
1
ACAS
American Capital Ltd
ACAS
+$29.3M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$21.2M
3
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
+$16.2M
4
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
+$14.6M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
+$13.3M

Top Sells

Rank Stock Value
1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
+$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$16.5M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
+$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
+$5.46M

Sector Composition

Rank Sector Weight
1 Financials 8.56%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEA icon
26
Vanguard FTSE Developed Markets ETF
VEA
$237B
$17.7M 1.01%
482,753
– –
CHI
27
Calamos Convertible Opportunities and Income Fund
CHI
$1.05B
$16.8M 0.95%
1,692,250
+1,013,760
+149% +$10.3M
VTA
28
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$15.8M 0.9%
1,496,980
+49,700
+3% +$530K
PCEF icon
29
Invesco CEF Income Composite ETF
PCEF
$813M
$15.7M 0.89%
735,067
– –
AOD
30
abrdn Total Dynamic Dividend Fund
AOD
$1.12B
$14.8M 0.84%
1,930,965
+30,600
+2% +$240K
OCSI
31
DELISTED
Oaktree Strategic Income Corporation
OCSI
$14.5M 0.83%
1,691,619
+844,139
+100% +$7.23M
TEI
32
Templeton Emerging Markets Income Fund
TEI
$321M
$14.3M 0.81%
1,434,685
+20,100
+1% +$201K
ERC
33
Allspring Multi-Sector Income Fund
ERC
$259M
$14.2M 0.81%
1,254,151
+44,956
+4% +$520K
KYN icon
34
Kayne Anderson Energy Infrastructure Fund
KYN
$2.4B
$14.1M 0.8%
+814,633
New +$16.2M
EDD
35
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$385M
$13.8M 0.79%
2,030,564
– –
FSD
36
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$13.7M 0.78%
972,219
+8,625
+0.9% +$123K
PFX icon
37
PhenixFIN
PFX
$90M
$13.4M 0.76%
88,820
+4,228
+5% +$645K
GAM
38
General American Investors Company
GAM
$1.61B
$13M 0.74%
406,371
+19,900
+5% +$645K
NCZ
39
Virtus Convertible & Income Fund II
NCZ
$301M
$12.9M 0.73%
+636,294
New +$13.3M
MMT
40
Aberdeen Multi-Market Income Fund
MMT
$243M
$12.6M 0.72%
2,286,715
-4,889
-0.2% -$27.8K
EMD
41
Western Asset Emerging Markets Debt Fund
EMD
$616M
$12.5M 0.71%
912,119
-10,200
-1% -$143K
NIE
42
Virtus Equity & Convertible Income Fund
NIE
$732M
$12.4M 0.71%
691,070
-14,927
-2% -$273K
MCR
43
DELISTED
MFS Charter Income Trust
MCR
$12.2M 0.69%
1,597,805
-3,000
-0.2% -$23.9K
ARDC
44
Are Dynamic Credit Allocation Fund
ARDC
$298M
$11.8M 0.67%
881,973
+240,321
+37% +$3.32M
NMA
45
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$11.8M 0.67%
849,642
– –
XLG icon
46
Invesco S&P 500 Top 50 ETF
XLG
$11B
$11.5M 0.66%
797,010
-150,000
-16% -$2.17M
BOI
47
DELISTED
Brookfield Mtge Opportunity Fd
BOI
$11.4M 0.65%
775,214
+95,500
+14% +$1.4M
ISD
48
PGIM High Yield Bond Fund
ISD
$419M
$11.3M 0.64%
774,860
-2,362
-0.3% -$34.6K
NID
49
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$11.2M 0.64%
871,590
-372,872
-30% -$4.68M
HIO
50
Western Asset High Income Opportunity Fund
HIO
$340M
$10.9M 0.62%
2,323,802
-123,082
-5% -$577K
1
2
3 4 5

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Rivernorth Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Rivernorth Capital Management held 219 positions worth $1.76B, up 8% from $1.63B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management deployed $95.5M of net new capital in Q4 2015, opening 21 new positions and adding to 90 existing holdings. Its largest new stake was Kayne Anderson Energy Infrastructure Fund: 814,633 shares worth $14.1M.

By sector, the portfolio is most concentrated in Financials at 8.6% of assets, up from 7.4% a quarter earlier, followed by Real Estate.

On the sell side, the largest reduction was NEXPOINT CREDIT STRATEGIES FUND, an estimated $29.4M trimmed.

  • Rivernorth Capital Management's largest Q4 2015 buy was Kayne Anderson Energy Infrastructure Fund: 814,633 shares worth $14.1M.
  • Rivernorth Capital Management added most to American Capital Ltd in Q4 2015, an estimated $29.3M increase.
  • Rivernorth Capital Management's biggest Q4 2015 reduction was NEXPOINT CREDIT STRATEGIES FUND, cutting an estimated $29.4M.
  • Rivernorth Capital Management fully exited Invesco Municipal Opportunity Trust in Q4 2015, selling an estimated $7.57M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.76B portfolio in Q4 2015.
  • Rivernorth Capital Management opened 21 new positions and closed 21 in Q4 2015.
  • Rivernorth Capital Management's portfolio value rose 8% quarter-over-quarter to $1.76B.

Based on Rivernorth Capital Management's 13F filing for Q4 2015, filed 16 Feb 2016.