RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
-3.6%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.61B
AUM Growth
+$1.61B
Cap. Flow
+$173M
Cap. Flow %
10.73%
Top 10 Hldgs %
25.27%
Holding
192
New
20
Increased
82
Reduced
29
Closed
12

Top Buys

1
GLO
Clough Global Opportunities Fund
GLO
$32.8M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$14.5M
3
SPY icon
SPDR S&P 500 ETF Trust
SPY
$9.73M
4
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$8.75M
5
ISD
PGIM High Yield Bond Fund
ISD
$8.73M

Top Sells

1
DRA
Diversified Real Asset Income Fd
DRA
$4.88M
2
CFP
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$4.34M
3
PFN
PIMCO Income Strategy Fund II
PFN
$3.87M
4
NIQ
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$3.21M
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$3.13M

Sector Composition

1 Financials 3.99%
2 Real Estate 0.26%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EDD
26
Morgan Stanley Emerging Markets Domestic Debt Fund
EDD
$343M
$16.9M 1.05% 1,952,203 +76,334 +4% +$660K
AOD
27
abrdn Total Dynamic Dividend Fund
AOD
$963M
$16.5M 1.02% 1,911,303 +7,100 +0.4% +$61.3K
BDCL
28
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$16.5M 1.02% 810,991 -118,310 -13% -$2.41M
BOE icon
29
BlackRock Enhanced Global Dividend Trust
BOE
$659M
$16.3M 1.01% 1,185,744 -8,314 -0.7% -$114K
NIE
30
Virtus Equity & Convertible Income Fund
NIE
$688M
$15.6M 0.97% 810,382 – –
VTA
31
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$15.6M 0.97% 1,343,332 +753,654 +128% +$8.75M
CTF
32
DELISTED
Nuveen Long/Short Commodity Fd
CTF
$15.3M 0.95% 931,236 -127,565 -12% -$2.1M
PCEF icon
33
Invesco CEF Income Composite ETF
PCEF
$840M
$14.9M 0.92% 651,898 -72,569 -10% -$1.66M
NID
34
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$14.8M 0.92% 1,210,223 -76,599 -6% -$938K
PPT
35
Putnam Premier Income Trust
PPT
$353M
$14.3M 0.89% 2,805,456 +32,950 +1% +$168K
MMT
36
MFS Multimarket Income Trust
MMT
$262M
$13.8M 0.86% 2,281,604 +10,000 +0.4% +$60.7K
VMO icon
37
Invesco Municipal Opportunity Trust
VMO
$622M
$13.6M 0.84% 1,112,869 -142,721 -11% -$1.74M
MCR
38
MFS Charter Income Trust
MCR
$266M
$13.6M 0.84% 1,600,805 +43,547 +3% +$369K
TEI
39
Templeton Emerging Markets Income Fund
TEI
$291M
$13.5M 0.84% 1,262,005 +114,339 +10% +$1.22M
XLG icon
40
Invesco S&P 500 Top 50 ETF
XLG
$10.2B
$13.4M 0.83% 94,701 – –
HCF
41
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$13.4M 0.83% 1,824,208 -86,354 -5% -$633K
FSD
42
DELISTED
FIRST TRUST HIGH INCOME LONG/SHORT FUND
FSD
$13.1M 0.81% 838,803 +36,482 +5% +$571K
BTT icon
43
BlackRock Municipal 2030 Target Term Trust
BTT
$1.47B
$13.1M 0.81% 646,399 -66,620 -9% -$1.35M
PFX icon
44
PhenixFIN
PFX
$97.3M
$13M 0.81% 1,456,380 +482,869 +50% +$4.3M
ERC
45
Allspring Multi-Sector Income Fund
ERC
$267M
$12.9M 0.8% 1,022,524 +118,747 +13% +$1.5M
GAM
46
General American Investors Company
GAM
$1.4B
$12.9M 0.8% 371,309 +475 +0.1% +$16.5K
VKQ icon
47
Invesco Municipal Trust
VKQ
$506M
$12.3M 0.76% 1,021,755 – –
JGH icon
48
Nuveen Global High Income Fund
JGH
$315M
$11.9M 0.74% 711,968 +6,332 +0.9% +$106K
AWF
49
AllianceBernstein Global High Income Fund
AWF
$973M
$11.6M 0.72% 963,087 +389,860 +68% +$4.69M
GLQ
50
Clough Global Equity Fund
GLQ
$139M
$11.1M 0.69% 750,295 +239,827 +47% +$3.55M
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