RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.94%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$128M
Cap. Flow %
-6.16%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

1
ACP
abrdn Income Credit Strategies Fund
ACP
+$27.3M
2
GRAF.U
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
+$11M
3
MHI
Pioneer Municipal High Income Fund
MHI
+$8.15M
4
PCF
High Income Securities Fund
PCF
+$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
+$7.57M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.8M

Sector Composition

1 Financials 8.39%
2 Technology 0.33%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PLTN
451
DELISTED
Plutonian Acquisition Corp. Common Stock
PLTN
– –
-23,582
Closed -$57.3K
PLTNW
452
DELISTED
Plutonian Acquisition Corp. Warrant
PLTNW
– –
-18,409
Closed -$955
PLTNR
453
DELISTED
Plutonian Acquisition Corp. Rights
PLTNR
– –
-18,409
Closed -$6.08K
BREZR
454
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
– –
-100,000
Closed -$18K
BREZW
455
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
– –
-58,293
Closed -$20.4K
PUCKW
456
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
– –
-252,463
Closed –
SCRM
457
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
– –
-105,114
Closed -$1.07M
PMGMW
458
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
– –
-201,213
Closed -$4.02K
AIBBR
459
DELISTED
AIB Acquisition Corporation Right
AIBBR
– –
-200,000
Closed -$20K
CONXW
460
DELISTED
CONX Corp. Warrant
CONXW
– –
-39,769
Closed -$1.99K
IBACU
461
DELISTED
IB Acquisition Corp. Unit
IBACU
– –
-15,270
Closed -$153K
USCTW
462
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
– –
-103,849
Closed –
RMGCW
463
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
– –
-45,420
Closed -$454
PPHP
464
DELISTED
PHP Ventures Acquisition Corp. Class A Common Stock
PPHP
– –
-63,064
Closed -$698K
PPHPW
465
DELISTED
PHP Ventures Acquisition Corp. Warrants
PPHPW
– –
-31,532
Closed -$1.26K
AVHI
466
DELISTED
Achari Ventures Holdings Corp. I Common Stock
AVHI
– –
-110,056
Closed -$1.24M
AVHIW
467
DELISTED
Achari Ventures Holdings Corp. I Warrant
AVHIW
– –
-149,998
Closed -$3K
ASCA
468
DELISTED
A SPAC I Acquisition Corp. Class A Ordinary Share
ASCA
– –
-89,544
Closed -$270K
KYCHR
469
DELISTED
Keyarch Acquisition Corporation Rights
KYCHR
– –
-400,000
Closed -$156K
KYCHW
470
DELISTED
Keyarch Acquisition Corporation Warrant
KYCHW
– –
-200,000
Closed -$10.2K
MNTN
471
DELISTED
Everest Consolidator Acquisition Corporation
MNTN
– –
-102,842
Closed -$1.16M
NOVVW
472
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
– –
-165,000
Closed -$2.48K
KCGI.WS
473
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
– –
-983,707
Closed -$29.5K
HUDA
474
DELISTED
Hudson Acquisition I Corp. Common Stock
HUDA
– –
-19,745
Closed -$267K
OSAAW
475
DELISTED
ProSomnus, Inc. Warrant
OSAAW
– –
-59,994
Closed -$600
16 17 18
19
20