RCM

Rivernorth Capital Management Portfolio holdings

AUM $2.12B
1-Year Est. Return 2.49%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+2.49%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.07B
AUM Growth
-$18.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
522
New
Increased
Reduced
Closed

Top Buys

1
+$15.6M
2
+$9.29M
3
+$8.06M
4
EAD
Allspring Income Opportunities Fund
EAD
+$7.05M
5
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.41M

Top Sells

1
+$18.2M
2
+$14.2M
3
+$12.5M
4
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$12.5M
5
PAXS
PIMCO Access Income Fund
PAXS
+$8.7M

Sector Composition

1 Financials 9.29%
2 Technology 0.91%
3 Healthcare 0.64%
4 Industrials 0.4%
5 Materials 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
451
$750 ﹤0.01%
14,999
452
$749 ﹤0.01%
74,949
453
$631 ﹤0.01%
31,532
454
$507 ﹤0.01%
21,667
-3,333
455
$496 ﹤0.01%
39,675
456
$400 ﹤0.01%
19,999
457
$375 ﹤0.01%
12,500
458
$353 ﹤0.01%
18,380
459
$328 ﹤0.01%
32,770
460
$250 ﹤0.01%
24,999
461
$150 ﹤0.01%
100,000
462
$60 ﹤0.01%
200,000
-542,500
463
$24 ﹤0.01%
34,919
-71,630
464
– –
-49,976
465
– –
-337,313
466
– –
-39,830
467
– –
-17,549
468
– –
-90,413
469
– –
-47,056
470
– –
-37,175
471
– –
-340,774
472
– –
-405,669
473
– –
-123,331
474
– –
-150,000
475
– –
-49,999
17 18
19
20 21