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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCACW
451
DELISTED
Newcourt Acquisition Corp Warrant
NCACW
$1K ﹤0.01%
49,999
– –
ALSAW
452
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$988 ﹤0.01%
98,841
– –
SDSTW
453
Stardust Power Inc Warrant
SDSTW
$964 ﹤0.01%
38,415
– –
FNVTW
454
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$937 ﹤0.01%
93,745
– –
SPECW
455
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$782 ﹤0.01%
130,400
– –
CEROW
456
DELISTED
CERo Therapeutics Warrants
CEROW
$750 ﹤0.01%
24,998
– –
KACLW
457
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
$743 ﹤0.01%
74,318
– –
SLACW
458
DELISTED
Social Leverage Acquisition Corp I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SLACW
$714 ﹤0.01%
37,175
– –
BLUA.WS
459
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$707 ﹤0.01%
17,806
– –
PPYAW
460
DELISTED
Papaya Growth Opportunity Corp. I Warrant
PPYAW
$698 ﹤0.01%
34,899
– –
BNAIW
461
Brand Engagement Network Warrant
BNAIW
$1.81M
$667 ﹤0.01%
33,332
– –
ONYXW
462
DELISTED
Onyx Acquisition Co. I Warrant
ONYXW
$650 ﹤0.01%
32,500
– –
ADOCW
463
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$645 ﹤0.01%
50,000
– –
MAQCW
464
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$640 ﹤0.01%
31,976
– –
AWINW
465
DELISTED
AERWINS Technologies Inc Warrant
AWINW
$540 ﹤0.01%
39,675
– –
KRNLW
466
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
$530 ﹤0.01%
25,000
– –
ABPWW
467
DELISTED
Abpro Holdings Warrant
ABPWW
$502 ﹤0.01%
24,999
– –
TVGNW icon
468
Tevogen Inc. Warrant
TVGNW
$915K
$500 ﹤0.01%
12,499
– –
XFINW
469
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
$500 ﹤0.01%
24,999
– –
LCW.WS
470
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
$500 ﹤0.01%
24,999
– –
NRACW
471
DELISTED
Northern Revival Acquisition Corporation Warrant
NRACW
$483 ﹤0.01%
48,339
– –
GSDWW
472
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$470 ﹤0.01%
100,000
– –
ENERR
473
DELISTED
Accretion Acquisition Corp Right
ENERR
$432 ﹤0.01%
172,922
-2,076
-1% -$143
TLGYW
474
DELISTED
TLGY Acquisition Corporation Warrant
TLGYW
$400 ﹤0.01%
19,999
– –
ECXWW
475
ECARX Holdings Warrants
ECXWW
$375 ﹤0.01%
12,500
– –
17 18
19
20 21

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.