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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-6.48%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.93B
AUM Growth
-$73.9M
Cap. Flow
+$61.5M
Cap. Flow %
3.19%
Top 10 Hldgs %
31.01%
Holding
632
New
48
Increased
91
Reduced
80
Closed
87

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$34.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$19.3M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$14M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.2M
5
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$13M

Top Sells

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$26.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$16.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.9M
4
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$15.8M
5
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$13.3M

Sector Composition

Rank Sector Weight
1 Financials 12.36%
2 Healthcare 1.47%
3 Technology 1.18%
4 Industrials 1.07%
5 Consumer Discretionary 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DISTW
451
DELISTED
Distoken Acquisition Corporation Warrant
DISTW
$4.47K ﹤0.01%
149,049
– –
OIOWW
452
OIO Group Warrants
OIOWW
$4.3K ﹤0.01%
+215,000
New +$6.3K
MITAW
453
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$4.24K ﹤0.01%
38,535
– –
MTRYW
454
DELISTED
Monterey Innovation Acquisition Corp. Warrant
MTRYW
$4.2K ﹤0.01%
139,999
– –
OSAAW
455
DELISTED
ProSomnus, Inc. Warrant
OSAAW
$4.2K ﹤0.01%
59,994
– –
ALORW
456
DELISTED
ALSP Orchid Acquisition Corp I Warrant
ALORW
$4.18K ﹤0.01%
139,358
– –
BRD.WS
457
DELISTED
Beard Energy Transition Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50 per share
BRD.WS
$3.91K ﹤0.01%
130,450
– –
MSSAW
458
DELISTED
Metal Sky Star Acquisition Corporation Warrant
MSSAW
$3.9K ﹤0.01%
200,000
– –
AERTW
459
Aeries Technology Warrant
AERTW
$891K
$3.85K ﹤0.01%
128,487
– –
OAKUW
460
DELISTED
Oak Woods Acquisition Corp Warrant
OAKUW
$3.77K ﹤0.01%
70,000
– –
FNVTW
461
DELISTED
Finnovate Acquisition Corp. Warrants
FNVTW
$3.75K ﹤0.01%
93,745
– –
CCTSW
462
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$3.75K ﹤0.01%
124,999
– –
MOBXW icon
463
Mobix Labs Warrants
MOBXW
$611K
$3.5K ﹤0.01%
150,000
– –
VHAQ.WS
464
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$3.43K ﹤0.01%
171,595
– –
LDTCW
465
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$3.41K ﹤0.01%
68,216
– –
COEPW
466
DELISTED
Coeptis Therapeutics Warrants
COEPW
$3.39K ﹤0.01%
150,000
– –
AEAEW
467
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$3.13K ﹤0.01%
62,498
– –
CSLMW
468
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$3.06K ﹤0.01%
87,500
– –
TRIS.WS
469
DELISTED
Tristar Acquisition I Corp. Redeemable Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRIS.WS
$3K ﹤0.01%
74,999
– –
TGVCW
470
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$3K ﹤0.01%
99,999
– –
ADEX.WS
471
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$3K ﹤0.01%
49,999
– –
PORT.WS
472
DELISTED
Southport Acquisition Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50
PORT.WS
$3K ﹤0.01%
74,949
– –
GSDWW
473
DELISTED
Global Systems Dynamics, Inc. Warrant
GSDWW
$2.99K ﹤0.01%
100,000
– –
BIOSW
474
DELISTED
BioPlus Acquisition Corp. Warrants
BIOSW
$2.98K ﹤0.01%
49,678
– –
OSI.WS
475
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$2.95K ﹤0.01%
98,312
– –
17 18
19
20 21

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Rivernorth Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rivernorth Capital Management held 632 positions worth $1.93B, down 3.7% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $61.5M of net new capital in Q3 2023, opening 48 new positions and adding to 91 existing holdings. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,684,591 shares worth $10.7M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Barings BDC, an estimated $26.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,684,591 shares worth $10.7M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $34.7M increase.
  • Rivernorth Capital Management's biggest Q3 2023 reduction was Barings BDC, cutting an estimated $26.1M.
  • Rivernorth Capital Management fully exited BlackRock Corporate High Yield Fund in Q3 2023, selling an estimated $9.1M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.93B portfolio in Q3 2023.
  • Rivernorth Capital Management opened 48 new positions and closed 87 in Q3 2023.
  • Rivernorth Capital Management's portfolio value fell 3.7% quarter-over-quarter to $1.93B.

Based on Rivernorth Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.