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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MON
451
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$593K 0.03%
+59,998
New +$592K
ASAX
452
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$590K 0.03%
59,998
– –
TBCP
453
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$574K 0.03%
+58,240
New +$573K
OEPWU
454
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$570K 0.03%
+57,814
New +$570K
PHD
455
DELISTED
Pioneer Floating Rate Fund
PHD
$555K 0.02%
+64,330
New +$586K
LOKM
456
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$554K 0.02%
+56,270
New +$553K
AWIN
457
DELISTED
AERWINS Technologies Inc
AWIN
$539K 0.02%
529
– –
VTN icon
458
Invesco Trust for Investment Grade New York Municipals
VTN
$163M
$529K 0.02%
55,381
-98,400
-64% -$1.05M
CCV.U
459
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
$519K 0.02%
52,028
– –
KCGI
460
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$515K 0.02%
51,704
– –
THAC
461
DELISTED
Thrive Acquisition Corporation Class A ordinary shares
THAC
$507K 0.02%
49,996
– –
SANB
462
DELISTED
Sanaby Health Acquisition Corp. I Class A Common Stock
SANB
$506K 0.02%
49,996
– –
CERO
463
DELISTED
CERo Therapeutics
CERO
$505K 0.02%
25
– –
ENTF
464
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
$505K 0.02%
49,998
– –
HIGA.U
465
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$505K 0.02%
50,428
+11,371
+29% +$113K
BCSA
466
DELISTED
Blockchain Coinvestors Acquisition Corp. I Class A Ordinary Shares
BCSA
$504K 0.02%
49,998
– –
MLAI
467
DELISTED
McLaren Technology Acquisition Corp. Class A Common Stock
MLAI
$504K 0.02%
50,000
– –
PPYAU
468
DELISTED
Papaya Growth Opportunity Corp. I Unit
PPYAU
$503K 0.02%
50,000
– –
SHCA
469
DELISTED
Spindletop Health Acquisition Corp. Class A Common Stock
SHCA
$503K 0.02%
49,998
– –
ACABU
470
DELISTED
Atlantic Coastal Acquisition Corp. II Unit
ACABU
$502K 0.02%
50,000
– –
XFIN
471
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$501K 0.02%
49,998
– –
PGRW
472
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
$499K 0.02%
49,998
– –
CIIG
473
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$498K 0.02%
49,998
– –
DMYS
474
DELISTED
dMY Technology Group, Inc. VI
DMYS
$498K 0.02%
49,998
– –
KRNL
475
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$496K 0.02%
+50,000
New +$494K
17 18
19
20 21

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.