RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-4.74%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$147M
Cap. Flow %
-6.58%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

1
ZTR
Virtus Total Return Fund
ZTR
+$17.8M
2
PAXS
PIMCO Access Income Fund
PAXS
+$15.5M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.31M
4
BFK icon
BlackRock Municipal Income Trust
BFK
+$8.23M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$6.65M

Top Sells

1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.9M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$24.8M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$23.3M

Sector Composition

1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.67%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MON
451
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$593K 0.03%
+59,998
New +$593K
ASAX
452
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$590K 0.03%
59,998
– –
TBCP
453
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
$574K 0.03%
+58,240
New +$574K
OEPWU
454
DELISTED
One Equity Partners Open Water I Corp. Unit
OEPWU
$570K 0.03%
+57,814
New +$570K
PHD
455
Pioneer Floating Rate Fund
PHD
$123M
$555K 0.02%
+64,330
New +$555K
LOKM
456
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$554K 0.02%
+56,270
New +$554K
AWIN
457
DELISTED
AERWINS Technologies Inc. Common Stock
AWIN
$539K 0.02%
529
– –
VTN icon
458
Invesco Trust for Investment Grade New York Municipals
VTN
$153M
$529K 0.02%
55,381
-98,400
-64% -$940K
CCV.U
459
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
$519K 0.02%
52,028
– –
KCGI
460
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$515K 0.02%
51,704
– –
THAC
461
DELISTED
Thrive Acquisition Corporation Class A ordinary shares
THAC
$507K 0.02%
49,996
– –
SANB
462
DELISTED
Sanaby Health Acquisition Corp. I Class A Common Stock
SANB
$506K 0.02%
49,996
– –
CERO icon
463
CERo Therapeutics
CERO
$5.88M
$505K 0.02%
25
– –
ENTF
464
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
$505K 0.02%
49,998
– –
HIGA.U
465
DELISTED
H.I.G. Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HIGA.U
$505K 0.02%
50,428
+11,371
+29% +$114K
BCSA
466
DELISTED
Blockchain Coinvestors Acquisition Corp. I Class A Ordinary Shares
BCSA
$504K 0.02%
49,998
– –
MLAI
467
DELISTED
McLaren Technology Acquisition Corp. Class A Common Stock
MLAI
$504K 0.02%
50,000
– –
PPYAU
468
DELISTED
Papaya Growth Opportunity Corp. I Unit
PPYAU
$503K 0.02%
50,000
– –
SHCA
469
DELISTED
Spindletop Health Acquisition Corp. Class A Common Stock
SHCA
$503K 0.02%
49,998
– –
ACABU
470
DELISTED
Atlantic Coastal Acquisition Corp. II Unit
ACABU
$502K 0.02%
50,000
– –
XFIN
471
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
$501K 0.02%
49,998
– –
PGRW
472
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
$499K 0.02%
49,998
– –
CIIG
473
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$498K 0.02%
49,998
– –
DMYS
474
DELISTED
dMY Technology Group, Inc. VI
DMYS
$498K 0.02%
49,998
– –
KRNL
475
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$496K 0.02%
+50,000
New +$496K
17 18
19
20 21