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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VENAR
451
DELISTED
Venus Acquisition Corporation Rights
VENAR
$48K ﹤0.01%
+99,999
New +$52.4K
ESSCR
452
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$47K ﹤0.01%
113,093
– –
ALACW
453
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$47K ﹤0.01%
123,506
– –
NKGNW
454
DELISTED
NKGen Biotech, Inc. Warrants
NKGNW
$46K ﹤0.01%
+39,998
New +$50K
PRSTW
455
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$46K ﹤0.01%
190,000
– –
GLSPW
456
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
$46K ﹤0.01%
99,999
+30,186
+43% +$15.4K
YSAC.WS
457
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$46K ﹤0.01%
49,999
– –
SABSW icon
458
SAB Biotherapeutics Warrant
SABSW
$182K
$45K ﹤0.01%
49,998
– –
KWAC.WS
459
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$45K ﹤0.01%
93,744
– –
VHAQ.WS
460
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$44K ﹤0.01%
175,000
– –
TEKKW
461
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$44K ﹤0.01%
49,999
– –
ISPOW
462
DELISTED
Inspirato Inc Warrant
ISPOW
$43K ﹤0.01%
37,499
– –
SDAWW
463
SunCar Technology Group Warrant
SDAWW
$41K ﹤0.01%
+170,000
New +$52.4K
MMVWW
464
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
$41K ﹤0.01%
+87,498
New +$46K
OTRAW
465
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$41K ﹤0.01%
74,999
– –
MCAFR
466
DELISTED
Mountain Crest Acquisition Corp. IV Rights
MCAFR
$40K ﹤0.01%
+100,000
New +$39.6K
PEARW
467
DELISTED
Pear Therapeutics, Inc. Warrant
PEARW
$40K ﹤0.01%
+42,089
New +$43.9K
CND.WS
468
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$40K ﹤0.01%
22,499
– –
COEPW
469
DELISTED
Coeptis Therapeutics Warrants
COEPW
$39K ﹤0.01%
150,000
– –
ARTAW
470
DELISTED
Artisan Acquisition Corp. Warrants
ARTAW
$38K ﹤0.01%
+33,332
New +$29.1K
SCOBW
471
DELISTED
ScION Tech Growth II Warrants
SCOBW
$37K ﹤0.01%
56,465
+21,774
+63% +$18K
HCICW
472
DELISTED
Hennessy Capital Investment Corp. V Warrant
HCICW
$37K ﹤0.01%
+29,509
New +$45.4K
AGBAR
473
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$37K ﹤0.01%
149,298
– –
MAACW
474
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
$37K ﹤0.01%
24,999
– –
QFTA.WS
475
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
$36K ﹤0.01%
+134,704
New +$42.5K
17 18
19
20 21

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.