RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
-$193M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
449
New
Increased
Reduced
Closed

Top Buys

1
+$6.57M
2
+$6.28M
3
+$5.69M
4
PMX
PIMCO Municipal Income Fund III
PMX
+$5.68M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$5.2M

Top Sells

1
+$25.6M
2
+$21.6M
3
+$21.5M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17.8M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$14.8M

Sector Composition

1 Financials 10.76%
2 Utilities 0.22%
3 Technology 0.2%
4 Industrials 0.19%
5 Consumer Discretionary 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
426
– –
-10,910
427
– –
-16,500
428
– –
-75,000
429
– –
-89,320
430
– –
-172,789
431
– –
-18,060
432
– –
-200,000
433
– –
-254,101
434
– –
-19,396
435
– –
-13,522
436
– –
-128,813
437
– –
-10,112
438
– –
-168,308
439
– –
-142,679
440
– –
-117,962
441
– –
-23,561
442
– –
-38,192
443
– –
-81,498
444
– –
-500,000
445
– –
-30,889
446
– –
-17,001
447
– –
-14,320
448
– –
-10,000
449
– –
-1,837
14 15 16 17
18