RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.94%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$128M
Cap. Flow %
-6.16%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

1
ACP
abrdn Income Credit Strategies Fund
ACP
$27.3M
2
GRAF.U
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
$11M
3
MHI
Pioneer Municipal High Income Fund
MHI
$8.15M
4
PCF
High Income Securities Fund
PCF
$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
$7.57M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$10.8M

Sector Composition

1 Financials 8.39%
2 Technology 0.33%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
XFIN
426
DELISTED
ExcelFin Acquisition Corp Class A Common Stock
XFIN
– –
-249,501
Closed -$2.75M
BACA
427
DELISTED
Berenson Acquisition Corp. I
BACA
– –
-285,715
Closed -$3.04M
ACAC
428
DELISTED
Acri Capital Acquisition Corporation Class A Common Stock
ACAC
– –
-134,421
Closed -$1.53M
ASCB
429
DELISTED
A SPAC II Acquisition Corp. Ordinary Shares
ASCB
– –
-199,998
Closed -$2.24M
FAM
430
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
– –
-288,137
Closed -$1.83M
MFD
431
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
– –
-32,222
Closed -$241K
NNAGR
432
DELISTED
99 Acquisition Group Inc. Right
NNAGR
– –
-21,667
Closed -$5.85K
NNAGW
433
DELISTED
99 Acquisition Group Inc. Warrant
NNAGW
– –
-21,667
Closed -$715
JTAIW
434
DELISTED
Jet.AI Inc. Warrant
JTAIW
– –
-300,000
Closed -$18K
LCW.WS
435
DELISTED
Learn CW Investment Corporation Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
LCW.WS
– –
-24,999
Closed -$2.5K
CBH
436
DELISTED
Virtus Convertible & Income 2024 Target Term Fund
CBH
– –
-460,002
Closed -$4.14M
CVII
437
DELISTED
Churchill Capital Corp VII Class A Common Stock
CVII
– –
-407,500
Closed -$4.39M
CVIIW
438
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
– –
-1,479,383
Closed -$518K
KCGI
439
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
– –
-400,000
Closed -$4.44M
AACIW
440
DELISTED
Armada Acquisition Corp. I Warrant
AACIW
– –
-742,500
Closed -$104K
AACI
441
DELISTED
Armada Acquisition Corp. I Common Stock
AACI
– –
-350,000
Closed -$4M
MACAW
442
DELISTED
Moringa Acquisition Corp Warrant
MACAW
– –
-14,999
Closed -$1.05K
TENKR
443
DELISTED
TenX Keane Acquisition Right
TENKR
– –
-350,000
Closed -$113K
KRNLW
444
DELISTED
Kernel Group Holdings, Inc. Warrants
KRNLW
– –
-25,000
Closed -$3.26K
KRNL
445
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
– –
-10,522
Closed -$116K
TRIS.WS
446
DELISTED
Tristar Acquisition I Corp. Redeemable Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRIS.WS
– –
-74,999
Closed -$9K
SEPAW
447
DELISTED
SEP Acquisition Corp Warrants
SEPAW
– –
-218,750
Closed -$1.62K
FLFVW
448
DELISTED
Feutune Light Acquisition Corporation Warrant
FLFVW
– –
-84,000
Closed -$1.71K
AWINW
449
DELISTED
AERWINS Technologies Inc. Warrant
AWINW
– –
-39,675
Closed -$238
CMCA
450
DELISTED
Capitalworks Emerging Markets Acquisition Corp Class A Ordinary Shares
CMCA
– –
-200,000
Closed -$2.24M
16 17
18
19 20