RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+0.95%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.12B
AUM Growth
+$47.9M
Cap. Flow
+$30.7M
Cap. Flow %
1.45%
Top 10 Hldgs %
31.35%
Holding
494
New
31
Increased
59
Reduced
72
Closed
52

Top Buys

1
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$21.9M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$14M
3
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$8.9M
4
MIO
Pioneer Municipal High Income Opportunities Fund
MIO
+$8.8M
5
LEGT
Legato Merger Corp III
LEGT
+$7.36M

Top Sells

1
PDI icon
PIMCO Dynamic Income Fund
PDI
+$16.1M
2
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$14.8M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$10.1M
4
PORT
Southport Acquisition Corporation
PORT
+$7.56M
5
LEGT.U
Legato Merger Corp III Units, each consisting of one Ordinary Share and one-half of one warrant
LEGT.U
+$7.41M

Sector Composition

1 Financials 8.95%
2 Healthcare 0.44%
3 Technology 0.34%
4 Consumer Discretionary 0.24%
5 Industrials 0.19%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KACLW
426
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
$743 ﹤0.01%
74,318
– –
NNAGW
427
DELISTED
99 Acquisition Group Inc. Warrant
NNAGW
$715 ﹤0.01%
21,667
– –
ONYXW
428
DELISTED
Onyx Acquisition Co. I Warrant
ONYXW
$650 ﹤0.01%
32,500
– –
NUKKW icon
429
Nukkleus Inc. Warrants
NUKKW
$45.1M
$641 ﹤0.01%
32,042
– –
OSAAW
430
DELISTED
ProSomnus, Inc. Warrant
OSAAW
$600 ﹤0.01%
59,994
– –
BNAIW
431
Brand Engagement Network Inc. Warrant
BNAIW
$296K
$552 ﹤0.01%
18,412
-14,920
-45% -$447
ZAPPW
432
DELISTED
Zapp Electric Vehicles Group Limited Warrant
ZAPPW
$500 ﹤0.01%
24,999
– –
CEROW icon
433
CERo Therapeutics Holdings, Inc. Warrants
CEROW
$126K
$500 ﹤0.01%
24,998
– –
RMGCW
434
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$454 ﹤0.01%
45,420
– –
ECXWW
435
ECARX Holdings Inc. Warrants
ECXWW
$1.86M
$375 ﹤0.01%
12,500
– –
HGASW
436
DELISTED
Global Gas Corporation Warrant
HGASW
$365 ﹤0.01%
36,487
– –
PRENW
437
Prenetics Global Limited Warrant
PRENW
$319K
$328 ﹤0.01%
32,770
– –
MAQCW
438
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$320 ﹤0.01%
31,976
– –
BLUA.WS
439
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$242 ﹤0.01%
17,806
– –
AWINW
440
DELISTED
AERWINS Technologies Inc. Warrant
AWINW
$238 ﹤0.01%
39,675
– –
ISD
441
PGIM High Yield Bond Fund
ISD
$485M
– –
-75,611
Closed -$982K
NIM icon
442
Nuveen Select Maturities Municipal Fund
NIM
$116M
– –
-24,737
Closed -$222K
PDI icon
443
PIMCO Dynamic Income Fund
PDI
$7.58B
– –
-835,376
Closed -$16.1M
PML
444
PIMCO Municipal Income Fund II
PML
$501M
– –
-186,050
Closed -$1.58M
SJNK icon
445
SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
– –
-16,421
Closed -$414K
ZTR
446
Virtus Total Return Fund
ZTR
$348M
– –
-267,929
Closed -$1.49M
AIRJW
447
AirJoule Technologies Corporation Warrant
AIRJW
$49.6M
– –
-399,998
Closed -$220K
GCTS
448
GCT Semiconductor Holding
GCTS
$83.8M
– –
-375,000
Closed -$3.77M
FAAS icon
449
DigiAsia
FAAS
$12.3M
– –
-140,957
Closed -$1.27M
BCSA
450
DELISTED
Blockchain Coinvestors Acquisition Corp. I Class A Ordinary Shares
BCSA
– –
-200,000
Closed -$2.22M
16 17
18
19 20