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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OAKUW
426
DELISTED
Oak Woods Acquisition Corp Warrant
OAKUW
$1.82K ﹤0.01%
70,000
– –
OSAAW
427
DELISTED
ProSomnus, Inc. Warrant
OSAAW
$1.8K ﹤0.01%
59,994
– –
BNIXW
428
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
$1.75K ﹤0.01%
175,000
– –
HAIAW
429
DELISTED
Healthcare AI Acquisition Corp. Warrants
HAIAW
$1.72K ﹤0.01%
57,299
– –
VHAQ.WS
430
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$1.72K ﹤0.01%
171,595
– –
MITAW
431
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$1.54K ﹤0.01%
38,535
– –
BUJAW
432
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Warrants
BUJAW
$1.52K ﹤0.01%
37,500
– –
RMCOW icon
433
Royalty Management Holding Warrant
RMCOW
$1.78M
$1.5K ﹤0.01%
49,999
– –
WINVW
434
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
$1.5K ﹤0.01%
150,000
– –
ASCBW
435
DELISTED
A SPAC II Acquisition Corp. Warrant
ASCBW
$1.5K ﹤0.01%
149,999
– –
TRIS.WS
436
DELISTED
Tristar Acquisition I Corp. Redeemable Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
TRIS.WS
$1.5K ﹤0.01%
74,999
– –
ONMDW icon
437
OneMedNet Corp Warrant
ONMDW
$1.48K ﹤0.01%
147,479
– –
HCMAW
438
DELISTED
HCM Acquisition Corp Warrant
HCMAW
$1.34K ﹤0.01%
50,000
– –
XBPEW
439
XBP Europe Holdings Warrant
XBPEW
$1.25K ﹤0.01%
24,999
– –
FTIIW
440
DELISTED
FutureTech II Acquisition Corp. Warrant
FTIIW
$1.25K ﹤0.01%
125,000
– –
NVACW
441
DELISTED
NorthView Acquisition Corporation Warrant
NVACW
$1.25K ﹤0.01%
125,000
– –
BCSAW
442
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$1.25K ﹤0.01%
24,999
– –
TWLVW
443
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$1.22K ﹤0.01%
40,737
– –
MSSAW
444
DELISTED
Metal Sky Star Acquisition Corporation Warrant
MSSAW
$1.2K ﹤0.01%
200,000
– –
LBBBW
445
DELISTED
Lakeshore Acquisition II Corp. Warrants
LBBBW
$1.11K ﹤0.01%
111,491
– –
HGASW
446
DELISTED
Global Gas Corporation Warrant
HGASW
$1.09K ﹤0.01%
36,487
– –
EACPW
447
DELISTED
Edify Acquisition Corp. Warrant
EACPW
$1.06K ﹤0.01%
106,549
– –
FLFVW
448
DELISTED
Feutune Light Acquisition Corporation Warrant
FLFVW
$1.01K ﹤0.01%
84,000
– –
PEGRW
449
DELISTED
Project Energy Reimagined Acquisition Corp. Warrant
PEGRW
$1K ﹤0.01%
99,998
– –
TGVCW
450
DELISTED
TG Venture Acquisition Corp. Warrants
TGVCW
$1K ﹤0.01%
99,999
– –
16 17
18
19 20

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.