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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.22B
AUM Growth
-$9.14M
Cap. Flow
-$68.7M
Cap. Flow %
-3.1%
Top 10 Hldgs %
27.51%
Holding
975
New
103
Increased
138
Reduced
81
Closed
258

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$34.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$29.4M
3
NUV icon
Nuveen Municipal Value Fund
NUV
+$26.8M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$26M
5
BTT icon
BlackRock Municipal 2030 Target Term Trust
BTT
+$21.4M

Top Sells

Rank Stock Value
1
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$41.4M
2
GBDC icon
Golub Capital BDC
GBDC
+$35.8M
3
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$15.2M
4
VKQ icon
Invesco Municipal Trust
VKQ
+$15M
5
VVR icon
Invesco Senior Income Trust
VVR
+$12.6M

Sector Composition

Rank Sector Weight
1 Financials 19.93%
2 Industrials 1.07%
3 Technology 1.07%
4 Healthcare 0.96%
5 Consumer Discretionary 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTAQU
426
DELISTED
Carney Technology Acquisition Corp. II Units
CTAQU
$250K 0.01%
+25,000
New +$252K
FDEU
427
DELISTED
First Trust Dynamic Europe Equity Income Fund
FDEU
$247K 0.01%
21,886
– –
NAAC
428
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$243K 0.01%
23,997
– –
NXN
429
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
$242K 0.01%
20,890
+7,534
+56% +$86.5K
KCGI.U
430
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
$238K 0.01%
23,296
– –
JRO
431
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
$225K 0.01%
+28,766
New +$232K
ABGI
432
DELISTED
ABG Acquisition Corp. I
ABGI
$213K 0.01%
21,108
+11,108
+111% +$111K
TWNI
433
DELISTED
Tailwind International Acquisition Corp.
TWNI
$202K 0.01%
19,998
– –
AIRJ
434
Montana Technologies Corp
AIRJ
$459M
$197K 0.01%
+19,600
New +$195K
NOM
435
DELISTED
Nuveen Missouri Quality Municipal Income Fund
NOM
$196K 0.01%
+18,802
New +$207K
APGB.WS
436
DELISTED
Apollo Strategic Growth Capital II Warrants, each exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
APGB.WS
$194K 0.01%
1,388,798
+158,662
+13% +$10.1K
JWSM.U
437
DELISTED
Jaws Mustang Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-fourth of one redeemable warrant
JWSM.U
$190K 0.01%
18,807
-162,884
-90% -$1.63M
TZPSU
438
DELISTED
TZP Strategies Acquisition Corp. Unit
TZPSU
$177K 0.01%
+17,431
New +$175K
MSPRZ
439
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$175K 0.01%
118,881
– –
HCNEW
440
DELISTED
Jaws Hurricane Acquisition Corp. Warrant
HCNEW
$174K 0.01%
1,084,876
+842,758
+348% +$111K
MFIC icon
441
MidCap Financial Investment
MFIC
$793M
$167K 0.01%
+14,670
New +$169K
KCGI.WS
442
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$164K 0.01%
966,241
+200,000
+26% +$29K
CFIV
443
DELISTED
CF Acquisition Corp. IV Class A common stock
CFIV
$156K 0.01%
15,307
-85,691
-85% -$859K
NHICW
444
DELISTED
NewHold Investment Corp. II Warrant
NHICW
$156K 0.01%
+866,250
New +$59.3K
MCR
445
DELISTED
MFS Charter Income Trust
MCR
$154K 0.01%
+25,000
New +$159K
EFR
446
Eaton Vance Senior Floating-Rate Fund
EFR
$319M
$147K 0.01%
13,393
-53,688
-80% -$601K
AMPX.WS icon
447
Amprius Technologies Warrants
AMPX.WS
$580M
$145K 0.01%
500,000
+372,582
+292% +$132K
FTEV.U
448
DELISTED
FinTech Evolution Acquisition Group Units, each consisting of one Class A Ordinary Share, and one-third of one redeemable warrant
FTEV.U
$141K 0.01%
+14,004
New +$140K
JSD
449
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$140K 0.01%
11,778
-2,822
-19% -$33.7K
SCRM
450
DELISTED
Screaming Eagle Acquisition Corp. Class A Ordinary Shares
SCRM
$135K 0.01%
+13,584
New +$134K
16 17
18
19 20

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Rivernorth Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rivernorth Capital Management held 975 positions worth $2.22B, down 0.41% from $2.23B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management withdrew a net $68.7M in Q4 2022, closing 258 positions and reducing 81 holdings. Its most notable exit was Nuveen New York AMT-Free Quality Municipal Income Fund, an estimated $41.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 20% of assets, down from 27% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock Corporate High Yield Fund worth $20.8M.

  • Rivernorth Capital Management's largest Q4 2022 buy was BlackRock Corporate High Yield Fund: 2,381,391 shares worth $20.8M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q4 2022, an estimated $34.7M increase.
  • Rivernorth Capital Management's biggest Q4 2022 reduction was Golub Capital BDC, cutting an estimated $35.8M.
  • Rivernorth Capital Management fully exited Nuveen New York AMT-Free Quality Municipal Income Fund in Q4 2022, selling an estimated $41.4M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $2.22B portfolio in Q4 2022.
  • Rivernorth Capital Management opened 103 new positions and closed 258 in Q4 2022.
  • Rivernorth Capital Management's portfolio value fell 0.41% quarter-over-quarter to $2.22B.

Based on Rivernorth Capital Management's 13F filing for Q4 2022, filed 14 Feb 2023.