RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TCPC icon
426
BlackRock TCP Capital
TCPC
$607M
$345K 0.01%
+25,534
New +$345K
VKQ icon
427
Invesco Municipal Trust
VKQ
$522M
$345K 0.01%
+25,691
New +$345K
PEPLW
428
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$334K 0.01%
+742,500
New +$334K
SMAPU
429
DELISTED
SportsMap Tech Acquisition Corp. Units
SMAPU
$330K 0.01%
+32,488
New +$330K
MPA icon
430
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$145M
$321K 0.01%
19,149
-9,193
-32% -$154K
TSIB
431
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$319K 0.01%
32,700
– –
PETWW
432
DELISTED
Wag! Group Co Warrant
PETWW
$300K 0.01%
+600,000
New +$300K
VCF
433
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$300K 0.01%
+21,048
New +$300K
CXE
434
MFS High Income Municipal Trust
CXE
$116M
$297K 0.01%
+58,389
New +$297K
NIR
435
DELISTED
Near Intelligence, Inc. Common Stock
NIR
$295K 0.01%
29,998
– –
MACA
436
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
$291K 0.01%
29,998
– –
LCW
437
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$283K 0.01%
+28,298
New +$283K
SEAH.WS
438
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$273K 0.01%
104,999
– –
IQMDU
439
DELISTED
Intelligent Medicine Acquisition Corp. Unit
IQMDU
$255K 0.01%
+25,000
New +$255K
LGSTU
440
DELISTED
Semper Paratus Acquisition Corporation Unit
LGSTU
$254K 0.01%
+25,000
New +$254K
PHYT.U
441
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
$254K 0.01%
+25,000
New +$254K
ARGUU
442
DELISTED
Argus Capital Corp. Unit
ARGUU
$253K 0.01%
25,000
– –
APN.U
443
DELISTED
Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
APN.U
$252K 0.01%
+25,000
New +$252K
HCCC
444
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$247K 0.01%
24,998
– –
MOND
445
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
$246K 0.01%
25,000
– –
ADER
446
DELISTED
26 Capital Acquisition Corp. Class A Common Stock
ADER
$246K 0.01%
24,998
– –
COOL
447
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$245K 0.01%
24,996
– –
COVA
448
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
$244K 0.01%
25,000
– –
KCGI.U
449
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
$244K 0.01%
23,296
-51,704
-69% -$542K
SCOA
450
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$244K 0.01%
24,996
– –
16 17
18
19 20