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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCPC icon
426
BlackRock TCP Capital
TCPC
$327M
$345K 0.01%
+25,534
New +$355K
VKQ icon
427
Invesco Municipal Trust
VKQ
$545M
$345K 0.01%
+25,691
New +$342K
PEPLW
428
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$334K 0.01%
+742,500
New +$351K
SMAPU
429
DELISTED
SportsMap Tech Acquisition Corp. Units
SMAPU
$330K 0.01%
+32,488
New +$331K
MPA icon
430
BlackRock MuniYield Pennsylvania Quality Fund
MPA
$144M
$321K 0.01%
19,149
-9,193
-32% -$150K
TSIB
431
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$319K 0.01%
32,700
– –
PETWW
432
DELISTED
Wag! Group Co Warrant
PETWW
$300K 0.01%
+600,000
New +$291K
VCF
433
DELISTED
Delaware Investments Colorado Municipal Income Fund
VCF
$300K 0.01%
+21,048
New +$301K
CXE
434
DELISTED
MFS High Income Municipal Trust
CXE
$297K 0.01%
+58,389
New +$297K
NIR
435
DELISTED
Near Intelligence, Inc. Common Stock
NIR
$295K 0.01%
29,998
– –
MACA
436
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
$291K 0.01%
29,998
– –
LCW
437
DELISTED
Learn CW Investment Corporation Class A Ordinary Shares
LCW
$283K 0.01%
+28,298
New +$278K
SEAH.WS
438
DELISTED
Sports Entertainment Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one s
SEAH.WS
$273K 0.01%
104,999
– –
IQMDU
439
DELISTED
Intelligent Medicine Acquisition Corp. Unit
IQMDU
$255K 0.01%
+25,000
New +$253K
LGSTU
440
DELISTED
Semper Paratus Acquisition Corporation Unit
LGSTU
$254K 0.01%
+25,000
New +$252K
PHYT.U
441
DELISTED
Pyrophyte Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PHYT.U
$254K 0.01%
+25,000
New +$254K
ARGUU
442
DELISTED
Argus Capital Corp. Unit
ARGUU
$253K 0.01%
25,000
– –
APN.U
443
DELISTED
Apeiron Capital Investment Corp. Units, each consisting of one share of Class A Common Stock and one-half of one Redeemable Warrant
APN.U
$252K 0.01%
+25,000
New +$252K
HCCC
444
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$247K 0.01%
24,998
– –
MOND
445
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
$246K 0.01%
25,000
– –
ADER
446
DELISTED
26 Capital Acquisition Corp
ADER
$246K 0.01%
24,998
– –
COOL
447
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$245K 0.01%
24,996
– –
SCOA
448
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$244K 0.01%
24,996
– –
COVA
449
DELISTED
COVA Acquisition Corp. Class A Ordinary Share
COVA
$244K 0.01%
25,000
– –
KCGI.U
450
DELISTED
Kensington Capital Acquisition Corp. V Units, each consisting of one Class A ordinary share and three-fourths of one redeemable warrant
KCGI.U
$244K 0.01%
23,296
-51,704
-69% -$542K
16 17
18
19 20

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.