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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BENEW
426
DELISTED
Benessere Capital Acquisition Corp. Warrant
BENEW
$66K ﹤0.01%
149,997
– –
ASZ.WS
427
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$66K ﹤0.01%
+63,324
New +$70.7K
PMGMW
428
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$65K ﹤0.01%
99,999
– –
BENER
429
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$64K ﹤0.01%
199,996
– –
MBTCR
430
DELISTED
Nocturne Acquisition Corporation Right
MBTCR
$63K ﹤0.01%
150,000
+60,341
+67% +$26.4K
SCLXW icon
431
Scilex Holding Co Warrant
SCLXW
$62K ﹤0.01%
+124,999
New +$72.2K
CCVI.WS
432
DELISTED
Churchill Capital Corp VI Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
CCVI.WS
$59K ﹤0.01%
+48,758
New +$64.5K
ASAQ.WS
433
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$59K ﹤0.01%
87,499
– –
GCACW
434
DELISTED
Growth Capital Acquisition Corp. Warrant
GCACW
$59K ﹤0.01%
+62,499
New +$49K
SVOKW
435
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$58K ﹤0.01%
72,999
– –
CIFRW
436
DELISTED
Cipher Mining Warrant
CIFRW
$56K ﹤0.01%
24,999
– –
GBRGR
437
DELISTED
Goldenbridge Acquisition Limited Right
GBRGR
$56K ﹤0.01%
+170,000
New +$64.8K
MAQCW
438
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$55K ﹤0.01%
+99,999
New +$55K
FOXO.WS
439
DELISTED
FOXO Technologies Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FOXO.WS
$55K ﹤0.01%
+84,998
New +$58.7K
ISLEW
440
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$55K ﹤0.01%
100,000
– –
APSG.WS
441
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$55K ﹤0.01%
66,666
– –
CVIIW
442
DELISTED
Churchill Capital Corp VII Warrants
CVIIW
$53K ﹤0.01%
+57,758
New +$64.4K
BREZW
443
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$52K ﹤0.01%
100,000
– –
OCA.WS
444
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$52K ﹤0.01%
62,499
– –
PSAGW
445
DELISTED
Property Solutions Acquisition Corporation II Warrant
PSAGW
$51K ﹤0.01%
+74,998
New +$74K
PRPB.WS
446
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$51K ﹤0.01%
50,207
+40
+0.1% +$46
CRXTW
447
DELISTED
Clarus Therapeutics Holdings, Inc. Warrants
CRXTW
$50K ﹤0.01%
66,986
-58,014
-46% -$43.7K
NBSTW
448
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$49K ﹤0.01%
+100,000
New +$65.3K
ACBAW
449
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$49K ﹤0.01%
+100,000
New +$55.6K
OSI.WS
450
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$49K ﹤0.01%
+99,999
New +$65.1K
16 17
18
19 20

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.