RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
-$42.7M
Cap. Flow %
-2.43%
Top 10 Hldgs %
28.42%
Holding
554
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$15.5M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$15.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.4M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.3M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$15.1M

Sector Composition

1 Financials 10.58%
2 Healthcare 1.14%
3 Industrials 1.11%
4 Technology 0.64%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PRPB.WS
426
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$68K ﹤0.01%
50,167
+168
+0.3% +$228
KWAC.WS
427
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$66K ﹤0.01%
93,744
– –
OCA.WS
428
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$64K ﹤0.01%
62,499
– –
OTRAW
429
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$63K ﹤0.01%
74,999
– –
VHAQ.WS
430
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$61K ﹤0.01%
175,000
– –
AGBAR
431
DELISTED
AGBA Acquisition Limited Right
AGBAR
$55K ﹤0.01%
149,298
– –
LEGOW
432
DELISTED
Legato Merger Corp. Warrant
LEGOW
$55K ﹤0.01%
30,000
– –
ABLLW
433
DELISTED
Abacus Life Warrant
ABLLW
$52K ﹤0.01%
49,999
– –
TEKKW
434
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$52K ﹤0.01%
49,999
– –
ALACW
435
DELISTED
Alberton Acquisition Corporation Warrant
ALACW
$51K ﹤0.01%
+123,506
New +$51K
ISPOW icon
436
Inspirato Incorporated Warrant
ISPOW
$159K
$49K ﹤0.01%
37,499
– –
VHAQ.RT
437
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$47K ﹤0.01%
175,000
– –
BTAQW
438
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$47K ﹤0.01%
49,999
– –
SABSW icon
439
SAB Biotherapeutics, Inc. Warrant
SABSW
$295K
$46K ﹤0.01%
49,998
– –
ZNTEW
440
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$46K ﹤0.01%
37,499
– –
ZGYHR
441
DELISTED
Yunhong International Right
ZGYHR
$46K ﹤0.01%
132,011
– –
ESSCR
442
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$43K ﹤0.01%
113,093
– –
CIFRW icon
443
Cipher Mining Inc. Warrant
CIFRW
$1.23B
$42K ﹤0.01%
24,999
– –
ZFOXW
444
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$42K ﹤0.01%
50,000
– –
VTAQR
445
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
$42K ﹤0.01%
190,000
– –
RCHGW
446
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$41K ﹤0.01%
49,999
– –
AGBAW
447
DELISTED
AGBA Acquisition Limited Warrant
AGBAW
$40K ﹤0.01%
149,298
– –
YSAC.WS
448
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$39K ﹤0.01%
49,999
– –
LJAQW
449
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$38K ﹤0.01%
49,999
– –
GLSPW
450
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
$38K ﹤0.01%
+69,813
New +$38K
16 17
18
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