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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+4.75%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
-$2.53M
Cap. Flow %
-0.14%
Top 10 Hldgs %
28.42%
Holding
551
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

Rank Stock Value
1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.4M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.5M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$14.9M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$14.8M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.3M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$27.4M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$14.8M

Sector Composition

Rank Sector Weight
1 Financials 10.55%
2 Industrials 1.14%
3 Healthcare 1.05%
4 Technology 0.73%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRPB.WS
426
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$68K ﹤0.01%
50,167
+168
+0.3% +$208
KWAC.WS
427
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$66K ﹤0.01%
93,744
– –
OCA.WS
428
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$64K ﹤0.01%
62,499
– –
OTRAW
429
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$63K ﹤0.01%
74,999
– –
VHAQ.WS
430
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$61K ﹤0.01%
175,000
– –
AGBAR
431
DELISTED
AGBA Acquisition Ltd Right
AGBAR
$55K ﹤0.01%
149,298
– –
LEGOW
432
DELISTED
Legato Merger Corp. Warrant
LEGOW
$55K ﹤0.01%
30,000
– –
ABLLW
433
DELISTED
Abacus Life Warrant
ABLLW
$52K ﹤0.01%
49,999
– –
TEKKW
434
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$52K ﹤0.01%
49,999
– –
ALACW
435
DELISTED
Alberton Acquisition Corp Warrant
ALACW
$51K ﹤0.01%
+123,506
New +$46.5K
ISPOW
436
DELISTED
Inspirato Inc Warrant
ISPOW
$49K ﹤0.01%
37,499
– –
VHAQ.RT
437
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$47K ﹤0.01%
175,000
– –
BTAQW
438
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$47K ﹤0.01%
49,999
– –
SABSW icon
439
SAB Biotherapeutics Warrant
SABSW
$186K
$46K ﹤0.01%
49,998
– –
ZNTEW
440
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$46K ﹤0.01%
37,499
– –
ZGYHR
441
DELISTED
Yunhong International Right
ZGYHR
$46K ﹤0.01%
132,011
– –
ESSCR
442
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$43K ﹤0.01%
113,093
– –
CIFRW
443
DELISTED
Cipher Mining Warrant
CIFRW
$42K ﹤0.01%
24,999
– –
ZFOXW
444
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$42K ﹤0.01%
50,000
– –
VTAQR
445
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
$42K ﹤0.01%
190,000
– –
RCHGW
446
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$41K ﹤0.01%
49,999
– –
AGBAW
447
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$40K ﹤0.01%
149,298
– –
YSAC.WS
448
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$39K ﹤0.01%
49,999
– –
LJAQW
449
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$38K ﹤0.01%
49,999
– –
GLSPW
450
DELISTED
Global SPAC Partners Co. Warrants
GLSPW
$38K ﹤0.01%
+69,813
New +$27.3K
16 17
18
19 20

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Rivernorth Capital Management's Q2 2021 Portfolio in Review

As of Q2 2021, Rivernorth Capital Management held 551 positions worth $1.75B, up 5.3% from $1.67B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rivernorth Capital Management's Q2 2021 filing shows 96 new, 63 increased, 100 reduced and 67 closed positions. Its largest new stake was Eaton Vance Floating-Rate Income Trust: 1,642,306 shares worth $23.6M. The largest sale was Nuveen AMT-Free Quality Municipal Income Fund, an estimated $27.4M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8% a quarter earlier, followed by Industrials and Healthcare.

  • Rivernorth Capital Management's largest Q2 2021 buy was Eaton Vance Floating-Rate Income Trust: 1,642,306 shares worth $23.6M.
  • Rivernorth Capital Management added most to Nuveen New York AMT-Free Quality Municipal Income Fund in Q2 2021, an estimated $14.8M increase.
  • Rivernorth Capital Management's biggest Q2 2021 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $27.4M.
  • Rivernorth Capital Management fully exited Eaton Vance Limited Duration Income Fund in Q2 2021, selling an estimated $21.8M.
  • Rivernorth Capital Management's ten largest holdings make up 28% of its $1.75B portfolio in Q2 2021.
  • Rivernorth Capital Management opened 96 new positions and closed 67 in Q2 2021.
  • Rivernorth Capital Management's portfolio value rose 5.3% quarter-over-quarter to $1.75B.

Based on Rivernorth Capital Management's 13F filing for Q2 2021, filed 16 Aug 2021.