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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADEX.WS
426
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$25K ﹤0.01%
+49,999
New +$32.3K
BURU.WS
427
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$25K ﹤0.01%
24,999
– –
FOXWW
428
DELISTED
FoxWayne Enterprises Acquisition Corp. Warrant
FOXWW
$25K ﹤0.01%
+50,000
New +$28.8K
NVTSW
429
DELISTED
Navitas Semiconductor Corporation Warrants
NVTSW
$24K ﹤0.01%
+16,665
New +$39.8K
HLMNW
430
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
$24K ﹤0.01%
16,258
– –
SCPE.WS
431
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$24K ﹤0.01%
12,499
– –
HGASW
432
DELISTED
Global Gas Corporation Warrant
HGASW
$23K ﹤0.01%
+37,499
New +$37.1K
ISPOW
433
DELISTED
Inspirato Inc Warrant
ISPOW
$22K ﹤0.01%
+37,499
New +$43.8K
ATA.WS
434
DELISTED
Americas Technology Acquisition Corp.Redeemable Warrants, each whole warrant exercisable for one Ordinary Share at an exercise price of $11.50
ATA.WS
$21K ﹤0.01%
+37,499
New +$35.6K
MAACW
435
DELISTED
Montes Archimedes Acquisition Corp. Warrant
MAACW
$21K ﹤0.01%
+24,999
New +$34.9K
ADOCR
436
DELISTED
Edoc Acquisition Corp. Right
ADOCR
$20K ﹤0.01%
50,000
– –
CND.WS
437
DELISTED
Concord Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
CND.WS
$20K ﹤0.01%
+22,499
New +$30.1K
EMPW.WS
438
DELISTED
Empower Ltd. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at a
EMPW.WS
$20K ﹤0.01%
16,665
+473
+3% +$603
ADOCW
439
DELISTED
Edoc Acquisition Corp. Warrant
ADOCW
$18K ﹤0.01%
50,000
– –
CXAIW icon
440
CXApp Inc Warrant
CXAIW
$16K ﹤0.01%
+24,999
New +$30.2K
RSVRW
441
DELISTED
Reservoir Media Inc Warrant
RSVRW
$16K ﹤0.01%
+12,499
New +$22.9K
MLACW
442
DELISTED
Malacca Straits Acquisition Company Limited Warrants
MLACW
$15K ﹤0.01%
20,401
– –
SFRWW
443
DELISTED
Appreciate Holdings, Inc. Warrant
SFRWW
$14K ﹤0.01%
+16,665
New +$25.9K
LEGOW
444
DELISTED
Legato Merger Corp. Warrant
LEGOW
$14K ﹤0.01%
+30,000
New +$17K
DFNSW
445
T3 Defense Inc Warrants
DFNSW
$627K
$13K ﹤0.01%
23,887
– –
BRLIR
446
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$13K ﹤0.01%
43,691
– –
BLTSW
447
DELISTED
Bright Lights Acquisition Corp. Warrant
BLTSW
$12K ﹤0.01%
+19,999
New +$17.5K
EPWR.WS
448
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
$12K ﹤0.01%
+24,999
New +$15.9K
FUSE.WS
449
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
$12K ﹤0.01%
10,010
– –
KAIRW
450
DELISTED
Kairos Acquisition Corp. Warrant
KAIRW
$11K ﹤0.01%
+19,999
New +$16.6K
16 17
18
19 20

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.