RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.81B
AUM Growth
-$76.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
418
New
Increased
Reduced
Closed

Top Buys

1
+$15.2M
2
+$14.6M
3
+$6.82M
4
CHACU
Crane Harbor Acquistion Corp Units
CHACU
+$5.59M
5
BHK icon
BlackRock Core Bond Trust
BHK
+$5.36M

Top Sells

1
+$30.3M
2
+$25.6M
3
+$21M
4
DMF
BNY Mellon Municipal Income
DMF
+$18.8M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.9M

Sector Composition

1 Financials 10.76%
2 Utilities 0.25%
3 Consumer Discretionary 0.16%
4 Technology 0.14%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTMA
401
DELISTED
Welsbach Technology Metals Acquisition Corp. Common Stock
WTMA
– –
-200,000
AILEW
402
DELISTED
iLearningEngines, Inc. Warrant
AILEW
– –
-65,898
HUDAR
403
DELISTED
Hudson Acquisition I Corp. Right
HUDAR
– –
-400,000
WINVW
404
DELISTED
WinVest Acquisition Corp. Warrant
WINVW
– –
-150,000
BNIXW
405
DELISTED
Bannix Acquisition Corp. Warrant
BNIXW
– –
-175,000
BNIXR
406
DELISTED
Bannix Acquisition Corp. Right
BNIXR
– –
-175,000
BFZ icon
407
BlackRock CA Municipal Income Trust
BFZ
$330M
– –
-50,601
NMCO icon
408
Nuveen Municipal Credit Opportunities Fund
NMCO
$580M
– –
-397,642
NRO
409
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
– –
-735,022
NXN
410
DELISTED
Nuveen New York Tax-Free Income Portfolio
NXN
– –
-24,737
PMM
411
Putnam Managed Municipal Income
PMM
$267M
– –
-149,544
TBLD
412
Thornburg Income Builder Opportunities Trust
TBLD
$661M
– –
-13,620
VTN icon
413
Invesco Trust for Investment Grade New York Municipals
VTN
$168M
– –
-68,254
XBPEW
414
XBP Europe Holdings Warrant
XBPEW
$1.48M
– –
-24,999
CEROW
415
DELISTED
CERo Therapeutics Warrants
CEROW
– –
-24,998
CRMLW icon
416
Critical Metals Corp Warrants
CRMLW
$75.2M
– –
-122,499
JVSA
417
DELISTED
JV SPAC Acquisition Corp
JVSA
– –
-239,218
DYCQ
418
DELISTED
DT Cloud Acquisition Corp
DYCQ
– –
-400,000
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