RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.94%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$128M
Cap. Flow %
-6.16%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

1
ACP
abrdn Income Credit Strategies Fund
ACP
+$27.3M
2
GRAF.U
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
+$11M
3
MHI
Pioneer Municipal High Income Fund
MHI
+$8.15M
4
PCF
High Income Securities Fund
PCF
+$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
+$7.57M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.8M

Sector Composition

1 Financials 8.39%
2 Technology 0.33%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NPCT icon
401
Nuveen Core Plus Impact Fund
NPCT
$317M
– –
-325,872
Closed -$3.55M
NPFD icon
402
Nuveen Variable Rate Preferred & Income Fund
NPFD
$475M
– –
-31,920
Closed -$587K
NXJ icon
403
Nuveen New Jersey Quality Municipal Income Fund
NXJ
$491M
– –
-140,523
Closed -$1.72M
PAXS
404
PIMCO Access Income Fund
PAXS
$730M
– –
-417,926
Closed -$6.61M
PYN
405
DELISTED
PIMCO New York Municipal Income Fund III
PYN
– –
-22,425
Closed -$132K
VGAS icon
406
Verde Clean Fuels
VGAS
$63.1M
– –
-67,478
Closed -$279K
LEGT.U
407
Legato Merger Corp III Units, each consisting of one Ordinary Share and one-half of one warrant
LEGT.U
– –
-71,172
Closed -$725K
CRML icon
408
Critical Metals Corp
CRML
$608M
– –
-91,474
Closed -$2.06M
GPATU
409
GP-Act III Acquisition Corp. Units
GPATU
– –
-451,200
Closed -$4.53M
RFAIU
410
RF Acquisition Corp II Unit
RFAIU
– –
-100,000
Closed -$1.01M
ALFUU
411
Centurion Acquisition Corp. Unit
ALFUU
– –
-400,000
Closed -$4M
MACIU
412
Melar Acquisition Corp. I Unit
MACIU
– –
-300,000
Closed -$3M
CTOR
413
Citius Oncology, Inc. Common Stock
CTOR
$144M
– –
-350,000
Closed -$3.98M
CURR
414
Currenc Group Inc. Ordinary Shares
CURR
$128M
– –
-150,000
Closed -$1.75M
KLTO
415
Klotho Neurosciences, Inc. Common Stock
KLTO
$30.7M
– –
-20,023
Closed -$118K
ABP
416
Abpro Holdings, Inc Common Stock
ABP
$17.4M
– –
-122,500
Closed -$1.4M
ABPWW
417
Abpro Holdings, Inc. Warrant
ABPWW
– –
-24,999
Closed -$2K
IROHU
418
Iron Horse Acquisitions Corp. Unit
IROHU
$58M
– –
-59,108
Closed -$608K
AQU
419
DELISTED
Aquaron Acquisition Corp. Common Stock
AQU
– –
-24,572
Closed -$270K
BYNO
420
DELISTED
byNordic Acquisition Corporation Class A Common Stock
BYNO
– –
-742,500
Closed -$8.38M
GODN
421
DELISTED
Golden Star Acquisition Corporation Ordinary Shares
GODN
– –
-130,819
Closed -$1.41M
ALSA
422
DELISTED
Alpha Star Acquisition Corporation Ordinary Shares
ALSA
– –
-98,841
Closed -$1.14M
QOMO
423
DELISTED
Qomolangma Acquisition Corp. Common Stock
QOMO
– –
-244,651
Closed -$2.7M
CDAQ
424
DELISTED
Compass Digital Acquisition Corp. Class A Ordinary Shares
CDAQ
– –
-500,000
Closed -$5.44M
XFINW
425
DELISTED
ExcelFin Acquisition Corp Warrant
XFINW
– –
-24,999
Closed -$750
15 16
17
18 19