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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$18.8M
Cap. Flow
-$76.2M
Cap. Flow %
-3.68%
Top 10 Hldgs %
30.81%
Holding
522
New
33
Increased
41
Reduced
115
Closed
59

Top Buys

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$15.6M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$9.29M
3
LEGT.U
Legato Merger Corp III Units
LEGT.U
+$8.06M
4
EAD
Allspring Income Opportunities Fund
EAD
+$7.05M
5
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.41M

Top Sells

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$18.2M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$14.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$12.5M
4
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$12.5M
5
PAXS
PIMCO Access Income Fund
PAXS
+$8.7M

Sector Composition

Rank Sector Weight
1 Financials 9.07%
2 Technology 0.91%
3 Healthcare 0.64%
4 Industrials 0.4%
5 Materials 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEAEW
401
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$3.13K ﹤0.01%
62,498
– –
ATEK.WS
402
DELISTED
Athena Technology Acquisition Corp. II Redeemable Warrants
ATEK.WS
$3.05K ﹤0.01%
75,353
– –
PLTNW
403
DELISTED
Plutonian Acquisition Corp. Warrant
PLTNW
$3.04K ﹤0.01%
105,000
– –
AVHIW
404
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$3K ﹤0.01%
149,998
– –
DISTW
405
DELISTED
Distoken Acquisition Corporation Warrant
DISTW
$2.95K ﹤0.01%
147,684
-1,365
-0.9% -$23
ONMDW icon
406
OneMedNet Corp Warrant
ONMDW
$1.01M
$2.95K ﹤0.01%
147,479
– –
OSI.WS
407
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$2.95K ﹤0.01%
98,312
– –
ATMCW
408
DELISTED
AlphaTime Acquisition Corp Warrant
ATMCW
$2.92K ﹤0.01%
200,000
– –
FLFVW
409
DELISTED
Feutune Light Acquisition Corporation Warrant
FLFVW
$2.86K ﹤0.01%
84,000
– –
RMGCW
410
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$2.73K ﹤0.01%
45,420
– –
KVACW
411
DELISTED
Keen Vision Acquisition Corp Warrant
KVACW
$2.61K ﹤0.01%
48,401
-1,599
-3% -$67
CLRCW
412
DELISTED
ClimateRock Warrant
CLRCW
$2.54K ﹤0.01%
84,615
– –
PUCKW
413
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$2.52K ﹤0.01%
252,463
-378
-0.1% -$4
KITTW icon
414
Nauticus Robotics Warrant
KITTW
$235K
$2.48K ﹤0.01%
84,776
– –
COOTW
415
Australian Oilseeds Holdings Ltd Warrant
COOTW
$205K
$2.45K ﹤0.01%
+49,077
New +$2.43K
MITAW
416
DELISTED
Coliseum Acquisition Corp. Warrant
MITAW
$2.31K ﹤0.01%
38,535
– –
PPYAW
417
DELISTED
Papaya Growth Opportunity Corp. I Warrant
PPYAW
$2.27K ﹤0.01%
34,899
– –
OIOWW
418
OIO Group Warrants
OIOWW
$2.15K ﹤0.01%
215,000
– –
MSSAW
419
DELISTED
Metal Sky Star Acquisition Corporation Warrant
MSSAW
$2K ﹤0.01%
200,000
– –
ACBAW
420
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$1.96K ﹤0.01%
98,100
– –
GDSTW
421
DELISTED
Goldenstone Acquisition Limited Warrants
GDSTW
$1.94K ﹤0.01%
185,000
– –
DFNSW
422
T3 Defense Inc Warrants
DFNSW
$576K
$1.92K ﹤0.01%
32,042
– –
CEROW
423
DELISTED
CERo Therapeutics Warrants
CEROW
$1.75K ﹤0.01%
24,998
– –
HAIAW
424
DELISTED
Healthcare AI Acquisition Corp. Warrants
HAIAW
$1.72K ﹤0.01%
57,299
– –
MMVWW
425
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
$1.72K ﹤0.01%
85,850
– –
15 16
17
18 19

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Rivernorth Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rivernorth Capital Management held 522 positions worth $2.07B, down 0.9% from $2.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $76.2M in Q1 2024, closing 59 positions and reducing 115 holdings. Its most notable exit was Gores Holdings IX, Inc. Class A Common Stock, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 10% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Legato Merger Corp III Units worth $8.1M.

  • Rivernorth Capital Management's largest Q1 2024 buy was Legato Merger Corp III Units: 798,972 shares worth $8.1M.
  • Rivernorth Capital Management added most to Cornerstone Strategic Value Fund in Q1 2024, an estimated $15.6M increase.
  • Rivernorth Capital Management's biggest Q1 2024 reduction was Nuveen Preferred & Income Opportunities Fund, cutting an estimated $18.2M.
  • Rivernorth Capital Management fully exited Gores Holdings IX, Inc. Class A Common Stock in Q1 2024, selling an estimated $12.5M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.07B portfolio in Q1 2024.
  • Rivernorth Capital Management opened 33 new positions and closed 59 in Q1 2024.
  • Rivernorth Capital Management's portfolio value fell 0.9% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2024, filed 15 May 2024.