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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLTNW
401
DELISTED
Plutonian Acquisition Corp. Warrant
PLTNW
$3.14K ﹤0.01%
105,000
– –
USCTW
402
DELISTED
Roth CH Acquisition Co. Warrant
USCTW
$3.12K ﹤0.01%
103,849
– –
ZCARW
403
DELISTED
Zoomcar Holdings, Inc. Warrants
ZCARW
$3K ﹤0.01%
37,499
– –
IVCPW
404
DELISTED
Swiftmerge Acquisition Corp. Warrants
IVCPW
$3K ﹤0.01%
74,999
– –
AVHIW
405
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$3K ﹤0.01%
149,998
– –
DISTW
406
DELISTED
Distoken Acquisition Corporation Warrant
DISTW
$2.98K ﹤0.01%
149,049
– –
GRRRW
407
Gorilla Technology Group Warrant
GRRRW
$2.07M
$2.95K ﹤0.01%
98,349
– –
OSI.WS
408
DELISTED
Osiris Acquisition Corp. Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50 per share
OSI.WS
$2.95K ﹤0.01%
98,312
– –
RFACR
409
DELISTED
RF Acquisition Corp. Rights
RFACR
$2.92K ﹤0.01%
292,192
– –
ASCAW
410
DELISTED
A SPAC I Acquisition Corp. Warrant
ASCAW
$2.88K ﹤0.01%
143,997
– –
MSAIW icon
411
MultiSensor AI Holdings Warrant
MSAIW
$817K
$2.81K ﹤0.01%
56,244
– –
MMVWW
412
DELISTED
MultiMetaVerse Holdings Limited Warrant
MMVWW
$2.58K ﹤0.01%
85,850
– –
FORLW
413
DELISTED
Four Leaf Acquisition Corp Warrants
FORLW
$2.55K ﹤0.01%
85,000
– –
CLRCW
414
DELISTED
ClimateRock Warrant
CLRCW
$2.54K ﹤0.01%
84,615
– –
AEAEW
415
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$2.5K ﹤0.01%
62,498
– –
NOVVW
416
DELISTED
Nova Vision Acquisition Corp. Warrant
NOVVW
$2.48K ﹤0.01%
165,000
– –
FICVW
417
DELISTED
Frontier Investment Corp Warrants
FICVW
$2.47K ﹤0.01%
123,331
– –
SATX.WS.A
418
DELISTED
SatixFy Communications Ltd.
SATX.WS.A
$2.32K ﹤0.01%
290,000
– –
VSEEW
419
DELISTED
VSEE HEALTH INC WTS 29
VSEEW
$2.25K ﹤0.01%
75,000
– –
PORT.WS
420
DELISTED
Southport Acquisition Corporation Warrants, each exercisable for one share of Class A common stock at an exercise price of $11.50
PORT.WS
$2.25K ﹤0.01%
74,949
– –
HUBCW icon
421
Hub Cyber Security Warrant 2/27/28
HUBCW
$172K
$2.02K ﹤0.01%
202,274
– –
KVACW
422
DELISTED
Keen Vision Acquisition Corp Warrant
KVACW
$2K ﹤0.01%
+50,000
New +$2.22K
TRONW
423
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$2K ﹤0.01%
66,666
– –
ACBAW
424
DELISTED
Ace Global Business Acquisition Ltd Warrant
ACBAW
$1.96K ﹤0.01%
98,100
– –
ATEK.WS
425
DELISTED
Athena Technology Acquisition Corp. II Redeemable Warrants
ATEK.WS
$1.88K ﹤0.01%
75,353
– –
15 16
17
18 19

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.