We are live on ! Find out more
RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-6.48%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.93B
AUM Growth
-$73.9M
Cap. Flow
+$61.5M
Cap. Flow %
3.19%
Top 10 Hldgs %
31.01%
Holding
632
New
48
Increased
91
Reduced
80
Closed
87

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$34.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$19.3M
3
BLE
BlackRock Municipal Income Trust II
BLE
+$14M
4
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$13.2M
5
MUI
BlackRock Municipal Income Fund, Inc.
MUI
+$13M

Top Sells

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$26.1M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$16.6M
3
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$15.9M
4
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$15.8M
5
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$13.3M

Sector Composition

Rank Sector Weight
1 Financials 12.36%
2 Healthcare 1.47%
3 Technology 1.18%
4 Industrials 1.07%
5 Consumer Discretionary 0.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDSTW
401
DELISTED
Goldenstone Acquisition Limited Warrants
GDSTW
$8.92K ﹤0.01%
185,000
– –
BRLIR
402
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$8.83K ﹤0.01%
42,056
– –
HSPOW
403
DELISTED
Horizon Space Acquisition I Corp Warrant
HSPOW
$8.59K ﹤0.01%
214,834
– –
VHAQ.RT
404
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$8.58K ﹤0.01%
171,595
– –
YOTAW
405
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$8.5K ﹤0.01%
425,000
– –
KYCHW
406
DELISTED
Keyarch Acquisition Corporation Warrant
KYCHW
$8.36K ﹤0.01%
200,000
– –
BREZR
407
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$8K ﹤0.01%
100,000
– –
HOVRW icon
408
New Horizon Aircraft Ltd
HOVRW
$13.1M
$7.97K ﹤0.01%
159,489
– –
ALSAR
409
DELISTED
Alpha Star Acquisition Corp Rights
ALSAR
$7.91K ﹤0.01%
98,841
– –
PUCKW
410
DELISTED
Goal Acquisitions Corp. Warrant
PUCKW
$7.58K ﹤0.01%
252,841
– –
WINVR
411
DELISTED
WinVest Acquisition Corp. Right
WINVR
$7.5K ﹤0.01%
150,000
– –
AVHIW
412
DELISTED
Achari Ventures Holdings Corp I Warrant
AVHIW
$7.5K ﹤0.01%
149,998
– –
RACYW
413
DELISTED
Relativity Acquisition Corp. Warrant
RACYW
$7.5K ﹤0.01%
150,000
– –
KACLR
414
DELISTED
Kairous Acquisition Corp. Limited Rights
KACLR
$7.43K ﹤0.01%
148,636
– –
ONMDW icon
415
OneMedNet Corp Warrant
ONMDW
$1.01M
$7.37K ﹤0.01%
147,479
– –
OPTXW icon
416
Syntec Optics Holdings Warrant
OPTXW
$21.2M
$7.31K ﹤0.01%
146,114
– –
SKGRW
417
DELISTED
SK Growth Opportunities Corporation Warrant
SKGRW
$7.29K ﹤0.01%
+56,125
New +$7.58K
PLTNW
418
DELISTED
Plutonian Acquisition Corp. Warrant
PLTNW
$7.28K ﹤0.01%
105,000
– –
SHAP.WS
419
DELISTED
Spree Acquisition Corp. 1 Limited Redeemable warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50
SHAP.WS
$6.75K ﹤0.01%
225,000
– –
ASPAW
420
DELISTED
Abri SPAC I Inc Warrant
ASPAW
$6.74K ﹤0.01%
175,000
– –
TRONW
421
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$6.67K ﹤0.01%
66,666
– –
FORLW
422
DELISTED
Four Leaf Acquisition Corp Warrants
FORLW
$6.5K ﹤0.01%
85,000
– –
DHAIW
423
DELISTED
DIH Holding US Inc Warrants
DHAIW
$6.5K ﹤0.01%
325,000
– –
ABLVW icon
424
Able View Global Warrant
ABLVW
$6.38K ﹤0.01%
+250,000
New +$12.7K
OHAAW
425
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$6.31K ﹤0.01%
210,209
– –
15 16
17
18 19

Similar funds

LGM
Logos Global Management San Francisco, California $2B AUM 444.09% 1-Year Est. Return
MYAM
Meiji Yasuda Asset Management Tokyo, Japan $2B AUM 22.52% 1-Year Est. Return
C
Consulta London, United Kingdom $2.01B AUM 16.82% 1-Year Est. Return
CAM
Cormorant Asset Management Boston, Massachusetts $1.99B AUM 737.95% 1-Year Est. Return
SC
Syon Capital San Francisco, California $1.99B AUM 22.67% 1-Year Est. Return
BGM
Burkehill Global Management New York $2.02B AUM 85.32% 1-Year Est. Return
RMCM
Reynders McVeigh Capital Management Boston, Massachusetts $1.98B AUM 23.37% 1-Year Est. Return
AF
Alerus Financial Grand Forks, North Dakota $2.02B AUM 26.03% 1-Year Est. Return

Rivernorth Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rivernorth Capital Management held 632 positions worth $1.93B, down 3.7% from $2B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management deployed $61.5M of net new capital in Q3 2023, opening 48 new positions and adding to 91 existing holdings. Its largest new stake was Nuveen Preferred & Income Opportunities Fund: 1,684,591 shares worth $10.7M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 13% a quarter earlier, followed by Healthcare and Technology.

On the sell side, the largest reduction was Barings BDC, an estimated $26.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2023 buy was Nuveen Preferred & Income Opportunities Fund: 1,684,591 shares worth $10.7M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q3 2023, an estimated $34.7M increase.
  • Rivernorth Capital Management's biggest Q3 2023 reduction was Barings BDC, cutting an estimated $26.1M.
  • Rivernorth Capital Management fully exited BlackRock Corporate High Yield Fund in Q3 2023, selling an estimated $9.1M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.93B portfolio in Q3 2023.
  • Rivernorth Capital Management opened 48 new positions and closed 87 in Q3 2023.
  • Rivernorth Capital Management's portfolio value fell 3.7% quarter-over-quarter to $1.93B.

Based on Rivernorth Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.