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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YOTAW
401
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$34K ﹤0.01%
425,000
– –
ATAKR
402
DELISTED
Aurora Technology Acquisition Corp. Rights
ATAKR
$32.5K ﹤0.01%
+325,000
New +$38.1K
IRRX.WS
403
DELISTED
Integrated Rail and Resources Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
IRRX.WS
$32.5K ﹤0.01%
124,998
– –
PMGMW
404
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$32.2K ﹤0.01%
201,213
– –
MSSAR
405
DELISTED
Metal Sky Star Acquisition Corporation Right
MSSAR
$32K ﹤0.01%
+200,000
New +$28.9K
ACRO.WS
406
DELISTED
Acropolis Infrastructure Acquisition Corp Warrants
ACRO.WS
$32K ﹤0.01%
187,080
– –
OHAAW
407
DELISTED
OPY Acquisition Corp. I Warrant
OHAAW
$31.5K ﹤0.01%
210,209
– –
AIRJW
408
AirJoule Technologies Warrant
AIRJW
$98.6M
$30K ﹤0.01%
250,000
– –
AIBBR
409
DELISTED
AIB Acquisition Corp Right
AIBBR
$30K ﹤0.01%
+200,000
New +$26.4K
ASCAR
410
DELISTED
A SPAC I Acquisition Corp. Right
ASCAR
$28.8K ﹤0.01%
+191,996
New +$25.6K
RWODR
411
DELISTED
Redwoods Acquisition Corp. Rights
RWODR
$27.5K ﹤0.01%
+275,000
New +$30.6K
VGASW icon
412
Verde Clean Fuels Warrant
VGASW
$27.4K ﹤0.01%
142,679
– –
ASCBR
413
DELISTED
A SPAC II Acquisition Corp. Right
ASCBR
$27K ﹤0.01%
+299,998
New +$27.3K
CLOER
414
DELISTED
Clover Leaf Capital Corp. Rights
CLOER
$27K ﹤0.01%
300,000
– –
HUBCW icon
415
Hub Cyber Security Warrant 2/27/28
HUBCW
$172K
$26.3K ﹤0.01%
+202,274
New +$27.4K
BNIXR
416
DELISTED
Bannix Acquisition Corp. Right
BNIXR
$24.5K ﹤0.01%
175,000
– –
GBBKR
417
DELISTED
Global Blockchain Acquisition Corp. Right
GBBKR
$24K ﹤0.01%
300,000
– –
GRRRW
418
Gorilla Technology Group Warrant
GRRRW
$2.07M
$23.6K ﹤0.01%
98,349
– –
ABVEW
419
DELISTED
Above Food Ingredients Inc Warrants
ABVEW
$23.2K ﹤0.01%
232,131
– –
TYGOW
420
DELISTED
Tigo Energy, Inc. Warrant
TYGOW
$22.6K ﹤0.01%
80,000
– –
DMAQR
421
DELISTED
Deep Medicine Acquisition Corp. Rights
DMAQR
$22.5K ﹤0.01%
150,000
– –
AXAC.RT
422
DELISTED
AXIOS Sustainable Growth Acquisition Corporation Rights to receive one-tenth (1/10) of one Class A ordinary share
AXAC.RT
$22.5K ﹤0.01%
150,000
– –
KACLR
423
DELISTED
Kairous Acquisition Corp. Limited Rights
KACLR
$22.3K ﹤0.01%
148,636
– –
COEPW
424
DELISTED
Coeptis Therapeutics Warrants
COEPW
$22.1K ﹤0.01%
150,000
– –
DFLIW icon
425
Dragonfly Energy Holdings Warrant
DFLIW
$32.4K
$21.9K ﹤0.01%
187,500
– –
15 16
17
18 19

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.