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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-4.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.23B
AUM Growth
-$240M
Cap. Flow
-$153M
Cap. Flow %
-6.87%
Top 10 Hldgs %
22.33%
Holding
940
New
121
Increased
146
Reduced
85
Closed
68

Top Buys

Rank Stock Value
1
ZTR
Virtus Total Return Fund
ZTR
+$22.4M
2
PAXS
PIMCO Access Income Fund
PAXS
+$16M
3
VVR icon
Invesco Senior Income Trust
VVR
+$9.57M
4
BFK
BlackRock Municipal Income Trust
BFK
+$9.31M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$7.54M

Top Sells

Rank Stock Value
1
PSTH
Pershing Square Tontine Holdings, Ltd.
PSTH
+$41.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$33.6M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$32.8M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$28.1M
5
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$24.8M

Sector Composition

Rank Sector Weight
1 Financials 27.26%
2 Healthcare 1.37%
3 Technology 1.26%
4 Industrials 0.95%
5 Communication Services 0.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NIQ
401
DELISTED
NUVEEN INTERMEDIATE DURATION QUALITY MUNICIPAL TERM FUND
NIQ
$887K 0.04%
+74,255
New +$957K
SBII.U
402
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
$887K 0.04%
90,003
– –
NPFD icon
403
Nuveen Variable Rate Preferred & Income Fund
NPFD
$448M
$886K 0.04%
50,733
+5,731
+13% +$109K
PDOT
404
DELISTED
Peridot Acquisition Corp. II
PDOT
$884K 0.04%
+89,208
New +$880K
QQQ icon
405
Invesco QQQ Trust
QQQ
$482B
$876K 0.04%
+3,277
New +$989K
PGRWU
406
DELISTED
Progress Acquisition Corp. Units
PGRWU
$876K 0.04%
87,500
– –
FLFVU
407
DELISTED
Feutune Light Acquisition Corporation Unit
FLFVU
$846K 0.04%
84,000
– –
CEV
408
Eaton Vance California Municipal Income Trust
CEV
$74.5M
$843K 0.04%
87,833
-300
-0.3% -$3.19K
WPCB
409
DELISTED
Warburg Pincus Capital Corporation I-B
WPCB
$841K 0.04%
85,000
– –
MITA
410
DELISTED
Coliseum Acquisition Corp. Class A Ordinary Share
MITA
$835K 0.04%
84,999
– –
HCNEU
411
DELISTED
Jaws Hurricane Acquisition Corp. Unit
HCNEU
$832K 0.04%
85,103
– –
HAACU
412
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$831K 0.04%
83,289
+23,500
+39% +$234K
PGP
413
PIMCO Global StockPLUS & Income Fund
PGP
$102M
$828K 0.04%
128,514
-8,166
-6% -$63.1K
GSBD icon
414
Goldman Sachs BDC
GSBD
$1.08B
$827K 0.04%
+57,200
New +$968K
CRZN
415
DELISTED
Corazon Capital V838 Monoceros Corp Class A Ordinary Shares
CRZN
$793K 0.04%
80,010
– –
PNI
416
PIMCO New York Municipal Income Fund II
PNI
$77.9M
$788K 0.04%
100,759
-33,863
-25% -$305K
AAC.U
417
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
$788K 0.04%
79,224
– –
ZCAR
418
DELISTED
Zoomcar
ZCAR
$760K 0.03%
37
– –
VSEE
419
DELISTED
VSEE HEALTH INC
VSEE
$760K 0.03%
75,000
– –
CXAC.U
420
DELISTED
C5 Acquisition Corporation Units, each consisting of one share of Class A common stock and one-half of one redeemable public warrant
CXAC.U
$759K 0.03%
75,000
– –
EUCRU
421
DELISTED
Eucrates Biomedical Acquisition Corp. Unit
EUCRU
$758K 0.03%
75,650
– –
CREC
422
DELISTED
Crescera Capital Acquisition Corp Class A Ordinary Shares
CREC
$753K 0.03%
74,998
– –
DCRD
423
DELISTED
Decarbonization Plus Acquisition Corporation IV Class A Ordinary Share
DCRD
$753K 0.03%
+75,000
New +$748K
MSAI icon
424
MultiSensor AI
MSAI
$10.9M
$751K 0.03%
1,875
– –
EFR
425
Eaton Vance Senior Floating-Rate Fund
EFR
$316M
$745K 0.03%
+67,081
New +$812K
15 16
17
18 19

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Rivernorth Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rivernorth Capital Management held 940 positions worth $2.23B, down 9.7% from $2.47B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rivernorth Capital Management withdrew a net $153M in Q3 2022, closing 68 positions and reducing 85 holdings. Its most notable exit was Pershing Square Tontine Holdings, Ltd., an estimated $41.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 27% of assets, up from 22% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Virtus Total Return Fund worth $17.8M.

  • Rivernorth Capital Management's largest Q3 2022 buy was Virtus Total Return Fund: 2,860,573 shares worth $17.8M.
  • Rivernorth Capital Management added most to PIMCO Access Income Fund in Q3 2022, an estimated $16M increase.
  • Rivernorth Capital Management's biggest Q3 2022 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $32.8M.
  • Rivernorth Capital Management fully exited Pershing Square Tontine Holdings, Ltd. in Q3 2022, selling an estimated $41.6M.
  • Rivernorth Capital Management's ten largest holdings make up 22% of its $2.23B portfolio in Q3 2022.
  • Rivernorth Capital Management opened 121 new positions and closed 68 in Q3 2022.
  • Rivernorth Capital Management's portfolio value fell 9.7% quarter-over-quarter to $2.23B.

Based on Rivernorth Capital Management's 13F filing for Q3 2022, filed 14 Nov 2022.