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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BURU
401
DELISTED
NUBURU INC
BURU
$492K 0.02%
250
– –
DMYS
402
DELISTED
dMY Technology Group, Inc. VI
DMYS
$491K 0.02%
+49,998
New +$496K
PSPC
403
DELISTED
Post Holdings Partnering Corporation
PSPC
$490K 0.02%
49,989
– –
NAAC
404
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$490K 0.02%
49,995
– –
PGRW
405
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
$488K 0.02%
49,998
– –
PUCK
406
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$487K 0.02%
50,000
– –
SFR
407
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$487K 0.02%
49,995
– –
EPWR
408
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$487K 0.02%
49,998
– –
MSAC
409
DELISTED
Medicus Sciences Acquisition Corp. Class A Ordinary Share
MSAC
$486K 0.02%
50,000
– –
FSNB
410
DELISTED
Fusion Acquisition Corp. II
FSNB
$485K 0.02%
49,992
– –
FSSI
411
DELISTED
Fortistar Sustainable Solutions Corp. Class A Common Stock
FSSI
$485K 0.02%
49,998
– –
FEI
412
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$474K 0.02%
65,362
-51,596
-44% -$385K
CND
413
DELISTED
Concord Acquisition Corp.
CND
$468K 0.02%
44,998
– –
DFNS
414
T3 Defense Inc
DFNS
$37M
$447K 0.02%
61
– –
MSAI icon
415
MultiSensor AI
MSAI
$10.8M
$417K 0.02%
+1,063
New +$419K
AACIW
416
DELISTED
Armada Acquisition Corp. I Warrant
AACIW
$416K 0.02%
+742,500
New +$379K
TGVC
417
DELISTED
TG Venture Acquisition Corp. Class A Common Stock
TGVC
$414K 0.02%
+42,171
New +$415K
TLGYU
418
DELISTED
TLGY Acquisition Corporation Unit
TLGYU
$404K 0.02%
+40,000
New +$403K
JCIC
419
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$397K 0.02%
40,676
– –
BLTS
420
DELISTED
Bright Lights Acquisition Corp. Class A Common Stock
BLTS
$394K 0.02%
39,998
– –
KAIR
421
DELISTED
Kairos Acquisition Corp. Class A Ordinary Shares
KAIR
$392K 0.02%
39,998
– –
AEON icon
422
AEON Biopharma
AEON
$13.3M
$389K 0.02%
556
– –
TWLV
423
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
$388K 0.02%
39,993
– –
SANB
424
DELISTED
Sanaby Health Acquisition Corp. I Class A Common Stock
SANB
$376K 0.02%
+37,950
New +$377K
LGV
425
DELISTED
Longview Acquisition Corp. II
LGV
$364K 0.01%
36,990
– –
15 16
17
18 19

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.