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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWACW
401
DELISTED
BETTER WORLD ACQUISITION CORP. Warrants
BWACW
$102K 0.01%
162,690
– –
OBIO icon
402
Orchestra BioMed
OBIO
$264M
$99K 0.01%
10,000
– –
BRIVU
403
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$99K 0.01%
10,000
– –
HCAQ
404
DELISTED
HealthCor Catalio Acquisition Corp. Class A Ordinary Shares
HCAQ
$99K 0.01%
10,000
– –
SDAC
405
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$98K 0.01%
+10,000
New +$97.1K
ABGI
406
DELISTED
ABG Acquisition Corp. I
ABGI
$97K 0.01%
10,000
– –
GLAQW
407
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
$95K 0.01%
150,000
– –
MCADR
408
DELISTED
Mountain Crest Acquisition Corp. II Right
MCADR
$94K 0.01%
124,900
+40,149
+47% +$29.4K
OTECW
409
DELISTED
OceanTech Acquisitions I Corp. Warrant
OTECW
$88K ﹤0.01%
+200,000
New +$100K
AUS.WS
410
DELISTED
Austerlitz Acquisition Corporation I Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
AUS.WS
$87K ﹤0.01%
+51,255
New +$75.9K
JWSM.WS
411
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$85K ﹤0.01%
+74,260
New +$85.5K
GIWWW
412
DELISTED
GigInternational1, Inc. Warrant
GIWWW
$84K ﹤0.01%
+99,999
New +$84.8K
TMCWW
413
TMC The Metals Company Warrants
TMCWW
$840K
$83K ﹤0.01%
86,311
-2,273
-3% -$3.06K
IGACW
414
DELISTED
IG Acquisition Corp. Warrant
IGACW
$82K ﹤0.01%
99,999
– –
SWETW
415
DELISTED
Athlon Acquisition Corp. Warrant
SWETW
$79K ﹤0.01%
112,499
+3,490
+3% +$2.6K
NOACW
416
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$77K ﹤0.01%
150,000
– –
BIOTW
417
DELISTED
Biotech Acquisition Company Warrant
BIOTW
$74K ﹤0.01%
+112,499
New +$83.7K
MPACR
418
DELISTED
Model Performance Acquisition Corp. Right
MPACR
$73K ﹤0.01%
+174,996
New +$72.2K
ALACR
419
DELISTED
Alberton Acquisition Corp Rights
ALACR
$73K ﹤0.01%
152,955
– –
DDMXW
420
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
$72K ﹤0.01%
59,999
– –
SNRHW
421
DELISTED
Senior Connect Acquisition Corp. I Warrant
SNRHW
$71K ﹤0.01%
+99,998
New +$78.1K
BSGAR
422
DELISTED
Blue Safari Group Acquisition Corp. Right
BSGAR
$70K ﹤0.01%
+200,000
New +$75.8K
VMACW
423
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$70K ﹤0.01%
100,000
– –
ISOS.WS
424
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
$69K ﹤0.01%
+49,909
New +$66.4K
ICUCW
425
SeaStar Medical Holding Corp Warrant
ICUCW
$331K
$68K ﹤0.01%
+150,000
New +$73.4K
15 16
17
18 19

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.