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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBG.WS
401
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
$51K ﹤0.01%
49,999
+13,234
+36% +$17.7K
KWAC.WS
402
DELISTED
Kingswood Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common
KWAC.WS
$50K ﹤0.01%
+93,744
New +$72.1K
OCA.WS
403
DELISTED
Omnichannel Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A comm
OCA.WS
$50K ﹤0.01%
+62,499
New +$93.7K
CIFRW
404
DELISTED
Cipher Mining Warrant
CIFRW
$48K ﹤0.01%
24,999
– –
TEKKW
405
DELISTED
Tekkorp Digital Acquisition Corp. Warrant
TEKKW
$47K ﹤0.01%
+49,999
New +$82.6K
ISLEW
406
DELISTED
Isleworth Healthcare Acquisition Corporation Warrant
ISLEW
$47K ﹤0.01%
+100,000
New +$47.8K
ZNTEW
407
DELISTED
Zanite Acquisition Corp. Warrant
ZNTEW
$47K ﹤0.01%
+37,499
New +$93.8K
OTRAW
408
DELISTED
OTR Acquisition Corp. Warrant
OTRAW
$46K ﹤0.01%
+74,999
New +$80.8K
YSAC.WS
409
DELISTED
Yellowstone Acquisition Company Warrants, each whole warrant exercisable for one share of Class A co
YSAC.WS
$46K ﹤0.01%
+49,999
New +$63.9K
AGBAW
410
DELISTED
AGBA Acquisition Ltd Warrant
AGBAW
$43K ﹤0.01%
149,298
– –
EUCRW
411
DELISTED
Eucrates Biomedical Acquisition Corp. Warrant
EUCRW
$42K ﹤0.01%
+33,332
New +$54K
ABLLW
412
DELISTED
Abacus Life Warrant
ABLLW
$40K ﹤0.01%
49,999
– –
RVPHW
413
DELISTED
Reviva Pharmaceuticals Warrants
RVPHW
$38K ﹤0.01%
82,481
-24,071
-23% -$15.5K
RCHGW
414
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$38K ﹤0.01%
49,999
– –
VTAQR
415
DELISTED
Ventoux CCM Acquisition Corp. Right
VTAQR
$38K ﹤0.01%
+190,000
New +$54.9K
ESSCR
416
DELISTED
East Stone Acquisition Corporation Right
ESSCR
$36K ﹤0.01%
113,093
– –
ZFOXW
417
DELISTED
ZeroFox Holdings, Inc. Warrants
ZFOXW
$34K ﹤0.01%
+50,000
New +$65.8K
RBAC.WS
418
DELISTED
RedBall Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordina
RBAC.WS
$34K ﹤0.01%
24,998
– –
ZGYHW
419
DELISTED
Yunhong International Warrant
ZGYHW
$34K ﹤0.01%
66,005
– –
VHAQ.RT
420
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$32K ﹤0.01%
+175,000
New +$40.8K
VCVCW
421
DELISTED
10X Capital Venture Acquisition Corp Warrant
VCVCW
$32K ﹤0.01%
+17,980
New +$45.7K
SABSW icon
422
SAB Biotherapeutics Warrant
SABSW
$182K
$30K ﹤0.01%
+49,998
New +$51.9K
PHGE.WS
423
DELISTED
BiomX Inc. Warrants to purchase one-half of a share of Common Stock
PHGE.WS
$30K ﹤0.01%
46,196
-63,710
-58% -$47.1K
BREZR
424
DELISTED
Breeze Holdings Acquisition Corp. Right
BREZR
$27K ﹤0.01%
100,000
– –
LJAQW
425
DELISTED
LightJump Acquisition Corporation Warrant
LJAQW
$27K ﹤0.01%
+49,999
New +$37.2K
15 16
17
18 19

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.