RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
-$193M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
449
New
Increased
Reduced
Closed

Top Buys

1
+$6.57M
2
+$6.28M
3
+$5.69M
4
PMX
PIMCO Municipal Income Fund III
PMX
+$5.68M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$5.2M

Top Sells

1
+$25.6M
2
+$21.6M
3
+$21.5M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17.8M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$14.8M

Sector Composition

1 Financials 10.76%
2 Industrials 0.39%
3 Utilities 0.22%
4 Consumer Discretionary 0.15%
5 Technology 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
376
– –
-250,000
377
– –
-148,636
378
– –
-172,789
379
– –
-18,060
380
– –
-200,000
381
– –
-254,101
382
– –
-19,396
383
– –
-13,522
384
– –
-128,813
385
– –
-135,758
386
– –
-178,148
387
– –
-11,852
388
– –
-179,801
389
– –
-148,500
390
– –
-32,535
391
– –
-744,150
392
– –
-287,588
393
– –
-37,107
394
– –
-150,768
395
– –
-251,339
396
– –
-10,112
397
– –
-370,242
398
– –
-96,914
399
– –
-129,709
400
– –
-168,308
14 15
16
17 18