RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
491
New
Increased
Reduced
Closed

Top Buys

1
+$27.3M
2
+$11M
3
+$8.15M
4
PCF
High Income Securities Fund
PCF
+$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
+$7.57M

Top Sells

1
+$37.8M
2
+$19.8M
3
+$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.8M

Sector Composition

1 Financials 8.05%
2 Technology 0.67%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
376
$409 ﹤0.01%
74,318
377
$367 ﹤0.01%
32,500
378
$354 ﹤0.01%
32,770
379
$320 ﹤0.01%
24,999
380
$298 ﹤0.01%
32,042
381
$266 ﹤0.01%
12,500
382
$247 ﹤0.01%
24,999
383
$223 ﹤0.01%
186,232
384
$218 ﹤0.01%
+11,000
385
$209 ﹤0.01%
109,998
386
$127 ﹤0.01%
24,998
387
$60 ﹤0.01%
+149,999
388
$32 ﹤0.01%
17,806
389
– –
-76,868
390
– –
-92,688
391
– –
-71,934
392
– –
-22,390
393
– –
-12,813
394
– –
-221,628
395
– –
-397,820
396
– –
-525,911
397
– –
-229,185
398
– –
-5,055,008
399
– –
-236,776
400
– –
-53,902
14 15
16
17 18