RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.94%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$128M
Cap. Flow %
-6.16%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

1
ACP
abrdn Income Credit Strategies Fund
ACP
$27.3M
2
GRAF.U
Graf Global Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
GRAF.U
$11M
3
MHI
Pioneer Municipal High Income Fund
MHI
$8.15M
4
PCF
High Income Securities Fund
PCF
$7.89M
5
DMF
BNY Mellon Municipal Income
DMF
$7.57M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$13.4M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
$12.9M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
$10.8M

Sector Composition

1 Financials 8.39%
2 Technology 0.33%
3 Consumer Discretionary 0.24%
4 Communication Services 0.18%
5 Industrials 0.17%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
KACLW
376
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
$409 ﹤0.01%
74,318
– –
ONYXW
377
DELISTED
Onyx Acquisition Co. I Warrant
ONYXW
$367 ﹤0.01%
32,500
– –
PRENW
378
Prenetics Global Limited Warrant
PRENW
$354 ﹤0.01%
32,770
– –
XBPEW
379
XBP Europe Holdings, Inc. Warrant
XBPEW
$1.17M
$320 ﹤0.01%
24,999
– –
NUKKW icon
380
Nukkleus Inc. Warrants
NUKKW
$45.4M
$298 ﹤0.01%
32,042
– –
ECXWW
381
ECARX Holdings Inc. Warrants
ECXWW
$266 ﹤0.01%
12,500
– –
ZAPPW
382
DELISTED
Zapp Electric Vehicles Group Limited Warrant
ZAPPW
$247 ﹤0.01%
24,999
– –
PRSTW
383
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$223 ﹤0.01%
186,232
– –
CGBSW
384
DELISTED
Crown LNG Holdings Limited Warrants
CGBSW
$218 ﹤0.01%
+11,000
New +$218
SOAR.WS
385
DELISTED
Volato Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
SOAR.WS
$209 ﹤0.01%
109,998
– –
CEROW icon
386
CERo Therapeutics Holdings, Inc. Warrants
CEROW
$145K
$127 ﹤0.01%
24,998
– –
NUVOW
387
DELISTED
Holdco Nuvo Group D.G Ltd. Warrants
NUVOW
$60 ﹤0.01%
+149,999
New +$60
BLUA.WS
388
DELISTED
BlueRiver Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50
BLUA.WS
$32 ﹤0.01%
17,806
– –
BMN icon
389
BlackRock 2037 Municipal Target Term Trust
BMN
$151M
– –
-92,688
Closed -$2.29M
BUJA
390
DELISTED
Bukit Jalil Global Acquisition 1
BUJA
– –
-71,934
Closed -$769K
CEV
391
Eaton Vance California Municipal Income Trust
CEV
$67.7M
– –
-22,390
Closed -$244K
CLBR.U
392
DELISTED
Colombier Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CLBR.U
– –
-12,813
Closed -$134K
DNP icon
393
DNP Select Income Fund
DNP
$3.67B
– –
-221,628
Closed -$1.82M
JPI icon
394
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$289M
– –
-236,776
Closed -$4.61M
JPST icon
395
JPMorgan Ultra-Short Income ETF
JPST
$33B
– –
-18,500
Closed -$934K
JRS icon
396
Nuveen Real Estate Income Fund
JRS
$236M
– –
-53,902
Closed -$412K
JVSAU
397
DELISTED
JVSPAC Acquisition Corp. Unit
JVSAU
– –
-41,318
Closed -$431K
MUJ icon
398
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$589M
– –
-34,144
Closed -$389K
NCA icon
399
Nuveen California Municipal Value Fund
NCA
$284M
– –
-34,735
Closed -$301K
NMCO icon
400
Nuveen Municipal Credit Opportunities Fund
NMCO
$578M
– –
-156,384
Closed -$1.72M
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