RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+3.62%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.07B
AUM Growth
-$18.8M
Cap. Flow
-$75.1M
Cap. Flow %
-3.63%
Top 10 Hldgs %
30.81%
Holding
522
New
33
Increased
41
Reduced
115
Closed
59

Top Buys

1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$16.2M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$10M
3
LEGT.U
Legato Merger Corp III Units, each consisting of one Ordinary Share and one-half of one warrant
LEGT.U
+$8.1M
4
EAD
Allspring Income Opportunities Fund
EAD
+$7.05M
5
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.69M

Top Sells

1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$18.4M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$14.6M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$13M
4
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$12.5M
5
PAXS
PIMCO Access Income Fund
PAXS
+$9.08M

Sector Composition

1 Financials 9.62%
2 Healthcare 0.7%
3 Technology 0.58%
4 Industrials 0.4%
5 Consumer Discretionary 0.24%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CYCUW
376
Cycurion, Inc. Warrant
CYCUW
$493K
$4.53K ﹤0.01%
150,000
– –
RDZNW icon
377
Roadzen, Inc. Warrants
RDZNW
$4.69M
$4.5K ﹤0.01%
49,999
– –
IVCPW
378
DELISTED
Swiftmerge Acquisition Corp. Warrants
IVCPW
$4.5K ﹤0.01%
74,999
– –
QOMOW
379
DELISTED
Qomolangma Acquisition Corp. Warrant
QOMOW
$4.38K ﹤0.01%
250,000
– –
GLLIW
380
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$4.26K ﹤0.01%
213,000
– –
ADEX.WS
381
DELISTED
Adit EdTech Acquisition Corp Redeemable Warrants, each whole warrant exercisable for shares of common stock at an exercise price of $11.50 per share
ADEX.WS
$4.2K ﹤0.01%
49,999
– –
HUBCW icon
382
Hub Cyber Security Ltd. Warrant 2/27/28
HUBCW
$808K
$4.05K ﹤0.01%
202,274
– –
AITRR
383
DELISTED
AI TRANSPORTATION ACQUISITION CORP Right
AITRR
$4.04K ﹤0.01%
+26,934
New +$4.04K
SLAMW
384
DELISTED
Slam Corp. warrant
SLAMW
$4.01K ﹤0.01%
22,276
-477
-2% -$86
BNAIW
385
Brand Engagement Network Inc. Warrant
BNAIW
$296K
$4K ﹤0.01%
33,332
– –
WEL.WS
386
DELISTED
Integrated Wellness Acquisition Corp Redeemable Warrants
WEL.WS
$4K ﹤0.01%
99,999
– –
NBSTW
387
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$4K ﹤0.01%
100,000
– –
NNAGR
388
DELISTED
99 Acquisition Group Inc. Right
NNAGR
$3.9K ﹤0.01%
21,667
-3,333
-13% -$600
DFLIW icon
389
Dragonfly Energy Holdings Corp. Warrant
DFLIW
$233K
$3.88K ﹤0.01%
187,500
– –
COEPW icon
390
Coeptis Therapeutics Holdings, Inc. Warrants
COEPW
$83.9K
$3.83K ﹤0.01%
150,000
– –
BOCNW
391
DELISTED
Blue Ocean Acquisition Corp Warrants
BOCNW
$3.73K ﹤0.01%
186,296
– –
PRSTW
392
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$3.73K ﹤0.01%
186,232
– –
TWLVW
393
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$3.62K ﹤0.01%
40,271
-466
-1% -$42
RFACW
394
DELISTED
RF Acquisition Corp. Warrants
RFACW
$3.5K ﹤0.01%
350,000
– –
SDSTW
395
Stardust Power Inc. Warrant
SDSTW
$3.46K ﹤0.01%
38,415
– –
FORLW icon
396
Four Leaf Acquisition Corporation Warrants
FORLW
$3.37K ﹤0.01%
81,934
-3,066
-4% -$126
TRONW
397
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$3.33K ﹤0.01%
66,666
– –
GBBKW
398
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$3.3K ﹤0.01%
300,000
– –
GATEW
399
DELISTED
Marblegate Acquisition Corp. Warrant
GATEW
$3.3K ﹤0.01%
299,601
– –
SPECW
400
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$3.26K ﹤0.01%
130,400
– –
14 15
16
17 18