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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.64%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$18.8M
Cap. Flow
-$76.2M
Cap. Flow %
-3.68%
Top 10 Hldgs %
30.81%
Holding
522
New
33
Increased
41
Reduced
115
Closed
59

Top Buys

Rank Stock Value
1
CLM icon
Cornerstone Strategic Value Fund
CLM
+$15.6M
2
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$9.29M
3
LEGT.U
Legato Merger Corp III Units
LEGT.U
+$8.06M
4
EAD
Allspring Income Opportunities Fund
EAD
+$7.05M
5
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.41M

Top Sells

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$18.2M
2
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$14.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$12.5M
4
GHIX
Gores Holdings IX, Inc. Class A Common Stock
GHIX
+$12.5M
5
PAXS
PIMCO Access Income Fund
PAXS
+$8.7M

Sector Composition

Rank Sector Weight
1 Financials 9.07%
2 Technology 0.91%
3 Healthcare 0.64%
4 Industrials 0.4%
5 Materials 0.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CYCUW
376
Cycurion Inc Warrant
CYCUW
$273K
$4.53K ﹤0.01%
150,000
– –
RDZNW icon
377
Roadzen Inc Warrants
RDZNW
$6.79M
$4.5K ﹤0.01%
49,999
– –
IVCPW
378
DELISTED
Swiftmerge Acquisition Corp. Warrants
IVCPW
$4.5K ﹤0.01%
74,999
– –
QOMOW
379
DELISTED
Qomolangma Acquisition Corp. Warrant
QOMOW
$4.38K ﹤0.01%
250,000
– –
GLLIW
380
DELISTED
Globalink Investment Inc. Warrants
GLLIW
$4.26K ﹤0.01%
213,000
– –
ADEX.WS
381
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$4.2K ﹤0.01%
49,999
– –
HUBCW icon
382
Hub Cyber Security Warrant 2/27/28
HUBCW
$176K
$4.04K ﹤0.01%
202,274
– –
AITRR
383
DELISTED
AI Transportation Acquisition Corp Right
AITRR
$4.04K ﹤0.01%
+26,934
New +$4.12K
SLAMW
384
DELISTED
Slam Corp. warrant
SLAMW
$4.01K ﹤0.01%
22,276
-477
-2% -$95
BNAIW
385
Brand Engagement Network Warrant
BNAIW
$2.14M
$4K ﹤0.01%
33,332
– –
WEL.WS
386
DELISTED
Integrated Wellness Acquisition Corp Redeemable Warrants
WEL.WS
$4K ﹤0.01%
99,999
– –
NBSTW
387
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$4K ﹤0.01%
100,000
– –
NNAGR
388
DELISTED
99 Acquisition Group Inc Right
NNAGR
$3.9K ﹤0.01%
21,667
-3,333
-13% -$563
DFLIW icon
389
Dragonfly Energy Holdings Warrant
DFLIW
$33.5K
$3.88K ﹤0.01%
187,500
– –
COEPW
390
DELISTED
Coeptis Therapeutics Warrants
COEPW
$3.83K ﹤0.01%
150,000
– –
BOCNW
391
DELISTED
Blue Ocean Acquisition Corp Warrants
BOCNW
$3.73K ﹤0.01%
186,296
– –
PRSTW
392
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$3.73K ﹤0.01%
186,232
– –
TWLVW
393
DELISTED
Twelve Seas Investment Company II Warrant
TWLVW
$3.62K ﹤0.01%
40,271
-466
-1% -$57
RFACW
394
DELISTED
RF Acquisition Corp. Warrants
RFACW
$3.5K ﹤0.01%
350,000
– –
SDSTW
395
Stardust Power Inc Warrant
SDSTW
$5.67M
$3.46K ﹤0.01%
38,415
– –
FORLW
396
DELISTED
Four Leaf Acquisition Corp Warrants
FORLW
$3.37K ﹤0.01%
81,934
-3,066
-4% -$104
TRONW
397
DELISTED
Corner Growth Acquisition Corp. 2 Warrants
TRONW
$3.33K ﹤0.01%
66,666
– –
GBBKW
398
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$3.3K ﹤0.01%
300,000
– –
GATEW
399
DELISTED
Marblegate Acquisition Corp. Warrant
GATEW
$3.3K ﹤0.01%
299,601
– –
SPECW
400
DELISTED
Spectaire Holdings, Inc. Warrant
SPECW
$3.26K ﹤0.01%
130,400
– –
14 15
16
17 18

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Rivernorth Capital Management's Q1 2024 Portfolio in Review

As of Q1 2024, Rivernorth Capital Management held 522 positions worth $2.07B, down 0.9% from $2.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $76.2M in Q1 2024, closing 59 positions and reducing 115 holdings. Its most notable exit was Gores Holdings IX, Inc. Class A Common Stock, an estimated $12.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 10% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Rivernorth Capital Management opened a new position in Legato Merger Corp III Units worth $8.1M.

  • Rivernorth Capital Management's largest Q1 2024 buy was Legato Merger Corp III Units: 798,972 shares worth $8.1M.
  • Rivernorth Capital Management added most to Cornerstone Strategic Value Fund in Q1 2024, an estimated $15.6M increase.
  • Rivernorth Capital Management's biggest Q1 2024 reduction was Nuveen Preferred & Income Opportunities Fund, cutting an estimated $18.2M.
  • Rivernorth Capital Management fully exited Gores Holdings IX, Inc. Class A Common Stock in Q1 2024, selling an estimated $12.5M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.07B portfolio in Q1 2024.
  • Rivernorth Capital Management opened 33 new positions and closed 59 in Q1 2024.
  • Rivernorth Capital Management's portfolio value fell 0.9% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2024, filed 15 May 2024.