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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSPOW
376
DELISTED
Horizon Space Acquisition I Corp Warrant
HSPOW
$4.3K ﹤0.01%
214,834
– –
YOTAW
377
DELISTED
Yotta Acquisition Corporation Warrant
YOTAW
$4.25K ﹤0.01%
425,000
– –
DFNSW
378
T3 Defense Inc Warrants
DFNSW
$536K
$4.17K ﹤0.01%
32,042
+9,154
+40% +$844
PMGMW
379
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$4.02K ﹤0.01%
201,213
– –
WEL.WS
380
DELISTED
Integrated Wellness Acquisition Corp Redeemable Warrants
WEL.WS
$4K ﹤0.01%
99,999
– –
NBSTW
381
DELISTED
Newbury Street Acquisition Corporation Warrants
NBSTW
$4K ﹤0.01%
100,000
– –
ADEX.WS
382
DELISTED
Adit EdTech Acquisition Corp Warrants
ADEX.WS
$4K ﹤0.01%
49,999
– –
OTECW
383
DELISTED
OceanTech Acquisitions I Corp. Warrant
OTECW
$3.93K ﹤0.01%
196,617
– –
SKGRW
384
DELISTED
SK Growth Opportunities Corporation Warrant
SKGRW
$3.93K ﹤0.01%
56,125
– –
COOLW
385
DELISTED
Corner Growth Acquisition Corp. Warrant
COOLW
$3.92K ﹤0.01%
65,388
– –
BWAQW
386
DELISTED
Blue World Acquisition Corporation Warrant
BWAQW
$3.91K ﹤0.01%
100,000
– –
CSLMW
387
DELISTED
CSLM Acquisition Corp. Warrant
CSLMW
$3.9K ﹤0.01%
87,500
– –
IMAQW
388
DELISTED
International Media Acquisition Corp. Warrants
IMAQW
$3.8K ﹤0.01%
250,000
– –
CCTSW
389
DELISTED
Cactus Acquisition Corp. 1 Limited Warrant
CCTSW
$3.75K ﹤0.01%
124,999
– –
NNAGR
390
DELISTED
99 Acquisition Group Inc Right
NNAGR
$3.75K ﹤0.01%
+25,000
New +$4.42K
BOCNW
391
DELISTED
Blue Ocean Acquisition Corp Warrants
BOCNW
$3.73K ﹤0.01%
186,296
– –
PRSTW
392
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$3.73K ﹤0.01%
186,232
– –
GDSTW
393
DELISTED
Goldenstone Acquisition Limited Warrants
GDSTW
$3.7K ﹤0.01%
185,000
– –
AEON.WS
394
DELISTED
AEON Biopharma Inc
AEON.WS
$3.59K ﹤0.01%
44,868
– –
RDZNW icon
395
Roadzen Inc Warrants
RDZNW
$6.79M
$3.5K ﹤0.01%
49,999
– –
KYCHW
396
DELISTED
Keyarch Acquisition Corporation Warrant
KYCHW
$3.5K ﹤0.01%
200,000
– –
ADOCR
397
DELISTED
Edoc Acquisition Corp. Right
ADOCR
$3.5K ﹤0.01%
50,000
– –
DHAIW
398
DELISTED
DIH Holding US Inc Warrants
DHAIW
$3.25K ﹤0.01%
325,000
– –
RMGCW
399
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$3.18K ﹤0.01%
45,420
– –
PPHPR
400
DELISTED
PHP Ventures Acquisition Corp. Rights
PPHPR
$3.15K ﹤0.01%
63,064
– –
14 15
16
17 18

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.