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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+1.99%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$154M
Cap. Flow
-$183M
Cap. Flow %
-8.88%
Top 10 Hldgs %
28.76%
Holding
850
New
133
Increased
85
Reduced
77
Closed
212

Top Buys

Rank Stock Value
1
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$25.5M
2
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$19.8M
3
PDI icon
PIMCO Dynamic Income Fund
PDI
+$17.5M
4
PHK
PIMCO High Income Fund
PHK
+$13M
5
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$11.9M

Top Sells

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$29.7M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$18.2M
3
PDO
PIMCO Dynamic Income Opportunities Fund
PDO
+$14.6M
4
PEPL
PepperLime Health Acquisition Corporation Class A Ordinary Share
PEPL
+$13.1M
5
JWSM
Jaws Mustang Acquisition Corp.
JWSM
+$12.4M

Sector Composition

Rank Sector Weight
1 Financials 17.27%
2 Industrials 1.55%
3 Technology 1.3%
4 Healthcare 0.84%
5 Consumer Discretionary 0.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PEPLW
376
DELISTED
PepperLime Health Acquisition Corporation Warrrant
PEPLW
$70.6K ﹤0.01%
742,500
– –
TBCPW
377
DELISTED
Thunder Bridge Capital Partners III Inc. Warrant
TBCPW
$64.9K ﹤0.01%
540,501
– –
YOTAR
378
DELISTED
Yotta Acquisition Corporation Right
YOTAR
$63.8K ﹤0.01%
425,000
– –
LCAHW
379
DELISTED
Landcadia Holdings IV, Inc. Warrant
LCAHW
$63.6K ﹤0.01%
397,271
– –
JWACR
380
DELISTED
Jupiter Wellness Acquisition Corp. Right
JWACR
$60K ﹤0.01%
150,000
– –
WTMAR
381
DELISTED
Welsbach Technology Metals Acquisition Corp. one right to receive 1/10th of a share of common stock
WTMAR
$54.8K ﹤0.01%
+322,133
New +$64.8K
CPAAW
382
DELISTED
Conyers Park III Acquisition Corp. Warrants
CPAAW
$54.2K ﹤0.01%
285,117
– –
RFACR
383
DELISTED
RF Acquisition Corp. Rights
RFACR
$52.5K ﹤0.01%
+350,000
New +$38.5K
BRACR
384
DELISTED
Broad Capital Acquisition Corp Rights
BRACR
$52.1K ﹤0.01%
+350,000
New +$54.6K
HCVIW
385
DELISTED
Hennessy Capital Investment Corp. VI Warrant
HCVIW
$50.8K ﹤0.01%
317,341
– –
AVACW
386
DELISTED
Avalon Acquisition Inc. Warrant
AVACW
$50.6K ﹤0.01%
562,494
– –
SATX.WS.A
387
DELISTED
SatixFy Communications Ltd.
SATX.WS.A
$49.9K ﹤0.01%
+290,000
New +$63.7K
JUN.WS
388
DELISTED
Juniper II Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
JUN.WS
$48.5K ﹤0.01%
484,920
– –
NOVVR
389
DELISTED
Nova Vision Acquisition Corp. Rights
NOVVR
$47.9K ﹤0.01%
165,000
– –
HMACR
390
DELISTED
Hainan Manaslu Acquisition Corp. Right
HMACR
$47.5K ﹤0.01%
+250,000
New +$34.6K
LBBBR
391
DELISTED
Lakeshore Acquisition II Corp. Rights
LBBBR
$46.8K ﹤0.01%
222,982
– –
GATEW
392
DELISTED
Marblegate Acquisition Corp. Warrant
GATEW
$44.6K ﹤0.01%
299,601
– –
CFIVW
393
DELISTED
CF Acquisition Corp. IV Warrant
CFIVW
$43.8K ﹤0.01%
438,437
– –
GHIXW
394
DELISTED
Gores Holdings IX, Inc. Warrant
GHIXW
$43.8K ﹤0.01%
+190,424
New +$46K
MCAGR
395
DELISTED
Mountain Crest Acquisition Corp. V Right
MCAGR
$43K ﹤0.01%
215,000
– –
NVACR
396
DELISTED
NorthView Acquisition Corporation Rights
NVACR
$42.5K ﹤0.01%
250,000
– –
HHRSW
397
DELISTED
Hammerhead Energy Inc. Warrant
HHRSW
$41.3K ﹤0.01%
+37,500
New +$38.7K
GDNRW
398
DELISTED
Gardiner Healthcare Acquisitions Corp. Warrant
GDNRW
$36.5K ﹤0.01%
365,000
– –
JCICW
399
DELISTED
Jack Creek Investment Corp. Warrants
JCICW
$35K ﹤0.01%
217,622
– –
IMAQR
400
DELISTED
International Media Acquisition Corp. Rights
IMAQR
$34.5K ﹤0.01%
250,000
– –
14 15
16
17 18

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Rivernorth Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rivernorth Capital Management held 850 positions worth $2.07B, down 7% from $2.22B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $183M in Q1 2023, closing 212 positions and reducing 77 holdings. Its most notable exit was Jaws Mustang Acquisition Corp., an estimated $12.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 17% of assets, down from 20% a quarter earlier, followed by Industrials and Technology.

Against the trend, Rivernorth Capital Management opened a new position in PIMCO Income Strategy Fund II worth $7.72M.

  • Rivernorth Capital Management's largest Q1 2023 buy was PIMCO Income Strategy Fund II: 1,077,061 shares worth $7.72M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Municipal Credit Income Fund in Q1 2023, an estimated $25.5M increase.
  • Rivernorth Capital Management's biggest Q1 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $29.7M.
  • Rivernorth Capital Management fully exited Jaws Mustang Acquisition Corp. in Q1 2023, selling an estimated $12.4M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $2.07B portfolio in Q1 2023.
  • Rivernorth Capital Management opened 133 new positions and closed 212 in Q1 2023.
  • Rivernorth Capital Management's portfolio value fell 7% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q1 2023, filed 15 May 2023.