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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.01%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$500M
Cap. Flow %
20.19%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

Rank Stock Value
1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$59.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$51.9M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45.7M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$45.3M

Top Sells

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43.9M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

Rank Sector Weight
1 Financials 18.77%
2 Technology 1.7%
3 Healthcare 1.36%
4 Industrials 1.31%
5 Consumer Discretionary 0.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMAC
376
DELISTED
Black Mountain Acquisition Corp.
BMAC
$603K 0.02%
+61,312
New +$605K
BACA.WS
377
DELISTED
Berenson Acquisition Corp. I Warrants, each whole warrant exercisable for one share of class A common stock at an exercise price of $11.50
BACA.WS
$594K 0.02%
+1,237,500
New +$665K
ASAX
378
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$593K 0.02%
59,998
– –
TGVCU
379
DELISTED
TG Venture Acquisition Corp. Units
TGVCU
$593K 0.02%
+57,829
New +$592K
BITE
380
DELISTED
Bite Acquisition Corp.
BITE
$583K 0.02%
60,000
– –
NNY icon
381
Nuveen New York Municipal Value Fund
NNY
$157M
$556K 0.02%
56,401
-6,738
-11% -$66.9K
JCO
382
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$533K 0.02%
+65,860
New +$537K
AWIN
383
DELISTED
AERWINS Technologies Inc
AWIN
$527K 0.02%
+529
New +$527K
IVH
384
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$523K 0.02%
37,573
-16,910
-31% -$235K
GTPB
385
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$520K 0.02%
+52,500
New +$517K
FOUNU
386
DELISTED
Founder SPAC Units
FOUNU
$518K 0.02%
+50,000
New +$507K
ADOC
387
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$511K 0.02%
50,000
– –
THACU
388
DELISTED
Thrive Acquisition Corporation Unit
THACU
$511K 0.02%
+50,000
New +$505K
KCGI
389
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$508K 0.02%
+51,704
New +$509K
DSAQ
390
DELISTED
Direct Selling Acquisition Corp.
DSAQ
$508K 0.02%
+51,314
New +$510K
BCSAU
391
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
$506K 0.02%
+50,000
New +$507K
ENTFU
392
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
$504K 0.02%
+50,000
New +$506K
XFINU
393
DELISTED
ExcelFin Acquisition Corp Unit
XFINU
$503K 0.02%
+50,000
New +$504K
MLAIU
394
DELISTED
McLaren Technology Acquisition Corp. Unit
MLAIU
$503K 0.02%
+50,000
New +$504K
SHCAU
395
DELISTED
Spindletop Health Acquisition Corp. Unit
SHCAU
$503K 0.02%
+50,000
New +$505K
EDTX
396
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$501K 0.02%
49,998
– –
CXAI icon
397
CXApp
CXAI
$17.8M
$498K 0.02%
49,998
– –
FOXW
398
DELISTED
FoxWayne Enterprises Acquisition Corp. Class A Common Stock
FOXW
$497K 0.02%
50,000
– –
CERO
399
DELISTED
CERo Therapeutics
CERO
$496K 0.02%
+25
New +$496K
CIIG
400
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$493K 0.02%
+49,998
New +$493K
14 15
16
17 18

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Rivernorth Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rivernorth Capital Management held 830 positions worth $2.47B, up 31% from $1.89B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Rivernorth Capital Management deployed $500M of net new capital in Q4 2021, opening 261 new positions and adding to 95 existing holdings. Its largest new stake was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.

By sector, the portfolio is most concentrated in Financials at 19% of assets, up from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Invesco FTSE RAFI Emerging Markets ETF, an estimated $43.9M trimmed.

  • Rivernorth Capital Management's largest Q4 2021 buy was PIMCO Dynamic Income Fund: 1,732,468 shares worth $44.9M.
  • Rivernorth Capital Management added most to BlackRock Capital Allocation Term Trust in Q4 2021, an estimated $80.9M increase.
  • Rivernorth Capital Management's biggest Q4 2021 reduction was Invesco FTSE RAFI Emerging Markets ETF, cutting an estimated $43.9M.
  • Rivernorth Capital Management fully exited INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND in Q4 2021, selling an estimated $32.4M.
  • Rivernorth Capital Management's ten largest holdings make up 25% of its $2.47B portfolio in Q4 2021.
  • Rivernorth Capital Management opened 261 new positions and closed 112 in Q4 2021.
  • Rivernorth Capital Management's portfolio value rose 31% quarter-over-quarter to $2.47B.

Based on Rivernorth Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.