RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.28%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$2.47B
AUM Growth
+$588M
Cap. Flow
+$485M
Cap. Flow %
19.6%
Top 10 Hldgs %
24.56%
Holding
830
New
261
Increased
95
Reduced
55
Closed
112

Top Buys

1
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$80.9M
2
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$52.2M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$50M
4
PTA icon
Cohen & Steers Tax-Advantaged Preferred Securities & Income Fund
PTA
+$45M
5
PDI icon
PIMCO Dynamic Income Fund
PDI
+$44.9M

Top Sells

1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$43M
2
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$32.4M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$30.1M
4
WIW
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
+$25.4M
5
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M

Sector Composition

1 Financials 18.77%
2 Technology 1.66%
3 Healthcare 1.42%
4 Industrials 1.29%
5 Consumer Discretionary 0.8%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
BMAC
376
DELISTED
Black Mountain Acquisition Corp.
BMAC
$603K 0.02%
+61,312
New +$603K
BACA.WS
377
DELISTED
Berenson Acquisition Corp. I Warrants, each whole warrant exercisable for one share of class A common stock at an exercise price of $11.50
BACA.WS
$594K 0.02%
+1,237,500
New +$594K
ASAX
378
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$593K 0.02%
59,998
– –
TGVCU
379
DELISTED
TG Venture Acquisition Corp. Units
TGVCU
$593K 0.02%
+57,829
New +$593K
BITE
380
DELISTED
Bite Acquisition Corp.
BITE
$583K 0.02%
60,000
– –
NNY icon
381
Nuveen New York Municipal Value Fund
NNY
$155M
$556K 0.02%
56,401
-6,738
-11% -$66.4K
JCO
382
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
$533K 0.02%
+65,860
New +$533K
AWIN
383
DELISTED
AERWINS Technologies Inc. Common Stock
AWIN
$527K 0.02%
+529
New +$527K
IVH
384
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$523K 0.02%
37,573
-16,910
-31% -$235K
GTPB
385
DELISTED
Gores Technology Partners II, Inc. Class A Common
GTPB
$520K 0.02%
+52,500
New +$520K
FOUNU
386
DELISTED
Founder SPAC Units
FOUNU
$518K 0.02%
+50,000
New +$518K
ADOC
387
DELISTED
Edoc Acquisition Corp. Class A Ordinary Share
ADOC
$511K 0.02%
50,000
– –
THACU
388
DELISTED
Thrive Acquisition Corporation Unit
THACU
$511K 0.02%
+50,000
New +$511K
KCGI
389
DELISTED
Kensington Capital Acquisition Corp. V
KCGI
$508K 0.02%
+51,704
New +$508K
DSAQ
390
DELISTED
Direct Selling Acquisition Corp.
DSAQ
$508K 0.02%
+51,314
New +$508K
BCSAU
391
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
$506K 0.02%
+50,000
New +$506K
ENTFU
392
DELISTED
Enterprise 4.0 Technology Acquisition Corp. Unit
ENTFU
$504K 0.02%
+50,000
New +$504K
XFINU
393
DELISTED
ExcelFin Acquisition Corp Unit
XFINU
$503K 0.02%
+50,000
New +$503K
MLAIU
394
DELISTED
McLaren Technology Acquisition Corp. Unit
MLAIU
$503K 0.02%
+50,000
New +$503K
SHCAU
395
DELISTED
Spindletop Health Acquisition Corp. Unit
SHCAU
$503K 0.02%
+50,000
New +$503K
EDTX
396
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$501K 0.02%
49,998
– –
CXAI icon
397
CXApp
CXAI
$16.1M
$498K 0.02%
49,998
– –
FOXW
398
DELISTED
FoxWayne Enterprises Acquisition Corp. Class A Common Stock
FOXW
$497K 0.02%
50,000
– –
CERO icon
399
CERo Therapeutics
CERO
$6.01M
$496K 0.02%
+25
New +$496K
CIIG
400
DELISTED
CIIG Capital Partners II, Inc. Class A Common Stock
CIIG
$493K 0.02%
+49,998
New +$493K
14 15
16
17 18