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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.52%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.89B
AUM Growth
+$132M
Cap. Flow
+$80.3M
Cap. Flow %
4.26%
Top 10 Hldgs %
23.39%
Holding
748
New
262
Increased
80
Reduced
53
Closed
179

Top Buys

Rank Stock Value
1
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$44.6M
2
BST icon
BlackRock Science and Technology Trust
BST
+$32.1M
3
BACA.U
Berenson Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
BACA.U
+$24.4M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$23.7M
5
EDNCU
Endurance Acquisition Corp. Unit
EDNCU
+$19.6M

Top Sells

Rank Stock Value
1
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$30.2M
2
EVF
Eaton Vance Senior Income Trust
EVF
+$27.2M
3
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
4
BRW
Saba Capital Income & Opportunities Fund
BRW
+$19.1M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M

Sector Composition

Rank Sector Weight
1 Financials 13.17%
2 Healthcare 1.74%
3 Industrials 0.91%
4 Technology 0.85%
5 Consumer Discretionary 0.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFLYW
376
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$165K 0.01%
143,771
– –
ITACW
377
DELISTED
Industrial Tech Acquisitions, Inc. Warrant
ITACW
$162K 0.01%
150,000
– –
EVLVW
378
DELISTED
Evolv Technologies Warrant
EVLVW
$151K 0.01%
+99,999
New +$145K
GLHAU
379
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$146K 0.01%
14,693
– –
GLS
380
DELISTED
Gelesis Holdings, Inc.
GLS
$144K 0.01%
14,534
– –
OPFI.WS
381
DELISTED
OppFi Inc Warrants
OPFI.WS
$135K 0.01%
+87,499
New +$137K
THCAW
382
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$134K 0.01%
199,999
– –
JSPRW icon
383
Japer Therapeutics Warrants
JSPRW
$216K
$133K 0.01%
89,596
+23,889
+36% +$25.5K
DFLI icon
384
Dragonfly Energy
DFLI
$18.5M
$124K 0.01%
+138
New +$123K
LGACU
385
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$123K 0.01%
12,447
– –
REVBW icon
386
Revelation Biosciences Warrant
REVBW
$9.12K
$122K 0.01%
200,000
– –
IMAQ
387
DELISTED
International Media Acquisition Corp. Class A Common Stock
IMAQ
$122K 0.01%
+12,414
New +$121K
CLOE
388
DELISTED
Clover Leaf Capital Corp. Class A Common Stock
CLOE
$119K 0.01%
+11,930
New +$119K
RCOR.WS
389
DELISTED
Renovacor, Inc. Warrants, entitling the holder thereof to purchase one-half (1/2) of a share of common stock at a price of $11. 50 per whole share
RCOR.WS
$119K 0.01%
+179,886
New +$140K
MSPRZ
390
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$116K 0.01%
124,999
– –
SEPAW
391
DELISTED
SEP Acquisition Corp Warrants
SEPAW
$116K 0.01%
+218,750
New +$122K
FPAC.WS
392
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$115K 0.01%
66,666
– –
MIMO.WS
393
DELISTED
Airspan Networks Holdings Inc Warrants
MIMO.WS
$113K 0.01%
+150,000
New +$119K
CAUD
394
DELISTED
Collective Audience, Inc.. Common Stock
CAUD
$112K 0.01%
+11,412
New +$111K
RICO
395
DELISTED
Agrico Acquisition Corp
RICO
$112K 0.01%
+11,198
New +$112K
MOBX icon
396
Mobix Labs
MOBX
$23.7M
$110K 0.01%
+1,117
New +$109K
RDW.WS
397
DELISTED
Redwire Corporation Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50 per share
RDW.WS
$109K 0.01%
+49,998
New +$123K
KITT icon
398
Nauticus Robotics
KITT
$8.07M
$108K 0.01%
+4
New +$102K
ACRO
399
DELISTED
Acropolis Infrastructure Acquisition Corp
ACRO
$105K 0.01%
+10,848
New +$105K
MCAER
400
DELISTED
Mountain Crest Acquisition Corp. III Right
MCAER
$104K 0.01%
+200,000
New +$113K
14 15
16
17 18

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Rivernorth Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rivernorth Capital Management held 748 positions worth $1.89B, up 7.5% from $1.75B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rivernorth Capital Management deployed $80.3M of net new capital in Q3 2021, opening 262 new positions and adding to 80 existing holdings. Its largest new stake was BlackRock Science and Technology Trust: 594,197 shares worth $31M.

By sector, the portfolio is most concentrated in Financials at 13% of assets, up from 11% a quarter earlier, followed by Healthcare and Industrials.

On the sell side, the largest reduction was Saba Capital Income & Opportunities Fund, an estimated $19.1M trimmed.

  • Rivernorth Capital Management's largest Q3 2021 buy was BlackRock Science and Technology Trust: 594,197 shares worth $31M.
  • Rivernorth Capital Management added most to Invesco FTSE RAFI Emerging Markets ETF in Q3 2021, an estimated $44.6M increase.
  • Rivernorth Capital Management's biggest Q3 2021 reduction was Saba Capital Income & Opportunities Fund, cutting an estimated $19.1M.
  • Rivernorth Capital Management fully exited BlackRock MuniYield Quality Fund III in Q3 2021, selling an estimated $30.2M.
  • Rivernorth Capital Management's ten largest holdings make up 23% of its $1.89B portfolio in Q3 2021.
  • Rivernorth Capital Management opened 262 new positions and closed 179 in Q3 2021.
  • Rivernorth Capital Management's portfolio value rose 7.5% quarter-over-quarter to $1.89B.

Based on Rivernorth Capital Management's 13F filing for Q3 2021, filed 15 Nov 2021.