RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+4.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.75B
AUM Growth
+$87.6M
Cap. Flow
-$42.7M
Cap. Flow %
-2.43%
Top 10 Hldgs %
28.42%
Holding
554
New
96
Increased
63
Reduced
100
Closed
67

Top Buys

1
EFT
Eaton Vance Floating-Rate Income Trust
EFT
+$23.6M
2
CLM icon
Cornerstone Strategic Value Fund
CLM
+$19.1M
3
GPM
Guggenheim Enhanced Equity Income Fund
GPM
+$15.5M
4
NRK icon
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
+$15.1M
5
MUB icon
iShares National Muni Bond ETF
MUB
+$11.4M

Top Sells

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.3M
2
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$21.8M
3
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$19.4M
4
EFF
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
+$17M
5
VTA
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
+$15.1M

Sector Composition

1 Financials 10.58%
2 Healthcare 1.14%
3 Industrials 1.11%
4 Technology 0.64%
5 Consumer Discretionary 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GMIIU
376
DELISTED
Gores Metropoulos II, Inc. Unit
GMIIU
$161K 0.01%
15,869
-885
-5% -$8.98K
JCICU
377
DELISTED
Jack Creek Investment Corp. Units
JCICU
$158K 0.01%
+15,748
New +$158K
GLHAU
378
DELISTED
Glass Houses Acquisition Corp. Unit
GLHAU
$148K 0.01%
14,693
– –
GLS
379
DELISTED
Gelesis Holdings, Inc.
GLS
$142K 0.01%
14,534
– –
GNRSW
380
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$142K 0.01%
197,484
– –
LATNW
381
DELISTED
Union Acquisition Corp. II Warrant
LATNW
$137K 0.01%
150,000
– –
REVBW icon
382
Revelation Biosciences, Inc. Warrant
REVBW
$19K
$128K 0.01%
200,000
– –
TMCWW
383
TMC the metals company Inc. Warrants
TMCWW
$12M
$128K 0.01%
88,584
– –
LGACU
384
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$124K 0.01%
+12,447
New +$124K
GNPK.WS
385
DELISTED
Genesis Park Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A o
GNPK.WS
$122K 0.01%
49,998
– –
MSPRZ
386
MSP Recovery, Inc. Warrant
MSPRZ
$56.1K
$119K 0.01%
124,999
– –
CHAQ.WS
387
DELISTED
Chardan Healthcare Acquisition 2 Corp. Warrants, entitling the holder thereof to purchase one-half (
CHAQ.WS
$115K 0.01%
179,886
– –
VMACW
388
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$114K 0.01%
100,000
– –
IGACW
389
DELISTED
IG Acquisition Corp. Warrant
IGACW
$112K 0.01%
99,999
– –
LACQW
390
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$112K 0.01%
106,221
-4,200
-4% -$4.43K
PCK
391
DELISTED
Pimco California Municipal Income Fund II
PCK
$111K 0.01%
11,487
– –
NOACW
392
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
$107K 0.01%
150,000
– –
GLAQW
393
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
$104K 0.01%
150,000
– –
OBIO icon
394
Orchestra BioMed
OBIO
$140M
$102K 0.01%
10,000
– –
SDACU
395
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$102K 0.01%
10,000
– –
FTVIU
396
DELISTED
FinTech Acquisition Corp. VI Units
FTVIU
$101K 0.01%
+10,000
New +$101K
NXU.U
397
DELISTED
Novus Capital Corporation II Units, each consisting of one share of Class A common stock and one thi
NXU.U
$101K 0.01%
10,000
– –
BRIVU
398
DELISTED
B. Riley Principal 250 Merger Corp. Units
BRIVU
$100K 0.01%
+10,000
New +$100K
MONCU
399
DELISTED
Monument Circle Acquisition Corp. Unit
MONCU
$100K 0.01%
10,000
– –
ZWRKU
400
DELISTED
Z-Work Acquisition Corp. Units
ZWRKU
$100K 0.01%
10,000
– –
14 15
16
17 18