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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+2.06%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$148M
Cap. Flow %
-8.89%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
132

Top Buys

Rank Stock Value
1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.7M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.6M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.71M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.12M

Top Sells

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$36.1M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$26.5M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

Rank Sector Weight
1 Financials 8%
2 Healthcare 0.99%
3 Consumer Discretionary 0.78%
4 Technology 0.76%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APGNW
376
DELISTED
Apexigen, Inc. WarrantApexigen, Inc. Warrant
APGNW
$84K 0.01%
+49,999
New +$101K
APSG.WS
377
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$84K 0.01%
66,666
– –
GLAQW
378
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
$83K 0.01%
+150,000
New +$128K
TMCWW
379
TMC The Metals Company Warrants
TMCWW
$840K
$80K ﹤0.01%
88,584
– –
ALACR
380
DELISTED
Alberton Acquisition Corp Rights
ALACR
$76K ﹤0.01%
152,955
– –
FPAC.WS
381
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$73K ﹤0.01%
+66,666
New +$118K
BENEW
382
DELISTED
Benessere Capital Acquisition Corp. Warrant
BENEW
$70K ﹤0.01%
+149,997
New +$110K
CRXTW
383
DELISTED
Clarus Therapeutics Holdings, Inc. Warrants
CRXTW
$69K ﹤0.01%
+125,000
New +$100K
BREZW
384
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$68K ﹤0.01%
100,000
– –
VHAQ.WS
385
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$67K ﹤0.01%
+175,000
New +$93.8K
BENER
386
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$66K ﹤0.01%
+199,996
New +$75.3K
SVOKW
387
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$66K ﹤0.01%
+72,999
New +$99K
COEPW
388
DELISTED
Coeptis Therapeutics Warrants
COEPW
$65K ﹤0.01%
+150,000
New +$141K
ASAQ.WS
389
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$65K ﹤0.01%
87,499
– –
MUDSW
390
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$63K ﹤0.01%
+99,999
New +$99.9K
DFNS.WS
391
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
$63K ﹤0.01%
50,000
– –
MCOMW
392
DELISTED
micromobility.com Inc. Warrant
MCOMW
$62K ﹤0.01%
64,343
-115,453
-64% -$115K
VMACW
393
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$62K ﹤0.01%
100,000
– –
DDMXW
394
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
$62K ﹤0.01%
+59,999
New +$96.8K
PMGMW
395
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$58K ﹤0.01%
+99,999
New +$73.6K
ZGYHR
396
DELISTED
Yunhong International Right
ZGYHR
$58K ﹤0.01%
132,011
– –
PRPB.WS
397
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$55K ﹤0.01%
49,999
– –
JSPRW icon
398
Japer Therapeutics Warrants
JSPRW
$216K
$54K ﹤0.01%
65,707
– –
BTAQW
399
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$53K ﹤0.01%
49,999
– –
GIX.RT
400
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$53K ﹤0.01%
161,880
– –
14 15
16
17 18

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Rivernorth Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Rivernorth Capital Management held 591 positions worth $1.67B, down 1% from $1.68B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $148M in Q1 2021, closing 132 positions and reducing 68 holdings. Its most notable exit was Nuveen Municipal Credit Opportunities Fund, an estimated $26.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in BlackRock MuniHoldings Fund worth $14.6M.

  • Rivernorth Capital Management's largest Q1 2021 buy was BlackRock MuniHoldings Fund: 911,692 shares worth $14.6M.
  • Rivernorth Capital Management added most to Nuveen AMT-Free Quality Municipal Income Fund in Q1 2021, an estimated $46.7M increase.
  • Rivernorth Capital Management's biggest Q1 2021 reduction was Blue Owl Capital, cutting an estimated $36.1M.
  • Rivernorth Capital Management fully exited Nuveen Municipal Credit Opportunities Fund in Q1 2021, selling an estimated $26.9M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.67B portfolio in Q1 2021.
  • Rivernorth Capital Management opened 236 new positions and closed 132 in Q1 2021.
  • Rivernorth Capital Management's portfolio value fell 1% quarter-over-quarter to $1.67B.

Based on Rivernorth Capital Management's 13F filing for Q1 2021, filed 17 May 2021.