RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.05%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.67B
AUM Growth
-$17.3M
Cap. Flow
-$155M
Cap. Flow %
-9.32%
Top 10 Hldgs %
31.26%
Holding
591
New
236
Increased
60
Reduced
68
Closed
133

Top Buys

1
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$46.7M
2
MHD icon
BlackRock MuniHoldings Fund
MHD
+$14.6M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$10.9M
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$8.7M
5
EIM
Eaton Vance Municipal Bond Fund
EIM
+$8.14M

Top Sells

1
OBDC icon
Blue Owl Capital
OBDC
+$36.5M
2
BCSF icon
Bain Capital Specialty
BCSF
+$28.4M
3
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$26.9M
4
EVV
Eaton Vance Limited Duration Income Fund
EVV
+$20.3M
5
NUM
Nuveen Michigan Quality Municipal Income Fund
NUM
+$16.9M

Sector Composition

1 Financials 8.03%
2 Healthcare 1.08%
3 Consumer Discretionary 0.78%
4 Technology 0.67%
5 Industrials 0.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
APSG.WS
376
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
$84K 0.01%
66,666
– –
PRSTW
377
DELISTED
Presto Technologies, Inc. Warrant
PRSTW
$84K 0.01%
+190,000
New +$84K
GLAQW
378
DELISTED
Globis Acquisition Corp. Warrant
GLAQW
$83K 0.01%
+150,000
New +$83K
TMCWW
379
TMC the metals company Inc. Warrants
TMCWW
$12.6M
$80K ﹤0.01%
88,584
– –
ALACR
380
DELISTED
Alberton Acquisition Corporation Rights exp April 26, 2021
ALACR
$76K ﹤0.01%
152,955
– –
FPAC.WS
381
DELISTED
Far Peak Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
FPAC.WS
$73K ﹤0.01%
+66,666
New +$73K
BENEW
382
DELISTED
Benessere Capital Acquisition Corp. Warrant
BENEW
$70K ﹤0.01%
+149,997
New +$70K
CRXTW
383
DELISTED
Clarus Therapeutics Holdings, Inc. Warrants
CRXTW
$69K ﹤0.01%
+125,000
New +$69K
BREZW
384
DELISTED
Breeze Holdings Acquisition Corp. Warrant
BREZW
$68K ﹤0.01%
100,000
– –
VHAQ.WS
385
DELISTED
Viveon Health Acquisition Corp. Warrants to purchase one-half of a share of common stock at a price of $11.50 per whole share
VHAQ.WS
$67K ﹤0.01%
+175,000
New +$67K
BENER
386
DELISTED
Benessere Capital Acquisition Corp. Right
BENER
$66K ﹤0.01%
+199,996
New +$66K
SVOKW
387
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
$66K ﹤0.01%
+72,999
New +$66K
COEPW icon
388
Coeptis Therapeutics Holdings, Inc. Warrants
COEPW
$69.8K
$65K ﹤0.01%
+150,000
New +$65K
ASAQ.WS
389
DELISTED
Atlantic Avenue Acquisition Corp Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ASAQ.WS
$65K ﹤0.01%
87,499
– –
MUDSW
390
DELISTED
Mudrick Capital Acquisition Corporation II Warrant
MUDSW
$63K ﹤0.01%
+99,999
New +$63K
DFNS.WS
391
DELISTED
LGL Systems Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of Clas
DFNS.WS
$63K ﹤0.01%
50,000
– –
MCOMW
392
DELISTED
micromobility.com Inc. Warrant
MCOMW
$62K ﹤0.01%
64,343
-115,453
-64% -$111K
VMACW
393
DELISTED
Vistas Media Acquisition Company Inc. Warrant
VMACW
$62K ﹤0.01%
100,000
– –
DDMXW
394
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
$62K ﹤0.01%
+59,999
New +$62K
PMGMW
395
DELISTED
Priveterra Acquisition Corp. II Warrant to purchase Class A common stock
PMGMW
$58K ﹤0.01%
+99,999
New +$58K
ZGYHR
396
DELISTED
Yunhong International Right
ZGYHR
$58K ﹤0.01%
132,011
– –
PRPB.WS
397
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$55K ﹤0.01%
49,999
– –
JSPRW icon
398
Japer Therapeutics, Inc. Warrants
JSPRW
$54K ﹤0.01%
65,707
– –
BTAQW
399
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$53K ﹤0.01%
49,999
– –
GIX.RT
400
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$53K ﹤0.01%
161,880
– –
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