RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
+2.63%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.62B
AUM Growth
-$143M
Cap. Flow
-$275M
Cap. Flow %
-17.02%
Top 10 Hldgs %
30.32%
Holding
425
New
161
Increased
45
Reduced
86
Closed
91

Top Buys

1
HIX
Western Asset High Income Fund II
HIX
+$16.2M
2
OCSL icon
Oaktree Specialty Lending
OCSL
+$13.9M
3
BCSF icon
Bain Capital Specialty
BCSF
+$10.7M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$9.15M
5
PHD
Pioneer Floating Rate Fund
PHD
+$8.23M

Top Sells

1
GBDC icon
Golub Capital BDC
GBDC
+$33.2M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$26M
3
HFRO
Highland Opportunities and Income Fund
HFRO
+$18.2M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$17.2M
5
SABA
Saba Capital Income & Opportunities Fund II
SABA
+$14.8M

Sector Composition

1 Financials 8%
2 Technology 1.39%
3 Consumer Discretionary 1%
4 Industrials 0.94%
5 Healthcare 0.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NPAUU
376
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– –
-135,000
Closed -$1.42M
CGROU
377
DELISTED
Collective Growth Corporation Unit
CGROU
– –
-200,000
Closed -$1.9M
RPLA.U
378
DELISTED
Replay Acquisition Corp.
RPLA.U
– –
-145,910
Closed -$1.55M
CIICU
379
DELISTED
CIIG Merger Corp. Units
CIICU
– –
-197,305
Closed -$2.02M
ROCHU
380
DELISTED
Roth CH Acquisition I Co. Unit
ROCHU
– –
-100,000
Closed -$1.01M
IPV.U
381
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
– –
-350,000
Closed -$3.56M
LGVW.U
382
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
– –
-200,000
Closed -$2.02M
MCACU
383
DELISTED
Mountain Crest Acquisition Corp Unit
MCACU
– –
-85,000
Closed -$853K
PCPL.U
384
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
– –
-300,000
Closed -$3.18M
NOVSU
385
DELISTED
Novus Capital Corporation Units
NOVSU
– –
-241,172
Closed -$2.53M
SMMCU
386
DELISTED
South Mountain Merger Corp. Unit
SMMCU
– –
-208,469
Closed -$2.21M
DMYT.U
387
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
– –
-250,000
Closed -$2.65M
LOAK.U
388
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
– –
-200,000
Closed -$2M
RMG.U
389
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-75,000
Closed -$786K
LCAHU
390
DELISTED
Landcadia Holdings II, Inc. Unit
LCAHU
– –
-244,829
Closed -$4.23M
LSACU
391
DELISTED
LifeSci Acquisition Corp. Unit 1 COM & 1 WT
LSACU
– –
-100,000
Closed -$1.1M
PTACU
392
DELISTED
PropTech Acquisition Corporation Unit
PTACU
– –
-96,602
Closed -$1.02M
HYACU
393
DELISTED
Haymaker Acquisition Corp. II Unit
HYACU
– –
-96,904
Closed -$1.06M
PIC.U
394
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-192,495
Closed -$1.98M
HCACU
395
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
– –
-195,926
Closed -$2.25M
FEAC.U
396
DELISTED
Flying Eagle Acquisition Corp. Units, each consisting of one share of Class A common stock and one-f
FEAC.U
– –
-120,000
Closed -$1.4M
TRNE.U
397
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
– –
-269,282
Closed -$2.97M
KCAC.U
398
DELISTED
Kensington Capital Acquisition Corp.Units, each consisting of one share of Class A common stock and
KCAC.U
– –
-80,000
Closed -$802K
FVAC.U
399
DELISTED
Fortress Value Acquisition Corp. Units, each consisting of one share of Class A common stock and one
FVAC.U
– –
-108,200
Closed -$1.11M
ORSNU
400
DELISTED
Orisun Acquisition Corp. Unit
ORSNU
– –
-160,000
Closed -$1.61M
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16
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