RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.88B
AUM Growth
-$193M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
449
New
Increased
Reduced
Closed

Top Buys

1
+$6.57M
2
+$6.28M
3
+$5.69M
4
PMX
PIMCO Municipal Income Fund III
PMX
+$5.68M
5
BTX
BlackRock Technology and Private Equity Term Trust
BTX
+$5.2M

Top Sells

1
+$25.6M
2
+$21.6M
3
+$21.5M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17.8M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$14.8M

Sector Composition

1 Financials 10.76%
2 Utilities 0.22%
3 Technology 0.2%
4 Industrials 0.19%
5 Consumer Discretionary 0.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
351
$633 ﹤0.01%
33,332
352
$523 ﹤0.01%
34,899
353
$412 ﹤0.01%
+48,517
354
$385 ﹤0.01%
+11,000
355
$362 ﹤0.01%
24,998
356
$347 ﹤0.01%
32,770
357
$290 ﹤0.01%
111,491
358
$220 ﹤0.01%
24,999
359
$137 ﹤0.01%
85,850
360
$7 ﹤0.01%
65,898
361
– –
-11,192
362
– –
-194,397
363
– –
-213,348
364
– –
-135,758
365
– –
-178,148
366
– –
-11,852
367
– –
-179,801
368
– –
-148,500
369
– –
-32,535
370
– –
-744,150
371
– –
-287,588
372
– –
-37,107
373
– –
-150,768
374
– –
-251,339
375
– –
-370,242
13 14
15
16 17