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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+3.94%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.07B
AUM Growth
-$46.1M
Cap. Flow
-$126M
Cap. Flow %
-6.07%
Top 10 Hldgs %
30.91%
Holding
491
New
49
Increased
67
Reduced
60
Closed
103

Top Buys

Rank Stock Value
1
ACP
abrdn Income Credit Strategies Fund
ACP
+$26.9M
2
MHI
Pioneer Municipal High Income Fund
MHI
+$7.96M
3
PCF
High Income Securities Fund
PCF
+$7.68M
4
DMF
BNY Mellon Municipal Income
DMF
+$7.54M
5
OCSL icon
Oaktree Specialty Lending
OCSL
+$6.93M

Top Sells

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$37.8M
2
BCAT icon
BlackRock Capital Allocation Term Trust
BCAT
+$19.8M
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$13.1M
4
EIM
Eaton Vance Municipal Bond Fund
EIM
+$12.6M
5
CLM icon
Cornerstone Strategic Value Fund
CLM
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 7.8%
2 Technology 0.67%
3 Consumer Staples 0.25%
4 Consumer Discretionary 0.24%
5 Communication Services 0.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNTN.WS
351
DELISTED
Everest Consolidator Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A Common Stock, at an exercise price of $11.50
MNTN.WS
$1.63K ﹤0.01%
54,999
– –
SMXWW
352
SMX (Security Matters) Public Ltd Warrant
SMXWW
$774K
$1.61K ﹤0.01%
+199,299
New +$1.79K
ATEK.WS
353
DELISTED
Athena Technology Acquisition Corp. II Redeemable Warrants
ATEK.WS
$1.61K ﹤0.01%
75,353
– –
WEL.WS
354
DELISTED
Integrated Wellness Acquisition Corp Redeemable Warrants
WEL.WS
$1.57K ﹤0.01%
99,999
– –
MSAIW icon
355
MultiSensor AI Holdings Warrant
MSAIW
$751K
$1.46K ﹤0.01%
56,244
– –
NMHIW
356
DELISTED
Natures Miracle Holding Inc. Warrants
NMHIW
$1.46K ﹤0.01%
111,491
+27,873
+33% +$507
HAIAW
357
DELISTED
Healthcare AI Acquisition Corp. Warrants
HAIAW
$1.43K ﹤0.01%
57,299
– –
ALSAW
358
DELISTED
Alpha Star Acquisition Corp Warrants
ALSAW
$1.42K ﹤0.01%
98,841
– –
BFAC.WS
359
DELISTED
Battery Future Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
BFAC.WS
$1.27K ﹤0.01%
125,000
– –
KITTW icon
360
Nauticus Robotics Warrant
KITTW
$193K
$1.25K ﹤0.01%
84,776
– –
ASCBW
361
DELISTED
A SPAC II Acquisition Corp. Warrant
ASCBW
$1.08K ﹤0.01%
149,999
– –
BUJAW
362
DELISTED
Bukit Jalil Global Acquisition 1 Ltd. Warrants
BUJAW
$1.08K ﹤0.01%
35,967
– –
PPYAW
363
DELISTED
Papaya Growth Opportunity Corp. I Warrant
PPYAW
$1.06K ﹤0.01%
34,899
– –
BNZIW
364
DELISTED
Banzai International Warrant
BNZIW
$1.04K ﹤0.01%
128,720
– –
BSLKW
365
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$1.03K ﹤0.01%
39,633
– –
MAQCW
366
DELISTED
Maquia Capital Acquisition Corporation Warrant
MAQCW
$735 ﹤0.01%
31,976
– –
COOTW
367
Australian Oilseeds Holdings Ltd Warrant
COOTW
$205K
$720 ﹤0.01%
50,000
+923
+2% +$19
AEAEW
368
DELISTED
AltEnergy Acquisition Corp Warrant
AEAEW
$700 ﹤0.01%
62,498
– –
TLGYW
369
DELISTED
TLGY Acquisition Corporation Warrant
TLGYW
$602 ﹤0.01%
19,999
– –
BCSAW
370
DELISTED
Blockchain Coinvestors Acquisition Corp. I Warrant
BCSAW
$572 ﹤0.01%
24,999
– –
RMCOW icon
371
Royalty Management Holding Warrant
RMCOW
$1.42M
$525 ﹤0.01%
49,999
– –
GRDIW
372
DELISTED
GRIID Infrastructure Inc. Warrant
GRDIW
$480 ﹤0.01%
+14,320
New +$448
SLXNW
373
Silexion Therapeutics Warrant
SLXNW
$119K
$472 ﹤0.01%
+14,999
New +$868
KACLW
374
DELISTED
Kairous Acquisition Corp. Limited Warrants
KACLW
$409 ﹤0.01%
74,318
– –
ONYXW
375
DELISTED
Onyx Acquisition Co. I Warrant
ONYXW
$367 ﹤0.01%
32,500
– –
13 14
15
16 17

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Rivernorth Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rivernorth Capital Management held 491 positions worth $2.07B, down 2.2% from $2.12B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $126M in Q3 2024, closing 103 positions and reducing 60 holdings. Its most notable exit was Nuveen Preferred & Income Opportunities Fund, an estimated $37.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Rivernorth Capital Management opened a new position in abrdn Income Credit Strategies Fund worth $27.3M.

  • Rivernorth Capital Management's largest Q3 2024 buy was abrdn Income Credit Strategies Fund: 4,123,676 shares worth $27.3M.
  • Rivernorth Capital Management added most to Pioneer Municipal High Income Fund in Q3 2024, an estimated $7.96M increase.
  • Rivernorth Capital Management's biggest Q3 2024 reduction was BlackRock Capital Allocation Term Trust, cutting an estimated $19.8M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Opportunities Fund in Q3 2024, selling an estimated $37.8M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.07B portfolio in Q3 2024.
  • Rivernorth Capital Management opened 49 new positions and closed 103 in Q3 2024.
  • Rivernorth Capital Management's portfolio value fell 2.2% quarter-over-quarter to $2.07B.

Based on Rivernorth Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.