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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.45%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$2.09B
AUM Growth
+$159M
Cap. Flow
-$8M
Cap. Flow %
-0.38%
Top 10 Hldgs %
31.09%
Holding
587
New
43
Increased
68
Reduced
80
Closed
98

Top Buys

Rank Stock Value
1
JPC icon
Nuveen Preferred & Income Opportunities Fund
JPC
+$50.4M
2
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$21.8M
3
MYD
BlackRock MuniYield Fund
MYD
+$19.7M
4
NUV icon
Nuveen Municipal Value Fund
NUV
+$13.2M
5
BSTZ icon
BlackRock Science and Technology Term Trust
BSTZ
+$12.5M

Top Sells

Rank Stock Value
1
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$42M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$28.5M
3
ECAT icon
BlackRock ESG Capital Allocation Term Trust
ECAT
+$23.2M
4
ZTR
Virtus Total Return Fund
ZTR
+$18M
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 10.43%
2 Technology 0.93%
3 Healthcare 0.8%
4 Industrials 0.53%
5 Consumer Discretionary 0.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLLIR
351
DELISTED
Globalink Investment Inc. Rights
GLLIR
$6.39K ﹤0.01%
213,000
– –
LDTCW
352
DELISTED
LeddarTech Holdings Inc. Warrants
LDTCW
$6.11K ﹤0.01%
67,916
-300
-0.4% -$17
ATMCW
353
DELISTED
AlphaTime Acquisition Corp Warrant
ATMCW
$5.92K ﹤0.01%
200,000
– –
AERTW
354
Aeries Technology Warrant
AERTW
$891K
$5.66K ﹤0.01%
113,187
-15,300
-12% -$1.55K
BENFW icon
355
Beneficient Warrant
BENFW
$166K
$5.63K ﹤0.01%
562,494
– –
DFLIW icon
356
Dragonfly Energy Holdings Warrant
DFLIW
$32.9K
$5.61K ﹤0.01%
187,500
– –
BSLKW
357
DELISTED
Bolt Projects Holdings Warrant
BSLKW
$5.52K ﹤0.01%
39,633
– –
SPKLW
358
Spark I Acquisition Corp Warrant
SPKLW
$7M
$5.5K ﹤0.01%
+49,998
New +$5.36K
GRMLW
359
Greenland Mines Ltd Warrant
GRMLW
$5.5K ﹤0.01%
275,000
– –
AILEW
360
DELISTED
iLearningEngines, Inc. Warrant
AILEW
$5.34K ﹤0.01%
65,898
– –
NVNIW
361
Nvni Group Limited Warrants
NVNIW
$5K ﹤0.01%
+124,999
New +$6.94K
BRLSW icon
362
Borealis Foods Inc Warrant
BRLSW
$547K
$5K ﹤0.01%
100,000
– –
OSRHW
363
OSR Health Warrant
OSRHW
$287K
$5K ﹤0.01%
250,000
– –
EVE.WS
364
DELISTED
EVe Mobility Acquisition Corp Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
EVE.WS
$5K ﹤0.01%
125,000
– –
ALSAR
365
DELISTED
Alpha Star Acquisition Corp Rights
ALSAR
$4.94K ﹤0.01%
98,841
– –
CYCUW
366
Cycurion Inc Warrant
CYCUW
$243K
$4.79K ﹤0.01%
150,000
– –
COEPW
367
DELISTED
Coeptis Therapeutics Warrants
COEPW
$4.65K ﹤0.01%
150,000
– –
ICUCW
368
SeaStar Medical Holding Corp Warrant
ICUCW
$331K
$4.5K ﹤0.01%
150,000
– –
GBBKW
369
DELISTED
Global Blockchain Acquisition Corp. Warrant
GBBKW
$4.5K ﹤0.01%
300,000
– –
WINVR
370
DELISTED
WinVest Acquisition Corp. Right
WINVR
$4.5K ﹤0.01%
150,000
– –
LGVCW
371
DELISTED
LAMF Global Ventures Corp. I Warrant
LGVCW
$4.5K ﹤0.01%
149,999
– –
HOLOW icon
372
MicroCloud Hologram Inc Warrant
HOLOW
$2.54M
$4.49K ﹤0.01%
149,600
– –
KITTW icon
373
Nauticus Robotics Warrant
KITTW
$193K
$4.43K ﹤0.01%
84,776
-524
-0.6% -$85
QOMOW
374
DELISTED
Qomolangma Acquisition Corp. Warrant
QOMOW
$4.4K ﹤0.01%
250,000
– –
SLAMW
375
DELISTED
Slam Corp. warrant
SLAMW
$4.32K ﹤0.01%
22,753
– –
13 14
15
16 17

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Rivernorth Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rivernorth Capital Management held 587 positions worth $2.09B, up 8.3% from $1.93B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management's Q4 2023 filing shows 43 new, 68 increased, 80 reduced and 98 closed positions. Its largest new stake was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M. The largest sale was Nuveen Preferred & Income Securities Fund, an estimated $42M.

By sector, the portfolio is most concentrated in Financials at 10% of assets, down from 12% a quarter earlier, followed by Technology and Healthcare.

  • Rivernorth Capital Management's largest Q4 2023 buy was BlackRock Science and Technology Term Trust: 770,783 shares worth $12.9M.
  • Rivernorth Capital Management added most to Nuveen Preferred & Income Opportunities Fund in Q4 2023, an estimated $50.4M increase.
  • Rivernorth Capital Management's biggest Q4 2023 reduction was Nuveen AMT-Free Quality Municipal Income Fund, cutting an estimated $28.5M.
  • Rivernorth Capital Management fully exited Nuveen Preferred & Income Securities Fund in Q4 2023, selling an estimated $42M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $2.09B portfolio in Q4 2023.
  • Rivernorth Capital Management opened 43 new positions and closed 98 in Q4 2023.
  • Rivernorth Capital Management's portfolio value rose 8.3% quarter-over-quarter to $2.09B.

Based on Rivernorth Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.